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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (2) | 09/07/2012 | M | 11,760 | 09/07/2012 | (7) | Common Stock | 11,760 | (2) | 114,782 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SINGHAL ANIL K C/O NETSCOUT SYSTEMS, INC. 310 LITTLETON ROAD WESTFORD, MA 01886 |
X | Chief Executive Officer |
/s/ Anil K. Singhal | 09/11/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares of Common Stock were acquired upon the vesting of certain Restricted Stock Units previously granted to the reporting person. |
(2) | Price is N/A. |
(3) | The shares of Common Stock were withheld by the Company to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units. The withheld shares were returned to treasury. |
(4) | Represents the closing price of the Company's Common Stock on September 6, 2012. |
(5) | This reflects the transfer of 202,319 shares of Common Stock held by a grantor retained annuity trust in the name of the reporting person upon the termination of such trust to existing trusts for the benefit of the reporting person's adult children in accordance with the terms of the grantor retained annuity trust's trust documents. The remainder of the shares held by such grantor retained annuity trust were transferred to an existing trust in the name of the reporting person in accordance with the terms of the grantor retained annuity trust's trust documents and as a result there was no change in the number of shares beneficially owned by the reporting person with respect to those shares. |
(6) | The shares of Common Stock are beneficially owned by various trusts for the benefit of the reporting person and his spouse. |
(7) | Date is N/A |