UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CORTOPASSI FAMILY TRUST C/O SAN TOMO GROUP 11292 N. ALPINE ROAD STOCKTON, CA 95212 |
 |  |  | Group owning more than 10% |
CORTOPASSI PARTNERS LP C/O SAN TOMO GROUP 11292 ALPINE ROAD STOCKTON, CA 95212 |
 |  |  | Group owning more than 10% |
CORTOPASSI DEAN A. C/O SAN TOMO GROUP 11292 ALPINE ROAD STOCKTON, CA 95212 |
 |  |  | Group owning more than 10% |
/s/ Dean A. Cortopassi, individually, as Trustee of the Cortopassi Family Trust and as President of San Tomo, Inc., the general partner of Cortopassi Partners, L.P. | 03/05/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 170,824 shares of common stock beneficially owned directly by Cortopassi Family Trust and 315,551 shares of common stock beneficially owned directly by Cortopassi Partners, L.P. Dean A. Cortopassi is the Trustee of Cortopassi Family Trust and the President of San Tomo, Inc., the general partner of Cortopassi Partners, L.P. Mr. Cortopassi disclaims beneficial ownership of the shares held by Cortopassi Family Trust and Cortopassi Partners, L.P. except to the extent of his pecuniary or partnership interests therein. |