UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)
EPICOR SOFTWARE CORPORATION
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(Name of Issuer)
COMMON STOCK, PAR VALUE $0.001 PER SHARE
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(Title of Class of Securities)
29426L108
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(CUSIP Number)
DONALD R. DIXON
505 HAMILTON AVENUE, SUITE 200
PALO ALTO, CA 94301
TELEPHONE: (650) 289-4400
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
November 11, 2004
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(Date of Event which Requires Filing of this Statement
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box |_|
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
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CUSIP NO. 29426L108
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NAMES OF REPORTING PERSONS
Trident Capital Management-V, L.L.C. ("TCMV") 77-0544011
1
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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SOURCE OF FUNDS*
4
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(E) |_|
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CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware, United States of America
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NUMBER OF SOLE VOTING POWER
SHARES 7
BENEFICIALLY 1,681,600 (1)
OWNED BY -------------------------------------------------
EACH SHARED VOTING POWER
REPORTING 8
PERSON WITH 0 shares
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SOLE DISPOSITIVE POWER
9
1,681,600 (1)
-------------------------------------------------
SHARED DISPOSITIVE POWER
10
0 shares
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,681,600 (1)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
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PERCENT OF CLASS REPRESENTED
13
3.3%
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TYPE OF REPORTING PERSON*
14
PN
(1) Shares of convertible preferred stock.
SCHEDULE 13D
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CUSIP NO. 29426L108
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NAMES OF REPORTING PERSONS
Trident Capital Fund-V, L.P. ("TCV") 77-0544013
1
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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SOURCE OF FUNDS*
4
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(E) |_|
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CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware, United States of America
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NUMBER OF SOLE VOTING POWER
SHARES 7
BENEFICIALLY 1,506,440 (2)
OWNED BY -------------------------------------------------
EACH SHARED VOTING POWER
REPORTING 8
PERSON WITH 0 shares
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SOLE DISPOSITIVE POWER
9
1,506,440 (2)
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SHARED DISPOSITIVE POWER
10
0 shares
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,506,440 (2)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
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PERCENT OF CLASS REPRESENTED
13
2.9%
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TYPE OF REPORTING PERSON*
14
PN
(2) Shares of convertible preferred stock.
SCHEDULE 13D
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CUSIP NO. 29426L108
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NAMES OF REPORTING PERSONS
Trident Capital Fund-V Affiliates Fund, L.P. ("TCVA") 77-0544015
1
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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SOURCE OF FUNDS*
4
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(E) |_|
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CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware, United States of America
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NUMBER OF SOLE VOTING POWER
SHARES 7
BENEFICIALLY 8,755 (3)
OWNED BY -------------------------------------------------
EACH SHARED VOTING POWER
REPORTING 8
PERSON WITH 0 shares
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SOLE DISPOSITIVE POWER
9
8,755 (3)
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SHARED DISPOSITIVE POWER
10
0 shares
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
8,755 (3)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
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PERCENT OF CLASS REPRESENTED
13
Less than 1%
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TYPE OF REPORTING PERSON*
14
PN
(3) Shares of convertible preferred stock.
SCHEDULE 13D
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CUSIP NO. 29426L108
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NAMES OF REPORTING PERSONS
Trident Capital Fund-V Affiliates Fund (Q), L.P. ("TCVAQ")
77-0544014
1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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SOURCE OF FUNDS*
4
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(E) |_|
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CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware, United States of America
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NUMBER OF SOLE VOTING POWER
SHARES 7
BENEFICIALLY 8,347 (4)
OWNED BY -------------------------------------------------
EACH SHARED VOTING POWER
REPORTING 8
PERSON WITH 0 shares
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SOLE DISPOSITIVE POWER
9
8,347 (4)
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SHARED DISPOSITIVE POWER
10
0 shares
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
8,347 (4)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
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PERCENT OF CLASS REPRESENTED
13
Less than 1%
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TYPE OF REPORTING PERSON*
14
PN
(4) Shares of convertible preferred stock.
SCHEDULE 13D
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CUSIP NO. 29426L108
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NAMES OF REPORTING PERSONS
Trident Capital Fund-V Principals Fund, L.P. ("TCVP") 77-0544016
1
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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SOURCE OF FUNDS*
4
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(E) |_|
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CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware, United States of America
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NUMBER OF SOLE VOTING POWER
SHARES 7
BENEFICIALLY 43,607 (5)
OWNED BY -------------------------------------------------
EACH SHARED VOTING POWER
REPORTING 8
PERSON WITH 0 shares
-------------------------------------------------
SOLE DISPOSITIVE POWER
9
43,607 (5)
-------------------------------------------------
SHARED DISPOSITIVE POWER
10
0 shares
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
43,607 (5)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
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PERCENT OF CLASS REPRESENTED
13
Less than 1%
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TYPE OF REPORTING PERSON*
14
PN
(5) Shares of convertible preferred stock.
