As filed with the Securities and Exchange Commission on March 4, 2016

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM S-8

REGISTRATION STATEMENT UNDER

THE SECURITIES ACT OF 1933

 


 

ONCOSEC MEDICAL INCORPORATED

(Exact name of registrant as specified in its charter)

 

NEVADA

 

98-0573252

(State or other jurisdiction of

 

(I.R.S. Employer

Incorporation or organization)

 

Identification No.)

 

5820 Nancy Ridge Drive

San Diego, CA 92121

(Address of principal executive offices, including zip code)

 

OncoSec Medical Incorporated 2011 Stock Incentive Plan, as amended and restated

(Full title of the plan)

 


 

Punit Dhillon
President and Chief Executive Officer
OncoSec Medical Incorporated
5820 Nancy Ridge Drive

San Diego, CA 92121

(855) 662-6732

(Name, address, and telephone number, including area code, of agent for service)

 

Copy to:

 

Steven G. Rowles, Esq.
Morrison & Foerster LLP
12531 High Bluff Drive

San Diego, California 92130

(858) 720-5100

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer  o 

Accelerated filer  x

Non-accelerated filer  o (Do not check if a smaller reporting company)

Smaller reporting company  o

 


 

CALCULATION OF REGISTRATION FEE

 

 

 

 

 

 

 

 

 

 

Title of Securities to be Registered

 

Amount to
be registered (1)

 

Proposed maximum
offering price
per share (2)

 

Proposed maximum
aggregate offering
price (2)

 

Amount of
registration fee

 

Common Stock, par value $0.0001 per share

 

500,000

 

$

1.88

 

$

940,000

 

$

94.66

 

(1)         Represents additional shares of the common stock, par value $0.0001 per share (the “Common Stock”), of OncoSec Medical Incorporated (the “Registrant”) authorized for issuance under the OncoSec Medical Incorporated 2011 Stock Incentive Plan, as amended and restated (the “Plan”).  Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement on Form S-8 (this “Registration Statement”) shall also cover any additional securities that may be offered or issued in connection with any stock dividend, stock split, recapitalization or other similar transaction.

 

(2)      Estimated solely for the purpose of calculating the registration fee.  Pursuant to Rule 457(c) and Rule 457(h) under the Securities Act, the proposed maximum offering price per share and the proposed maximum aggregate offering price have been determined on the basis of the average of the high and low prices of the registrant’s common stock reported on the Nasdaq Capital Market on March 3, 2016.

 

 

 


 

 


 

EXPLANATORY NOTE

 

This Registration Statement registers an additional 500,000 shares of the Registrant’s Common Stock that may be offered and sold under the Plan, pursuant to the January 4, 2016 automatic increase in authorized shares provided in Section 3(a) of the Plan. This Registration Statement relates solely to the registration of additional securities of the same class as other securities for which one or more other registration statements filed on this form relating to the same employee benefit plan are effective.  Pursuant to General Instruction E. to Form S-8, the contents of the Registrant’s previously filed registration statements on Form S-8 relating to the Plan (File No. 333-176537, File No. 333-188726, File No. 333-197678, and File No. 333-202752), filed with the Securities and Exchange Commission on August 29, 2011, May 21, 2013, July 28, 2014, and March 13, 2015, respectively, including any amendments thereto or filings incorporated therein, are hereby incorporated by reference herein to the extent not otherwise amended or superseded by the contents hereof.

 

Item 8.       Exhibits.

 

Exhibit
Number

 

Document

 

 

 

4.1

 

OncoSec Medical Incorporated 2011 Stock Incentive Plan, as amended and restated

 

 

 

5.1

 

Opinion of McDonald Carano Wilson LLP

 

 

 

23.1

 

Consent of McDonald Carano Wilson LLP (contained in Exhibit 5.1)

 

 

 

23.2

 

Consent of Mayer Hoffman McCann P.C.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, State of California, on March 4, 2016.

 

 

ONCOSEC MEDICAL INCORPORATED

 

 

 

 

 

 

 

By:

/s/ Punit Dhillon

 

 

Punit Dhillon

 

 

President and Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

SIGNATURE

 

TITLE

 

DATE

 

 

 

 

 

/s/ Punit Dhillon

 

President, Chief Executive Officer and Director

 

March 4, 2016

Punit Dhillon

 

(Principal Executive Officer)

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Richard Slansky

 

Chief Financial Officer

 

March 4, 2016

Richard Slansky

 

(Principal Financial and Accounting Officer)

 

 

 

 

 

 

 

 

 

 

 

 

/s/ James DeMesa

 

Director

 

March 4, 2016

James DeMesa

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Avtar Dhillon

 

Director

 

March 4, 2016

Avtar Dhillon

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Anthony Maida

 

Director

 

March 4, 2016

Anthony Maida, III

 

 

 

 

 

3



 

EXHIBIT INDEX

 

Exhibit
Number

 

Document

 

 

 

4.1

 

OncoSec Medical Incorporated 2011 Stock Incentive Plan, as amended and restated

 

 

 

5.1

 

Opinion of McDonald Carano Wilson LLP

 

 

 

23.1

 

Consent of McDonald Carano Wilson LLP (contained in Exhibit 5.1)

 

 

 

23.2

 

Consent of Mayer Hoffman McCann P.C.

 

4