UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Units of National CineMedia, LLC | Â (1) | Â (1) | Common Stock of National CineMedia, Inc. | 22,868,538 | $ 0 (1) | D (2) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Regal CineMedia Holdings, LLC 7132 REGAL LANE KNOXVILLE, TN 37918 |
 |  X |  |  |
REGAL ENTERTAINMENT GROUP 7132 REGAL LANE KNOXVILLE, TN 37918 |
 |  X |  |  |
Regal Entertainment Holdings, Inc. 7132 REGAL LANE KNOXVILLE, TN 37918 |
 |  X |  |  |
REGAL CINEMAS CORP 7132 REGAL LANE KNOXVILLE, TN 37918 |
 |  X |  |  |
REGAL CINEMAS INC 7132 REGAL LANE KNOXVILLE, TN 37918 |
 |  X |  |  |
Regal CineMedia CORP 7132 REGAL LANE KNOXVILLE, TN 37918 |
 |  X |  |  |
ANSCHUTZ CO 555 17TH STREET, SUITE 2400 DENVER, CO 80202 |
 |  X |  |  |
ANSCHUTZ PHILIP F 555 17TH STREET, SUITE 2400 DENVER, CO 80202 |
 |  X |  |  |
/s/ Peter B. Brandow, Executive Vice President (Regal CineMedia Holdings, LLC) | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Peter B. Brandow, Executive Vice President (Regal Entertainment Group) | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Peter B. Brandow, Executive Vice President (Regal Entertainment Holdings, Inc.) | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Peter B. Brandow, Executive Vice President (Regal Cinemas Corporation) | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Peter B. Brandow, Executive Vice President (Regal Cinemas, Inc.) | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Peter B. Brandow, Vice President (Regal CineMedia Corporation) | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Robert M. Swysgood, by power of attorney (on behalf of Anschutz Co.) | 02/07/2007 | |
**Signature of Reporting Person | Date | |
/s/ Robert M. Swysgood, by power of attorney (on behalf of Philip R. Anschutz) | 02/07/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Common Units of National CineMedia, LLC may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration date |
(2) | The reported securities are owned directly by Regal CineMedia Holdings, LLC, and indirectly by Regal Entertainment Group, Regal Entertainment Holdings, Inc., Regal Cinemas Corporation, Regal Cinemas, Inc., Regal CineMedia Corporation, Anschutz Co., and Philip F. Anschutz. Anschutz Co. and Philip F. Anschutz disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |