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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO, A6 M5J 2N7 |
X | |||
WATSA V PREM ET AL 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO, A6 M5J 2N7 |
X | |||
1109519 ONTARIO LTD 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO, A6 M5J 2N7 |
X | |||
SIXTY TWO INVESTMENT CO LTD 1600 CATHEDRAL PLACE 925 WEST GEORGIA ST. VANCOUVER, BC, A1 V6C 3L3 |
X | |||
810679 ONTARIO LTD 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO, A6 M5J 2N7 |
X | |||
Federated Insurance CO of Canada 717 PORTAGE AVENUE WINNIPEG, ONTARIO, A6 R3C 3C9 |
X | |||
LOMBARD GENERAL INSURANCE CO OF CANADA 105 ADELAIDE STREET WEST 3RD FLOOR TORONTO, ONTARIO, A6 M5H 1P9 |
X | |||
Lombard Insurance CO 105 ADELAIDE STREET WEST 3RD FLOOR TORONTO, ONTARIO, A6 M5H 1P9 |
X | |||
COMMONWEALTH INSURANCE CO 595 BURRARD STREET SUITE 1500, BOX 49115 BENTALL TOWER III VANCOUVER, BC, A6 V7X 1G4 |
X |
/s/ Eric P. Salsberg, Vice President, Corporate Affairs | 06/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa | 06/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa, President | 06/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa, President | 06/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa, President | 06/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Silvy Wright, Director | 06/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Silvy Wright, Director | 06/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Silvy Wright, Director | 06/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Silvy Wright, Director | 06/16/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Common Shares are held by Fairfax Financial Holdings Limited ("Fairfax") and certain of its subsidiaries, including, following the transactions reported herein, 153,221 Common Shares held by Federated Insurance Company of Canada, 814,984 Common Shares held by Lombard General Insurance Company of Canada, 327,172 Common Shares held by Lombard Insurance Company, and 371,003 Common Shares held by Commonwealth Insurance Company. |
(2) | Fairfax and certain of its subsidiaries own $1.26 million aggregate principal amount of bonds issued by AbitibiBowater Inc. ("AbitibiBowater") and its subsidiaries. As bondholders, Fairfax and its subsidiaries received 53,343 Common Shares on April 19, 2011 (included herein) in connection with AbitibiBowater's bankruptcy proceedings. In the future, Fairfax and its subsidiaries may receive additional Common Shares that are currently held in escrow in consideration for such bonds, pending resolution by the courts of a number of on-going claims arising from AbitibiBowater's bankruptcy proceedings. The number of Common Shares that may be distributed in the future to bondholders through the bankruptcy proceedings has not been determined at this time. |