Exhibit No. 1
|
Holding(s) in Company dated 04 March 2013 |
Exhibit No. 2 | FRN Variable Rate Fix dated 06 March 2013 |
Exhibit No. 3 | Director/PDMR Shareholding dated 11 March 2013 |
Exhibit No. 4 | Stabilisation Notice dated 14 March 2013 |
Exhibit No. 5 | FRN Variable Rate Fix dated 18 March 2013 |
Exhibit No. 6 | Antony Jenkins speaks at investor conference 19 March 2013 |
Exhibit No. 7 | FRN Variable Rate Fix dated 19 March 2013 |
Exhibit No. 8 | FRN Variable Rate Fix dated 19 March 2013 |
Exhibit No. 9 | FRN Variable Rate Fix dated 19 March 2013 |
Exhibit No. 10 | Director/PDMR Shareholding dated 20 March 2013 |
Exhibit No. 11 | FRN Variable Rate Fix dated 20 March 2013 |
Exhibit No. 12 | FRN Variable Rate Fix dated 21 March 2013 |
Exhibit No. 13 | Publication of Base Prospectus Supplement dated 21 March 2013 |
Exhibit No. 14 | Director/PDMR Shareholding dated 21 March 2013 |
Exhibit No. 15 | Director/PDMR Shareholding dated 25 March 2013 |
Exhibit No. 16 | FRN Variable Rate Fix dated 26 March 2013 |
Exhibit No. 17 | Director/PDMR Shareholding dated 27 March 2013 |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
|
||||
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
|
Barclays PLC
|
|||
2 Reason for the notification (please tick the appropriate box or boxes):
|
||||
An acquisition or disposal of voting rights
|
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
||||
An event changing the breakdown of voting rights
|
ü
|
|||
Other (please specify):
|
||||
3. Full name of person(s) subject to the
notification obligation: iii
|
His Highness Sheikh Mansour Bin Zayed Al Nahyan ("HHSM")
Abu Dhabi International United Investments LLC ("ADIUI")
Nexus Capital Investing Ltd. ("NCIL")
PCP Gulf Invest 3 Limited
|
|||
4. Full name of shareholder(s)
(if different from 3.):iv
|
PCP Gulf Invest 3 Limited ("PCP")
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5. Date of the transaction and date on
which the threshold is crossed or
reached: v
|
Transaction date: Not relevant
Date threshold crossed: 26 February 2013
|
|||
6. Date on which issuer notified:
|
4 March 2013
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7. Threshold(s) that is/are crossed or
reached: vi, vii
|
6%
|
8. Notified details:
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||||||||||||||||
A: Voting rights attached to shares viii, ix
|
||||||||||||||||
Class/type of
shares
if possible using
the ISIN CODE
|
Situation previous
to the triggering
transaction
|
Resulting situation after the triggering transaction
|
||||||||||||||
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of shares
|
Number of voting
rights
|
% of voting rights x
|
||||||||||||
Direct
|
Direct xi
|
Indirect xii
|
Direct
|
Indirect
|
||||||||||||
Ordinary shares
|
758,437,618
|
758,437,618
|
758,437,618 (in the case of PCP)
|
758,437,618 (in the case of PCP)
|
758,437,618 (in the case of HHSM, ADIUI and NCIL)
|
5.897%
(in the case of PCP)
|
5.897%
(in the case of HHSM, ADIUI and NCIL)
|
|||||||||
ISIN GB0031348658
|
||||||||||||||||
B: Qualifying Financial Instruments
|
||||||||||||||||
Resulting situation after the triggering transaction
|
||||||||||||||||
Type of financial
instrument
|
Expiration
date xiii
|
Exercise/
Conversion Period xiv
|
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
% of voting
rights
|
||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
|
||||||||||||||||
Resulting situation after the triggering transaction
|
||||||||||||||||
Type of financial
instrument
|
Exercise price
|
Expiration date xvii
|
Exercise/
Conversion period xviii
|
Number of voting rights instrument refers to
|
% of voting rights xix, xx
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|||||||||||
Cash-settled options referencing ordinary shares
|
25,072,081
(in the case of HHSM only)
|
Nominal
|
Delta
|
|||||||||||||
0.1949%
(in the case of HHSM only)
|
||||||||||||||||
Total (A+B+C)
|
||||||||||||||||
Number of voting rights
|
Percentage of voting rights
|
|||||||||||||||
783,509,699 (in the case of HHSM only)
758,437,618 (in the case of PCP, ADIUI and NCIL)
|
6.092% (in the case of HHSM only)
5.897% (in the case of PCP, ADIUI and NCIL)
|
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
|
||
PCP holds voting rights in relation to 758,437,618 ordinary shares in Barclays PLC. PCP is, in turn, wholly owned by NCIL and NCIL is in turn wholly owned by ADIUI, which is in turn wholly owned by HHSM.
