UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Home Bancorp, Inc. (HBCP) |
(Name of Issuer) |
Common Stock |
(Title of Class of Securities) |
43689E107 |
(CUSIP Number) |
12/31/2015 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) | |
☒ | Rule 13d-1(c) | |
☐ | Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No . | 43689E107 | Page 2 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
Financial Opportunity Fund LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | 252,198(1) | |
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
252,198(1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
252,198(1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
3.48% | ||
12 |
TYPE OF REPORTING PERSON
|
OO | ||
(1) | Consists of 252,198 shares of common stock. |
CUSIP No . | 43689E107 | Page 3 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
FJ Capital Management LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | 645,262 (1) | |
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
318,794 (2) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
645,262 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
8.91% | ||
12 |
TYPE OF REPORTING PERSON
|
OO | ||
(1) Consists of 252,198 shares of common stock held by Financial Opportunity Fund LLC, of which FJ Capital Management LLC is the managing member, 231,533 shares held by Bridge Equities III LLC, 41,276 shares held by Bridge Equities VIII LLC, 33,032 shares held by Bridge Equities IX, and 20,627 shares held by Bridge Equities X of which FJ Capital Management LLC is the sub-investment advisor, and 66,596 shares of common stock held by a managed account that FJ Capital Management manages. Martin Friedman is the managing member of FJ Capital Management LLC.
(2) Consists of 252,198 shares of common stock held by Financial Opportunity Fund LLC, of which FJ Capital Management LLC is the managing member and 66,596 shares of common stock held by a managed account that FJ Capital Management manages. Martin Friedman is the managing member of FJ Capital Management LLC.
CUSIP No . | 43689E107 | Page 4 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
Andrew F. Jose
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | 186 (1) | |
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | ||
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | 186 (1) | |
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
| |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
186 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0.00% | ||
12 |
TYPE OF REPORTING PERSON
|
IN | ||
(1) | Consists of 186 shares of common stock held by Andrew F. Jose, Co-Founder and Managing Partner of FJ Capital Management, LLC. |
CUSIP No . | 43689E107 | Page 5 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
Martin S. Friedman
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
United States | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | 6,462 (1) | |
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | 645,262 (2) | |
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | 6,462 (1) | |
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
318,794 (3) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
651,724 (4) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
9.00% | ||
12 |
TYPE OF REPORTING PERSON
|
IN | ||
(1) | Consists of 6,462 shares of common stock held individually by Martin Friedman, Co-Founder and Managing Member of FJ Capital Management, LLC. |
(2) | Consists of 252,198 shares of common stock held by Financial Opportunity Fund LLC, of which FJ Capital Management LLC is the managing member, 231,533 shares held by Bridge Equities III LLC, 41,276 shares held by Bridge Equities VIII LLC, 33,032 shares held by Bridge Equities IX, and 20,627 shares held by Bridge Equities X of which FJ Capital Management LLC is the sub-investment advisor, and 66,596 shares of common stock held by a managed account that FJ Capital Management manages. Martin Friedman is the managing member of FJ Capital Management LLC. |
(3) | Consists of 252,198 shares of common stock held by Financial Opportunity Fund LLC, of which FJ Capital Management LLC is the managing member 66,596 shares of common stock held by a managed account that FJ Capital Management manages. Martin Friedman is the managing member of FJ Capital Management LLC, and 6,462 shares of common stock held individually by Martin Friedman, Co-Founder and Managing Member of FJ Capital Management, LLC. |
(4) | Consists of 252,198 shares of common stock held by Financial Opportunity Fund LLC, of which FJ Capital Management LLC is the managing member, 231,533 shares held by Bridge Equities III LLC, 41,276 shares held by Bridge Equities VIII LLC, 33,032 shares held by Bridge Equities IX, and 20,627 shares held by Bridge Equities X of which FJ Capital Management LLC is the sub-investment advisor, and 66,596 shares of common stock held by a managed account that FJ Capital Management manages. Martin Friedman is the managing member of FJ Capital Management LLC, and 6,462 shares of common stock held individually by Martin Friedman, Co-Founder and Managing Member of FJ Capital Management, LLC. |
