Nevada
|
001-34246
|
98-0514768
|
||
(State
or other Jurisdiction of Incorporation)
|
(Commission
File Number)
|
(IRS
Employer Identification No.)
|
A-1,
10, Street 7
Shenyang
Economic and Technological Development Zone
Shenyang,
China
|
110027
|
|
(Address
of Principal Executive Offices)
|
(Zip
Code)
|
¨
|
Written communications pursuant
to Rule 425 under the Securities Act (17 CFR
230.425)
|
¨
|
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
¨
|
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
¨
|
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Exhibit
|
Description
|
|
1.1
|
Underwriting
Agreement, dated November 18, 2010, between SmartHeat Inc. and Barclays
Capital Inc., as representative of the underwriters identified
therein
|
|
5.1
|
Opinion
of Holland & Hart LLP
|
|
23.1
|
Consent
of Holland & Hart LLP (included in the opinion filed as Exhibit
5.1)
|
|
99.1
|
Press
Release, dated November 17, 2010
|
|
99.2
|
Press
Release, dated November 18, 2010
|
|
99.3
|
|
Press
Release, dated November 23,
2010
|
SMARTHEAT INC.
|
||||
(Registrant)
|
||||
Date:
|
November 23, 2010
|
By:
|
/s/ Jun Wang
|
|
Name:
|
Jun
Wang
|
|||
Title:
|
Chief
Executive Officer
|