UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | 08/28/2008(2) | 08/28/2018 | Common Stock | 836 | $ 1.96 | D | Â |
Stock Option (right to buy) | 09/01/2010(3) | 09/01/2020 | Common Stock | 24,799 | $ 3.84 | D | Â |
Stock Option (right to buy) | 03/15/2011 | 03/15/2021 | Common Stock | 100,000 | $ 7.88 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Triplett Dennis 10182 TELESIS COURT SUITE 100 SAN DIEGO, CA 92121 |
 |  |  SVP, Operations |  |
/s/ David Eisler, Attorney-in-fact | 05/04/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 34,970 shares of common stock and 4,667 restricted stock units vesting on 3/28/2013. |
(2) | The options are immediately exercisable, but shares purchased under such option are subject to repurchase by the Issuer at the option exercise price upon the Reporting Person's termination of service to the Issuer prior to the vesting of these shares. 25% of the option vested on 7/29/2009 with the remaining option shares vesting in 36 equal monthly installments thereafter. |
(3) | The options are immediately exercisable, but shares purchased under such option are subject to repurchase by the Issuer at the option exercise price upon the Reporting Person's termination of service to the Issuer prior to the vesting of these shares. The options vests in 48 monthly equal installments measured from such date. |
 Remarks: Exhibit Index Exhibit 24 - Power of Attorney |