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United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

October 2018

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F  X  Form 40-F ___

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes        No    X

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes        No    X

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes     No  X

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-   .)

 



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Table of Contents:

 

Press Release

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Signature Page

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Table of Contents

 

Purchases of equity securities by the issuer and affiliated purchasers on September 28, 2018

 

Company: VALE S.A.

Beginning balance

Type of security

Characteristic of the security

Quantity

%

Same class of shares

Total capital

Shares

VALE 3

102.638.981,00

1.94%

1.94%

Movements

 

 

 

 

 

 

 

 

Type of security

Characteristic of
the security

Intermediate

Operation

Date

Quantity

Average price
(Daily)

Volume (R$)

Shares

VALE3

SANTANDER CCTVM

Buy

29/08/2018

302.400

55.6142

16,817,724

Shares

VALE3

ITAÚ CTVM

Buy

03/09/2018

16.000

53.8400

861,440

Shares

VALE3

ITAÚ CTVM

Buy

06/09/2018

257.200

53.3507

13,721,803

Shares

VALE3

ITAÚ CTVM

Buy

10/09/2018

296.300

53.4477

15,836,549

Shares

VALE3

ITAÚ CTVM

Buy

11/09/2018

417.400

52.4487

21,892,100

Shares

VALE3

ITAÚ CTVM

Buy

14/09/2018

866.700

54.8503

47,538,724

Shares

VALE3

ITAÚ CTVM

Buy

19/09/2018

81.700

58.3638

4,768,319

Shares

VALE3

BRADESCO CTVM

Buy

20/09/2018

211.700

58.9712

12,484,195

Ending balance

Type of security

Characteristic of the security

Quantity

%

Same class of
shares

Total capital

Shares

VALE 3

105,088,381.00

1.99%

1.99%

Company: VALE S.A.

Beginning balance

Type of security

Characteristic of the security

Quantity

%

Same class of
shares

Total capital

ADS

VALE

16,077,375.00

0.30%

0.30%

Movements

Type of security

Characteristic of
the security

Intermediate

Operation

Date

Quantity

Average price
(Daily)

Volume (US$)

ADS

VALE

CREDIT SUISSE SECURITIES

Buy

29/08/2018

377,827

13.4876

5,095,979

ADS

VALE

CREDIT SUISSE SECURITIES

Buy

06/09/2018

389,000

12.9449

5,035,566

ADS

VALE

BRADESCO SECURITIES

Buy

10/09/2018

244,600

13.0519

3,192,498

ADS

VALE

BRADESCO SECURITIES

Buy

11/09/2018

430,000

12.6378

5,434,269

ADS

VALE

JP MORGAN SECURITIES

Buy

14/09/2018

809,268

13.1961

10,679,211

ADS

VALE

JP MORGAN SECURITIES

Buy

19/09/2018

177,856

14.1883

1,672,180

ADS

VALE

BRADESCO SECURITIES

Buy

20/09/2018

346,100

14.4222

4,991,521

Ending balance

Type of security

Characteristic of the security

Quantity

%

Same class of
shares

Total capital

ADS

VALE

18,792,026.00

0.36%

0.36%

 

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Table of Contents

 

Signatures

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Vale S.A.

 

(Registrant)

 

 

 

By: /s/ André Figueiredo

Date: October 10, 2018

Director of Investor Relations

 

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