|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAYS THOMAS C FORTUNE BRANDS, INC. 520 LAKE COOK ROAD DEERFIELD, IL 60015 |
X |
Angela M. Pla, Attorney-in-Fact for Mr. Thomas C. Hays | 03/14/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects a mandatory distribution under IRS rules under the trust for the Fortune Brands Retirement Savings Plan. |
(2) | The number of shares reported as held by the Fortune Brands Retirement Savings Plan Trust represents the undersigned's proportional beneficial interest in the common stock held in the Trust as of March 13, 2006. |
Remarks: On March 10, 2006, the trustee of the Fortune Brands Retirement Savings Plan made a mandatory distribution of the value of 139 shares of Fortune Brands, Inc. common stock to Mr. Hays. This distribution was made pursuant to IRS rules which requires mandatory distribution to participants due to attaining the age of 70 1/2 years. Mr. Hays indirectly owns 48,152 shares of the issuer's common stock through grantor retained annuity trusts and 1,250 shares of the issuer's common stock through a separate trust. Mr. Hays also owns options to purchase 234,060 shares of the issuer's common stock and indirectly owns 3,992 shares of the issuer's common stock through his participation in the Fortune Brands Retirement Savings Plan Trust. In addition, Mr. Hays is deemed to have indirect beneficial ownership of 9,107 shares of the issuer's common stock held in various trusts for the benefit of family members, however, he disclaims beneficial ownership of these shares. |