The cash-settled options are legally owned by Yas Capital Limited ("YCL"). YCL is, in turn, wholly owned by HHSM. For the avoidance of doubt, YCL has no right to acquire or exercise any voting rights in Barclays PLC.
The triggering event is an increase in the total voting rights in Barclays PLC to 12,860,575,306 as set out in the regulatory announcement dated 26 February 2013. Accordingly, as a result of the triggering event, PCP holds directly, and HHSM, ADIUI and NCIL hold indirectly, 5.897% of the voting rights in Barclays PLC through PCP's holding of voting rights in relation to ordinary shares. PCP therefore now holds less than the 6% threshold for voting rights and its change in holding is notifiable pursuant to DTR 5.1.2R.
|
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Proxy Voting:
|
||
10. Name of the proxy holder:
|
||
11. Number of voting rights proxy holder will cease
to hold:
|
||
12. Date on which proxy holder will cease to hold
voting rights:
|
||
13. Additional information:
|
As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 12,860,575,306 as set out in the regulatory announcement made by Barclays PLC dated 26 February 2013
|
|
14. Contact name:
|
Michael Latefi
|
|
15. Contact telephone number:
|
+971.566.852.568
|
BARCLAYS BANK PLC.
|
|
EUR 250,000,000.00
|
|
MATURING: 08-Sep-2014
|
|
ISIN: XS0673964721
|
|
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD
|
|
08-Mar-2013 TO 10-Jun-2013 HAS BEEN FIXED AT 0.890000 PCT
|
|
DAY BASIS: ACTUAL/360
|
|
INTEREST PAYABLE VALUE 10-Jun-2013 WILL AMOUNT TO:
|
|
EUR 2.32 PER EUR 1,000.00 DENOMINATION
|
|
|
|
Barclays PLC (the "Company")
|
|
|
The securities:
|
|
Issuer:
|
Wolters Kluwer NV
|
Guarantor (if any):
|
NA
|
Aggregate nominal amount:
|
TBC
|
Description:
|
Senior, unsecured, RegS Bearer Notes
|
Offer price:
|
TBC
|
Other offer terms:
|
NA
|
Stabilisation:
|
|
Stabilisation Manager(s):
|
Barclays; 5 The North Colonnade; Canary Wharf; London E14 4BB
ABN AMRO Bank N.V.; 250 Bishopsgate; London EC2M 4AA
Rabobank International, Thames Court, One Queen Hithe, London EC4V 3RL, United Kingdom
Royal Bank of Scotland plc, 36 St Andrews Square, Edinburgh EH2 2YB
|
Stabilisation period expected to start on:
|
14 March 2013
|
Stabilisation period expected to end no later than:
|
14 April 2013
|
Existence, maximum size and conditions of use of over-allotment facility.
|
The Stabilising Manager(s) may over-allot the securities to the extent permitted in accordance with applicable law.
|
As Agent Bank, please be advised of the following rate determined on: 18/03/2013
|
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Issue
|
¦ Barclays Bank Plc - Series 167 EUR 135,000,000 CMS-Linked Note due 20 Mar 2018
|
|||||
ISIN Number
|
¦ XS0353467243
|
|||||
ISIN Reference
|
¦ 35346724
|
|||||
Issue Nomin EUR
|
¦ 135000000
|
|||||
Period
|
¦ 20/03/2013 to 20/03/2014
|
Payment Date 20/03/2014
|
||||
Number of Days
|
¦ -200000
|
|||||
Rate
|
¦ 4.5
|
|||||
Denomination EUR
|
¦ 50000
|
¦ 135000000
|
¦
|
|||
Amount Payable per Denomination
|
¦ 2250.
|
¦ 6075000. 0
|
¦
|
|||
Bank of New York
|
||||||
Rate Fix Desk
|
Telephone
|
¦ 44 1202 689580
|
||||
Corporate Trust Services
|
Facsimile
|
¦ 44 1202 689601
|
Investor Relations
|
Media Relations
|
Charlie Rozes
|
Giles Croot
|
+44 (0)207-116-5752
|
+44 (0)207-116-6132
|
Re:
|
BARCLAYS BANK PLC.
