UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Units | Â (1) | Â (1) | Common Stock | 30,663 (1) | $ (1) | D | Â |
Non-Qualified Stock Option | Â (2) | 12/30/2015 | Common Stock | 15,300 | $ 19.42 | D | Â |
Non-Qualified Stock Option | Â (2) | 12/05/2016 | Common Stock | 22,500 | $ 28.69 | D | Â |
Non-Qualified Stock Option | Â (2) | 12/11/2017 | Common Stock | 15,750 | $ 25.51 | D | Â |
Non-Qualified Stock Option | Â (3) | 12/09/2015 | Common Stock | 14,260 | $ 23.74 | D | Â |
Non-Qualified Stock Option | Â (4) | 02/16/2017 | Common Stock | 9,500 | $ 27.02 | D | Â |
Non-Qualified Stock Option | Â (5) | 02/15/2018 | Common Stock | 23,000 | $ 29.84 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hughes Jeffrey A 18500 NORTH ALLIED WAY PHOENIX, AZ 85054 |
 |  |  EVP- Human Resources |  |
/s/ Eileen B. Schuler Attorney-in-Fact | 07/28/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Hughes holds these stock units under the Republic Services Stock Unit Fund pursuant to his election under the Company's Deferred Compensation Plan. These stock units are settled through the issuance of shares of the Company's common stock (one on one conversion) and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock. |
(2) | Stock Options are fully exercisable. |
(3) | The Stock Option award vests 25% on each of the first four anniversaries of the date of grant (which date of grant was 12/09/2008). |
(4) | The Stock Option award vests 25% on each of the first four anniversaries of the date of grant (which date of grant was 02/16/2010). |
(5) | The Stock Option award vests 25% on each of the first four anniversaries of the date of grant (which date of grant was 02/15/2011). |
 Remarks: Jeffrey A. Hughes, Executive Vice President - Human Resources, was appointed as a Section 16 Officer by the Company's Board of Directors effective July 26, 2011. |