SCHEDULE 13D
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CUSIP NO. 29426L108
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NAMES OF REPORTING PERSONS
Trident Capital Parallel Fund-V, C.V. ("TCPV") 77-0566626
1
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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SOURCE OF FUNDS*
4
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(E) |_|
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CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware, United States of America
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NUMBER OF SOLE VOTING POWER
SHARES 7
BENEFICIALLY 114,451 (6)
OWNED BY -------------------------------------------------
EACH SHARED VOTING POWER
REPORTING 8
PERSON WITH 0 shares
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SOLE DISPOSITIVE POWER
9
114,451 (6)
-------------------------------------------------
SHARED DISPOSITIVE POWER
10
0 shares
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
114,451 (6)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
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PERCENT OF CLASS REPRESENTED
13
Less than 1%
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TYPE OF REPORTING PERSON*
14
PN
(6) Shares of convertible preferred stock.
ITEM 1. SECURITY AND ISSUER
This statement on Schedule 13D relates to the Common Stock, par value $0.001 per
share ("Common Stock") of Epicor Software Corporation, a Delaware corporation
(the "Issuer"). The principal executive offices of the Issuer are located at 195
Technology Drive, Irvine, California 92718. The Common Stock is quoted on the
Nasdaq National Market under the symbol "EPIC".
ITEM 2. IDENTITY AND BACKGROUND
The entities filing this statement are Trident Capital Management-V, L.L.C.
("TCMV"), Trident Capital Fund-V, L.P. ("TCV"), Trident Capital Fund-V
Affiliates Fund, L.P. ("TCVA"), Trident Capital Fund-V Affiliates Fund (Q), L.P.
("TCVAQ"), Trident Capital Fund-V Principals Fund, L.P. ("TCVP") and Trident
Capital Parallel Fund-V, C.V. ("TCPV", together with TCV, TCVA, TCVAQ and TCVP
are collectively referred to herein as the "Trident Entities"). Trident Capital
Management-V, L.L.C. serves as the sole general partner of TCV, TCVA, TCVAQ,
TCVP and TCPV. TCV, TCVA, TCVAQ and TCVP are Delaware limited partnerships whose
principal business is investing in various companies. TCPV, whose principal
business is also investing in various companies, was organized under the laws of
the Netherlands. The principal office of the Trident Entities is located at 505
Hamilton Avenue, Suite 200, Palo Alto, CA 94301.
During the last five years, the Trident Entities nor, to the best knowledge of
the Trident Entities, any managing director of TCMV, has been convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors) or
been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction as a result of which he is or was subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
N/A
ITEM 4. PURPOSE OF TRANSACTION
N/A
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
As of November 11, 2004, each reporting person ceased to be the beneficial owner
of more than five percent of the Common Stock, $0.001 par value per share, of
the Company.
The following information with respect to the ownership of the Common Stock of
the Issuer by the persons filing this Statement is provided as of November 11,
2004:
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OWNERSHIP/ TCMV TCV TCVA TCVAQ TCVP TCPV
POWER
Beneficial 1,681,600 1,506,440 8,755 8,347 43,607 114,451
Ownership
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Percentage of 3.3% 2.9% Less than Less Less than Less
Class 1% than 1% 1% than 1%
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Sole Voting 1,681,600 1,506,440 8,755 8,347 43,607 114,451
Power
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OWNERSHIP/ TCMV TCV TCVA TCVAQ TCVP TCPV
POWER
Shared Voting 0 0 0 0 0 0
Power
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Sole 1,681,600 1,506,440 8,755 8,347 43,607 114,451
Dispositive
Power
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Shared 0 0 0 0 0 0
Dispositive
Power
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ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
N/A
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit A: Joint Filing Statement
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: February 9, 2005
Trident Capital Fund-V, L.P.
Trident Capital Fund-V Affiliates Fund, L.P.
Trident Capital Fund-V Affiliates Fund (Q), L.P.
Trident Capital Fund-V Principals Fund, L.P.
Trident Capital Parallel Fund-V, C.V.
Executed on behalf of the foregoing funds by the undersigned, as an authorized
signatory of Trident Capital Management-V, L.L.C., which serves as the sole
general partner of each such fund:
/s/ Donald R. Dixon
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Exhibit A
Joint Filing Statement
I, the undersigned, hereby express my agreement that the attached Schedule 13D
(or any amendments thereto) relating to the Common Stock of Epicor Software
Corporation is filed on behalf of each of us.
Dated: February 9, 2005
Trident Capital Fund-V, L.P.
Trident Capital Fund-V Affiliates Fund, L.P.
Trident Capital Fund-V Affiliates Fund (Q), L.P.
Trident Capital Fund-V Principals Fund, L.P.
Trident Capital Parallel Fund-V, C.V.
Executed on behalf of the foregoing funds by the undersigned, as an authorized
signatory of Trident Capital Management-V, L.L.C., which serves as the sole
general partner of each such fund:
/s/ Donald R. Dixon
---------------------------------------