|
GBP 2,000,000,000.00
|
|
MATURING: 16-May-2018
|
|
ISIN: XS0398795574
|
|
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD
|
|
18-Mar-2013 TO 16-Apr-2013 HAS BEEN FIXED AT 1.043750 PCT
|
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DAY BASIS: ACTUAL/365(FIX)
|
|
INTEREST PAYABLE VALUE 16-Apr-2013 WILL AMOUNT TO:
|
|
GBP 41.46 PER GBP 50,000.00 DENOMINATION
|
Re:
|
BARCLAYS BANK PLC.
|
GBP 1,000,000,000.00
|
|
MATURING: 16-May-2019
|
|
ISIN: XS0398797604
|
|
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD
|
|
18-Mar-2013 TO 16-Apr-2013 HAS BEEN FIXED AT 1.043750 PCT
|
|
DAY BASIS: ACTUAL/365(FIX)
|
|
INTEREST PAYABLE VALUE 16-Apr-2013 WILL AMOUNT TO:
|
|
GBP 41.46 PER GBP 50,000.00 DENOMINATION
|
As Agent Bank, please be advised of the following rate determined on: 29/01/2013
|
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Issue
|
¦ Barclays Bank Plc GBP 200,000,000 Undated FRPC Notes Series 3 PERPET
|
||||
ISIN Number
|
¦ XS0015014615
|
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ISIN Reference
|
¦ NA
|
||||
Issue Nomin GBP
|
¦ 200000000
|
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Period
|
¦ 31/01/2013 to 30/04/2013
|
Payment Date 30/04/2013
|
|||
Number of Days
|
¦ 89
|
||||
Rate
|
¦ 1.5
|
||||
Denomination GBP
|
¦ 250000
|
¦ 200000000
|
¦
|
||
Amount Payable per Denomination
|
¦ 914.38
|
¦ 731506.85
|
¦
|
||
Bank of New York
|
|||||
Rate Fix Desk
|
Telephone
|
¦ 44 1202 689580
|
|||
Corporate Trust Services
|
Facsimile
|
¦ 44 1202 689601
|
|
1. The trustees of the Barclays Group (PSP) Employees' Benefit Trust and the Barclays Group (ESAS) Employees' Benefit Trust notified Barclays PLC (the "Company") on 19 March 2013 that on 18 March 2013 it had resolved to provide or had provided ordinary shares of Barclays PLC of nominal value of 25p each (the "Shares") to the Directors and Persons Discharging Managerial Responsibilities ("PDMRs") of the Company as set out in the table below. The Shares are provided: (i) in respect of Share Incentive (Holding Period) Awards made in 2013 (the remaining Shares (after tax liabilities were discharged) are now held in a nominee account on behalf of the individuals); and (ii) to satisfy awards made under the Barclays PLC Performance Share Plan, the Barclays Group Share Value Plan, the Barclays Group Executive Share Award Scheme, the Barclays Incentive Share Plan and the Joiners Share Award Plan over the last 5 years. The market price on the date the Shares were provided was 308.1 pence per share.
|
Director/
PDMR
|
Shares provided
to Director/
PDMR
|
Shares sold on
behalf of Director/PDMR *
|
A Jenkins
|
1,813,681
|
943,142
|
C Lucas
|
399,894
|
207,961
|
M Harding
|
1,224,724
|
1,181,103
|
T Kalaris
|
1,792,372
|
1,792,372
|
S Kheradpir
|
332,155
|
254,827
|
R Le Blanc
|
1,194,693
|
1,123,029
|
R Ricci
|
5,711,842
|
5,711,842
|
V Soranno Keating
|
389,913
|
335,784
|
A Vaswani
|
214,269
|
176,879
|
|
2. The independent trustee of the ESAS Trust notified the Company on 19 March 2013 that it had on 18 March 2013 granted a right in the form of a nil cost option to the director of the Company listed below under the ESAS to acquire ordinary shares in the Company. The ESAS option is exercisable from grant until 18 March 2015 and is granted over a proportion of the shares which were provisionally allocated by the trustee under ESAS on 16 March 2010 to the director listed below.
