1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(4)
|
05/05/2019 |
Common Stock
|
12,000
|
$
3.2
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
02/23/2020 |
Common Stock
|
8,795
|
$
4.11
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
08/18/2020 |
Common Stock
|
33,000
|
$
4.98
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents a restricted stock grant of 8,000 shares of common stock. The restrictions on 2,000 shares have lapsed of which 659 have been withheld to satisfy tax withholdings; restrictions on the remaining 6,000 shares of common stock will lapse in equal installments of 2,000 shares on April 30, 2011, 2012 and 2013. |
(2) |
Represents a restricted stock grant of 3,000 shares of common stock. The restrictions on the shares of common stock will lapse in equal installments of 750 shares of common stock on April 30, 2011, 2012, 2013 and 2014. |
(3) |
Represents a restricted stock grant of 37,000 shares of common stock. The restrictions on the shares of common stock will lapse in equal installments of 9,250 shares on April 30, 2011, 2012, 2013 and 2014. |
(4) |
Represents stock options for 12,000 shares of common stock, of which 3,000 shares have vested. The remaining 9,000 shares will vest in equal installments of 3,000 shares on April 30, 2011, 2012 and 2013. |
(5) |
Represents stock options for 8,795 shares of common stock. The stock options will vest in equal installments of 2,199 shares on April 30, 2011, 2012, and 2013 and 2,198 shares on April 30, 2014. |
(6) |
Represents stock options for 33,000 shares of common stock. The stock options will vest in equal installments of 8,250 shares on April 30, 2011, 2012, 2013 and 2014. |