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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Employee Stock Option (Right to Buy) | $ 18.5866 (2) | 12/29/2006 | Â | J | 5,379 | Â | Â (3) | 04/26/2015 | Common Stock | $ 0 | 16,137 | Â | ||
Employee Stock Option (Right to Buy) | $ 18.5866 (4) | 12/29/2006 | Â | J | 12,555 | Â | Â (5) | 04/26/2015 | Common Stock | $ 0 | 37,665 | Â | ||
Employee Stock Option (Right to Buy) | $ 28.9666 (6) | 12/29/2006 | Â | J | 5,753 | Â | Â (7) | 12/07/2015 | Common Stock | $ 0 | 17,260 | Â | ||
Employee Stock Option (Right to Buy) | $ 24.59 | 12/29/2006 | Â | J | 1,355 | Â | Â (8) | 05/23/2016 | Common Stock | $ 0 | 4,066 | Â | ||
Employee Stock Option (Right to Buy) | $ 24.59 | 12/29/2006 | Â | J | 12,200 | Â | Â (9) | 05/23/2016 | Common Stock | $ 0 | 36,600 | Â | ||
Employee Stock Option (Right to Buy) | $ 13.8111 (10) | 12/29/2006 | Â | J | 7,241 | Â | Â (11) | 03/20/2012 | Common Stock | $ 0 | 21,723 | Â | ||
Employee Stock Option (Right to Buy) | $ 13.8111 (12) | 12/29/2006 | Â | J | 4,836 | Â | Â (13) | 03/20/2012 | Common Stock | $ 0 | 14,509 | Â | ||
Employee Stock Option (Right to Buy) | $ 9.9629 (14) | 12/29/2006 | Â | J | 14,057 | Â | Â (15) | 09/12/2009 | Common Stock | $ 0 | 42,172 | Â | ||
Employee Stock Option (Right to Buy) | $ 6.2716 | 12/29/2006 | Â | J | 3,721 | Â | Â (16) | 07/30/2007 | Common Stock | $ 0 | 11,163 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EBBIGHAUSEN HAROLD E 6 EDMUND BRIGHAM WAY WESTBOROUGH, MA 01581 |
 |  |  Pres. N.A. Service Delivery |  |
Harold E. Ebbighausen | 02/12/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Common Stock of Iron Mountain Incorporated split, December 29, 2006 3-for-2 to record holders as of December 18, 2006, resulting in the reporting person's acquisition of 7,856 shares of Common Stock. |
(2) | Due to software limitations, the post stock split exercise price should be $18.5866667. |
(3) | This stock option was previously reported as covering 10,758 shares at an exercise price of $27.88 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. There are no shares that are vested. |
(4) | Due to software limitations, the post stock split exercise price should be $18.5866667. |
(5) | This stock option was previously reported as covering 25,110 shares at an exercise price of $27.88 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. There are 10,759 shares that are vested. |
(6) | Due to software limitations, the post stock split exercise price should be $28.9666667. |
(7) | This stock option was previously reported as covering 11,507 shares at an exercise price of $43.45 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. There are 3,451 shares that are vested. |
(8) | This stock option was previously reported as covering 2,711 shares at an exercise price of $36.8850 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. There are no shares that are vested. |
(9) | This stock option was previously reported as covering 24,400 shares at an exercise price of $36.8850 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. There are no shares that are vested. |
(10) | Due to software limitations, the post stock split exercise price should be $13.8111333. |
(11) | This stock option was previously reported as covering 14,482 shares at an exercise price of $20.7167 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. There are 14,482 shares that are vested. |
(12) | Due to software limitations, the post stock split exercise price should be $13.8111333. |
(13) | This stock option was previously reported as covering 9,673 shares at an exercise price of $20.7167 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. There are 14,501 shares that are vested. |
(14) | Due to software limitations, the post stock split exercise price should be $9.9629333. |
(15) | This stock option was previously reported as covering 28,115 shares at an exercise price of $14.9444 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. All shares are vested. |
(16) | This stock option was previously reported as covering 7,442 shares at an exercise price of $9.4074 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. All shares are vested. |