|
Director
|
Number of shares granted under option to Director
|
C Lucas
|
597,247
|
|
3. The nominee of the Barclays Nominee notified the Company on 19 March 2013 that on 18 March 2013 it sold ordinary shares of the Company at a price of 304.8 pence per share for the following PDMR:
|
PDMR
|
Shares sold
|
A Vaswani
|
116,487
|
Director
|
Total Beneficial Holding
|
A Jenkins
|
2,451,395
|
C Lucas
|
1,104,763
|
Investor Relations
|
Media Relations
|
Charlie Rozes
|
Giles Croot
|
+44 (0)207 116 5752
|
+44 (0) 20 7116 4755
|
As Agent Bank, please be advised of the following rate determined on: 20/03/2013
|
|||||
Issue
|
¦ Barclays Bank PLC - Series no 86 EUR 100,000,000 Subordinated FRN due 22 Mar 2021
|
||||
ISIN Number
|
¦ XS0126504421
|
||||
ISIN Reference
|
¦ 12650442
|
||||
Issue Nomin EUR
|
¦ 100000000
|
||||
Period
|
¦ 22/03/2013 to 24/06/2013
|
Payment Date 24/06/2013
|
|||
Number of Days
|
¦ 94
|
||||
Rate
|
¦ 0.68
|
||||
Denomination EUR
|
¦ 10000
|
¦ 100000000
|
¦
|
||
Amount Payable per Denomination
|
¦ 17.76
|
¦ 177555.56
|
¦
|
||
Bank of New York
|
|||||
Rate Fix Desk
|
Telephone
|
¦ 44 1202 689580
|
|||
Corporate Trust Services
|
Facsimile
|
¦ 44 1202 689601
|
As Agent Bank, please be advised of the following rate determined on: 21/03/2013
|
||||||
Issue
|
¦ Barclays Bank PLC - Series 143 EUR 50,000,000 Floating Rate Notes due 23 Dec 2023
|
|||||
ISIN Number
|
¦ XS0183122398
|
|||||
ISIN Reference
|
¦ 18312239
|
|||||
Issue Nomin EUR
|
¦ 50000000
|
|||||
Period
|
¦ 25/03/2013 to 24/06/2013
|
Payment Date 24/06/2013
|
||||
Number of Days
|
¦ 91
|
|||||
Rate
|
¦ 0.561
|
|||||
Denomination EUR
|
¦ 10000
|
¦ 50000000
|
¦
|
|||
Amount Payable per Denomination
|
¦ 14.18
|
¦ 70904.17
|
¦
|
|||
Bank of New York
|
||||||
Rate Fix Desk
|
Telephone
|
¦ 44 1202 689580
|
||||
Corporate Trust Services
|
Facsimile
|
¦ 44 1202 689601
|
Director/PDMR
|
No. of shares received
|
M Harding
|
1
|
A Jenkins
|
152
|
C Lucas
|
9,815
|
Director/PDMR
|
No. of shares received
|
C Lucas
|
45
|
M Harding
A Vaswani
R Le Blanc
|
34
28
3
|
Director
|
No. of shares received
|
|
D Walker
|
834
|
Director
|
Beneficial Holding
|
Non-Beneficial Holding
|
||
A Jenkins
|
2,451,547
|
-
|
||
C Lucas
D Walker
|
1,114,623
82,738
|
-
-
|
||
|
Barclays PLC (the "Company")
|
|
|
Director/PDMR
|
No. of shares received
|
A Jenkins
|
536
|
R Ricci
|
2666
|
T Kalaris
|
4110
|
Director/PDMR
|
No. of shares received
|
R Le Blanc
|
5272
|
A Vaswani
V Soranno Keating
S Kheradpir
|
1363
1011
1172
|
PDMR
|
No. of shares received
|
|
T Kalaris
|
16,268
|
Director
|
Beneficial Holding
|
Non-Beneficial Holding
|
||
A Jenkins
|
2,452,083
|
-
|
||
As Agent Bank, please be advised of the following rate determined on: 26/03/2013
|
||||||
Issue
|
¦ Barclays Bank PLC - Series 78 EUR 100,000,000 Subordinated FRN due 28 Dec 2040
|
|||||
ISIN Number
|
¦ XS0122679243
|
|||||
ISIN Reference
|
¦ 12267924
|
|||||
Issue Nomin EUR
|
¦ 100000000
|
|||||
Period
|
¦ 28/03/2013 to 28/06/2013
|
Payment Date 28/06/2013
|
||||
Number of Days
|
¦ 92
|
|||||
Rate
|
¦ 0.603
|
|||||
Denomination EUR
|
¦ 1000000
|
¦ 100000000
|
¦
|
|||
Amount Payable per Denomination
|
¦ 1541.
|
¦ 154100. 0
|
¦
|
|||
Bank of New York
|
||||||
Rate Fix Desk
|
Telephone
|
¦ 44 1202 689580
|
||||
Corporate Trust Services
|
Facsimile
|
¦ 44 1202 689601
|