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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 05/17/2013 | A | 2,665 | (3) | (3) | Common Stock | 2,665 | (1) | 2,665 | D | ||||
Restricted Stock Units | (1) | 05/20/2013 | M | 4,079 | (4) | (4) | Common Stock | 4,079 | (1) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HACKMAN FRANKLIN BARBARA THE WATERGATE OFFICE BUILDING 2600 VIRGINIA AVENUE, N.W. SUITE 506 WASHINGTON, DC 20037 |
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BARBARA HACKMAN FRANKLIN, by Melinda Westbrook, Attorney in Fact | 05/21/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Units convert to Common Stock on a one-for-one basis. |
(2) | Includes shares acquired through dividend reinvestment. |
(3) | Restricted Stock Units granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, units will vest in four installments on August 17, 2013 (666 units), November 17, 2013 (666 units), February 17, 2014 (666 units) and May 17, 2014 (667 units), with payment of the units deferred until May 19, 2014. Upon payment date, units will be issued in Common Stock. |
(4) | Restricted Stock Units granted under the Plan. Subject to terms of the Plan, units vested in four installments on August 18, 2012 (1,019 units), November 18, 2012 (1,020 units), February 18, 2013 (1,020 units) and May 18, 2013 (1,020 units), with payment of the units deferred until May 20, 2013. |