CUSIP No . | 43689E107 | Page 6 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
Bridge Equities III LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | 231,533 (1) | |
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
231,533 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
231,533 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
3.20% | ||
12 |
TYPE OF REPORTING PERSON
|
OO | ||
(1) | Consists of 231,533 shares of common stock. |
CUSIP No . | 43689E107 | Page 7 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
Bridge Equities VIII LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | 41,276 (1) | |
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
41,276 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
41,276 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0.57% | ||
12 |
TYPE OF REPORTING PERSON
|
OO | ||
(1) | Consists of 41,276 shares of common stock. |
CUSIP No . | 43689E107 | Page 8 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
Bridge Equities IX LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | 33,032 (1) | |
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
33,032 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
33,032 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0.46% | ||
12 |
TYPE OF REPORTING PERSON
|
OO | ||
(1) | Consists of 33,032 shares of common stock. |
CUSIP No . | 43689E107 | Page 9 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
Bridge Equities X LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | 20,627 (1) | |
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
20,627 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
20,627 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0.28% | ||
12 |
TYPE OF REPORTING PERSON
|
OO | ||
(1) | Consists of 20,627 shares of common stock. |
CUSIP No . | 43689E107 | Page 10 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
SunBridge Manager LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | 326,468 (1) | |
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
326,468 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
326,468 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
4.51% | ||
12 |
TYPE OF REPORTING PERSON
|
OO | ||
(1) | Consists 231,533 shares held by Bridge Equities III LLC, 41,276 shares held by Bridge Equities VIII LLC, 33,032 shares held by Bridge Equities IX, and 20,627 shares held by Bridge Equities X of which SunBridge Manager, LLC is the Managing Member. |
CUSIP No . | 43689E107 | Page 11 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
SunBridge Holdings LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | 326,468 (1) | |
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
326,468 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
326,468 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
4.51% | ||
12 |
TYPE OF REPORTING PERSON
|
OO | ||
(1) | Consists 231,533 shares held by Bridge Equities III LLC, 41,276 shares held by Bridge Equities VIII LLC, 33,032 shares held by Bridge Equities IX, and 20,627 shares held by Bridge Equities X of which SunBridge Manager, LLC is the Managing Member. SunBridge Holdings, LLC is the Managing Member of SunBridge Manager, LLC. |
CUSIP No . | 43689E107 | Page 12 of 21 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
Realty Investment Company Inc
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [x] (b) [_] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Maryland | ||
NUMBER OF SHARES |
5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY |
6 | SHARED VOTING POWER | 326,468 (1) | |
EACH REPORTING |
7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH |
8 | SHARED DISPOSITIVE POWER |
326,468 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
326,468 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
4.51% | ||
12 |
TYPE OF REPORTING PERSON
|
CO | ||
(1) | Consists 231,533 shares held by Bridge Equities III LLC, 41,276 shares held by Bridge Equities VIII LLC, 33,032 shares held by Bridge Equities IX, and 20,627 shares held by Bridge Equities X of which SunBridge Manager, LLC is the Managing Member. SunBridge Holdings, LLC is the Managing Member of SunBridge Manager, LLC. Realty Investment Company, Inc. is the Manager of SunBridge Holdings, LLC. |
CUSIP No . | 43689E107 | Page 13 of 21 |
Item 1(a). |
Name of Issuer: | |
Home Bancorp (HBCP) | ||
Item 1(b). | Address of Issuer’s Principal Executive Offices: | |
503 Kaliste Saloom Road | ||
Lafayette, LA 70508 | ||
Item 2(a). | Name of Person Filing: | |
This Schedule 13G is being filed on behalf of the following Reporting Persons:
FJ Capital Management LLC Financial Opportunity Fund LLC Andrew F. Jose Martin S. Friedman | ||
Bridge Equities III LLC Bridge Equities VIII LLC Bridge Equities IX LLC Bridge Equities X LLC SunBridge Manager LLC SunBridge Holdings LLC Realty Investment Company Inc
