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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Units | (2) | 04/15/2011 | A | 6 | (2) | (2) | Common Stock | 6 | $ 29.79 | 972 (2) | D | ||||
Phantom Stock Units | (3) | 04/15/2011 | A | 215 | (3) | (3) | Common Stock | 215 | $ 29.79 | 32,246 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Walbridge Kevin 18500 N. ALLIED WAY PHOENIX, AZ 85054 |
EVP- Operations |
/s/ Eileen B. Schuler Attorney-in-Fact | 04/19/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects dividends paid under the Company's Employee Stock Purchase Plan since the last report filed. |
(2) | Reflects dividend equivalents for units under the Republic Services Stock Unit Fund since the last report filed (total of 966 units). Mr. Walbridge holds these units pursuant to his elections under the Company's Deferred Compensation Plan ("DCP"). The Republic Services Stock Unit Fund allows an executive to defer a restricted stock unit award into the DCP. All of Mr. Walbridge's units receive dividend equivalents, in the form of additional units, each time a dividend is paid on Republic's common stock. |
(3) | Reflects dividend equivalents for units under the Republic Services Stock Investment Fund since the last report filed (total of 32,031 units). Mr. Walbridge holds these units pursuant to his elections under the Company's Deferred Compensation Plan ("DCP"). The Republic Services Stock Investment Fund is a measurement fund under which units are equal in value to shares of Republic's common stock and are settled in cash. All of Mr. Walbridge's units receive dividend equivalents, in the form of additional units, each time a dividend is paid on Republic's common stock. |