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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase Common Stock) | $ 31.875 | 02/01/2010 | M | 14,000 | (7) | 02/01/2010 | Common Stock | 14,000 | $ 0 | 0 | D | ||||
Stock Option (right to puchase Common Stock) | $ 20.188 | 02/01/2010 | M | 7,500 | (8) | 02/02/2010 | Common Stock | 7,500 | $ 0 | 0 | D | ||||
Stock Option (right to purchase Common Stock) | $ 30.875 | 02/01/2010 | M | 5,014 | (9) | 11/15/2010 | Common Stock | 5,014 | $ 0 | 0 | D | ||||
Stock Option (right to purchase Common Stock) | $ 23.375 | 02/01/2010 | M | 1,865 | (10) | 12/20/2010 | Common Stock | 1,865 | $ 0 | 0 | D | ||||
Stock Option (right to purchase Common Stock) | $ 24.688 | 02/01/2010 | M | 20,000 | (11) | 02/22/2011 | Common Stock | 20,000 | $ 0 | 0 | D | ||||
Stock Option (right to purchase Common Stock) | $ 8.7 | 02/01/2010 | M | 50,000 | 09/25/2005(12) | 09/25/2011 | Common Stock | 50,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kelley Philip M 1220 AUGUSTA DRIVE, SUITE 500 HOUSTON, TX 77057 |
Senior VP, Corp Dev & Strategy |
/s/ Philip M. Kelley | 02/02/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the weighted average price of sales transacted on February 1, 2010; such sales were conducted through 14 individual transactions on February 1, 2010, at sales prices ranging from $36.9627 to $37.2971 per share. |
(2) | Represents the weighted average price of sales transacted on February 1, 2010; such sales were conducted through 20 individual transactions on February 1, 2010, at sales prices ranging from $36.96 to $37.28 per share. |
(3) | Represents the weighted average price of sales transacted on February 1, 2010; such sales were conducted through 4 individual transactions on February 1, 2010, at sales prices ranging from $36.859 to $37.02 per share. |
(4) | Represents the weighted average price of sales transacted on February 1, 2010; such sales were conducted through 18 individual transactions on February 1, 2010, at sales prices ranging from $36.84 to $37.13 per share. |
(5) | Represents the weighted average price of sales transacted on February 1, 2010; such sales were conducted through 31 individual transactions on February 1, 2010, at sales prices ranging from $36.95 to $37.182 per share. |
(6) | Represents shares previously acquired in transactions exempt under Rule 16b-3(c). |
(7) | Vested one-third per year over three years, with the first vesting on February 1, 2001. |
(8) | Vested one-third upon grant, one-third on March 2, 2000 (upon the Company's common stock achieving a pre-established target price), and one-third on March 30, 2000 (upon the Company's common stock achieving a pre-established target price). |
(9) | Vested one-third at the time of grant on November 15, 2000, with the remaining two-thirds vesting annually in an equal number over five years. |
(10) | Vested one-third at time of grant December 20, 2000, with remaining two-thirds vesting in an equal number over five years. |
(11) | Vested one-third per year over three years, with the first vesting on February 22, 2002. |
(12) | Vested on September 25, 2005 (following the Company's common stock achieving a pre-established target price). |