| ||
Item 2(b). | Address of Principal Business Office or, if None, Residence: | |
FJ Capital Management, LLC 1313 Dolley Madison Blvd., Ste 306 McLean, VA 22101
| ||
Financial Opportunity Fund LLC 1313 Dolley Madison Blvd., Ste 306 McLean, VA 22101
Andrew F. Jose 1313 Dolley Madison Blvd., Ste 306 McLean, VA 22101
Martin S. Friedman 1313 Dolley Madison Blvd., Ste 306 McLean, VA 22101
| ||
Bridge Equities III LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
Bridge Equities VIII LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
Bridge Equities IX LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
Bridge Equities X LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
SunBridge Manager LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
SunBridge Holdings LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
Realty Investment Company Inc 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759 |
CUSIP No . | 43689E107 | Page 14 of 21 |
Item 2(c). | Citizenship: | |
FJ Capital Management, LLC, Financial Opportunity Fund LLC, Bridge Equities III LLC, Bridge Equities VIII LLC, Bridge Equities IX LLC, Bridge Equities X LLC, SunBridge Manager LLC, SunBridge Holdings LLC – Delaware limited liability companies Andrew Jose – United States citizen | ||
Martin S. Friedman – United States citizen | ||
Realty Investment Company Inc – Maryland corporation | ||
Item 2(d). | Title of Class of Securities: | |
Common Stock | ||
Item 2(e). | CUSIP Number: | |
43689E107 | ||
Item 3. | If This Statement is Filed Pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a: |
(a) | ☐ | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). | |
(b) | ☐ | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | ☐ | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | ☐ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | ☐ | A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G); | |
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); | |
(j) | ☐ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Item 4. | Ownership. |
Ownership information is provided as of: |
(a) | Amount beneficially owned: | |
FJ Capital Management LLC – 645,262 shares Financial Opportunity Fund LLC – 252,198 shares Andrew F. Jose – 186 shares Martin S. Friedman – 651,724 shares Bridge Equities III LLC – 231,533 shares Bridge Equities VIII LLC– 41,276 shares Bridge Equities IX LLC – 33,032 shares Bridge Equities X LLC – 20,627 shares SunBridge Manager LLC – 326,468 shares SunBridge Holdings LLC - 326,468 shares Realty Investment Company Inc - 326,468 shares |
CUSIP No . | 43689E107 | Page 15 of 21 |
(b) | Percent of class: | ||
FJ Capital Management LLC – 8.91% Financial Opportunity Fund LLC – 3.48% Andrew F. Jose – 0.00% Martin S. Friedman – 9.00% Bridge Equities III LLC – 3.20% Bridge Equities VIII LLC– 0.57% Bridge Equities IX LLC – 0.46% Bridge Equities X LLC – 0.28% SunBridge Manager LLC – 4.51% SunBridge Holdings LLC – 4.51% Realty Investment Company Inc – 4.51% | |||
(c) | Number of shares as to which such person has: | ||
(i) | Sole power to vote or to direct the vote | ||
Andrew F. Jose – 186 shares Martin S. Friedman – 6,462 shares | |||
(ii) | Shared power to vote or to direct the vote | ||
FJ Capital Management LLC – 645,262 shares Financial Opportunity Fund LLC – 252,198 shares Martin S. Friedman – 645, 262 shares Bridge Equities III LLC – 231,533 shares Bridge Equities VIII LLC– 41,276 shares Bridge Equities IX LLC – 33,032 shares Bridge Equities X LLC – 20,627 shares SunBridge Manager LLC – 326,468 shares SunBridge Holdings LLC - 326,468 shares Realty Investment Company Inc - 326,468 shares | |||
(iii) | Sole power to dispose or to direct the disposition of | ||
Andrew F. Jose – 186 shares Martin S. Friedman – 6,462 shares | |||
(iv) | Shared power to dispose or to direct the disposition of | ||
FJ Capital Management LLC – 318,794 shares Financial Opportunity Fund LLC – 252,198 shares Martin S. Friedman – 318,794 shares Bridge Equities III LLC – 231,533 shares Bridge Equities VIII LLC– 41,276 shares Bridge Equities IX LLC – 33,032 shares Bridge Equities X LLC – 20,627 shares SunBridge Manager LLC – 326,468 shares SunBridge Holdings LLC - 326,468 shares Realty Investment Company Inc - 326,468 shares |
CUSIP No . | 43689E107 | Page 16 of 23 |
Item 5. | Ownership of Five Percent or Less of a Class. |
N/A | |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
N/A | |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
N/A | |
Item 8. | Identification and Classification of Members of the Group. |
Due to the relationships among them, the reporting persons hereunder may be deemed to constitute a “group” with one another for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. | |
Item 9. | Notice of Dissolution of Group. |
N/A | |
Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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