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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Units | (1) | 08/19/2015 | C | 21,978,980 | (1) | (1) | Common Units | 21,978,980 | (1) | 0 | I | By: ETP Holdco Corporation and its subsidiaries |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Energy Transfer Partners, L.P. 3738 OAK LAWN AVE. DALLAS, TX 75219 |
X | Director by Deputization |
Energy Transfer Partners, L.P, by its general partner Energy Transfer Partners GP, L.P., by its general partner Energy Transfer Partners, L.L.C., by William J. Healy, Associate General Counsel and Assistant Secretary | 08/21/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 19, 2015, pursuant to the terms of the Contribution Agreement dated July 14, 2015, the aggregate 21,978,980 Class B Units held by Heritage Holdings, Inc. and ETP Holdco Corporation converted into 21,978,980 Common Units on a one-for-one basis. |
Remarks: As of the transaction date, the Reporting Person controlled the general partner of the Issuer and had the right to appoint all of the directors of the Board of Directors of the Issuer's general partner. Therefore, the Reporting Person may be deemed a director by deputization as of the transaction date. |