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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2012 PRP-CSE (1) | (2) | 02/28/2013 | A | 24,652 (3) | (4) | (4) | Common Stock | 24,652 (3) | $ 13.53 (3) | 24,652 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Szulc Jaime Cohen 200 INNOVATION WAY AKRON, OH 44316 |
President, Latin America |
/s/ Bertram Bell, signing as an attorney-in-fact and agent duly authorized to execute this Form 4 on behalf of Jaime Cohen Szulc pursuant to a Power of Attorney dated 9/22/10, a copy of which has been previously filed with the SEC. | 03/04/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Common Stock Equivalent Units awarded under the Company's Performance Recognition Plan and the Company's 2008 Performance Plan, the payment of which has been deferred. |
(2) | The reporting person elected to defer 50% of his 2012 PRP award as deferred Common Stock Equivalent Units under the 2008 Performance Plan. Each unit is equivalent to one (1) share of common stock. |
(3) | This amended Form 4 is being filed to correct an error with respect to the price and the number of units deferred by Mr. Szulc. |
(4) | The units will be paid in shares of common stock after 1/15/2016. 4,108 of the units vested on 2/28/2014, and 20,544 of the units were fully vested on 2/28/2013. |