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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
LaBarge, Inc.
Common Stock, $0.01 par value
5024709C
December 26, 2002
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1 (b)
x Rule 13d-1 (c)
o Rule 13d-1 (d)
*The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the notes).
Page 1 of 9
| 13G | ||||||
| CUSIP No. 5024709C | ||||||
| 1. | Name of Reporting Person: Joanne V. Lockard |
I.R.S. Identification Nos. of above
persons (entities only): |
||||
| 2. | Check the Appropriate Box if a Member of a Group: | |||||
| (a) | o | |||||
| (b) | o | |||||
| 3. | SEC Use Only: | |||||
| 4. | Citizenship or Place of
Organization: United States of America |
|||||
| Number
of Shares Beneficially Owned by Each Reporting Person With | ||||||
| 5. | Sole Voting Power: 0 | |||||
| 6. | Shared Voting Power: 1,982,492 | |||||
| 7. | Sole Dispositive Power: 2,000 | |||||
| 8. | Shared Dispositive Power: 1,982,492 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person:
1,984,492 |
|||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain
Shares: o |
|||||
| 11. | Percent of Class Represented by Amount in Row
(9): 12.6% | |||||
| 12. | Type of Reporting Person: IN | |||||
Page 2 of 9
| 13G | ||||||
| CUSIP No. 5024709C | ||||||
| 1. | Name of Reporting Person: Leo V. Garvin, Jr. |
I.R.S. Identification Nos. of above
persons (entities only): |
||||
| 2. | Check the Appropriate Box if a Member of a Group: | |||||
| (a) | o | |||||
| (b) | o | |||||
| 3. | SEC Use Only: | |||||
| 4. | Citizenship or Place of
Organization: United States of America |
|||||
| Number
of Shares Beneficially Owned by Each Reporting Person With | ||||||
| 5. | Sole Voting Power: 0 | |||||
| 6. | Shared Voting Power: 1,977,525 | |||||
| 7. | Sole Dispositive Power: 0 | |||||
| 8. | Shared Dispositive Power: 1,977,525 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person:
1,977,525 |
|||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain
Shares: o |
|||||
| 11. | Percent of Class Represented by Amount in Row
(9): 12.5% | |||||
| 12. | Type of Reporting Person: IN | |||||
Page 3 of 9
| 13G | ||||||
| CUSIP No. 5024709C | ||||||
| 1. | Name of Reporting Person: Lawrence J. LeGrand |
I.R.S. Identification Nos. of above
persons (entities only): |
||||
| 2. | Check the Appropriate Box if a Member of a Group: | |||||
| (a) | o | |||||
| (b) | o | |||||
| 3. | SEC Use Only: | |||||
| 4. | Citizenship or Place of
Organization: United States of America |
|||||
| Number
of Shares Beneficially Owned by Each Reporting Person With | ||||||
| 5. | Sole Voting
Power: 5,000 | |||||
| 6. | Shared Voting Power: 1,977,525 | |||||
| 7. | Sole Dispositive Power: 5,000 | |||||
| 8. | Shared Dispositive Power: 1,977,525 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person:
1,982,525 |
|||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain
Shares: o |
|||||
| 11. | Percent of Class Represented by Amount in Row
(9): 12.6% | |||||
| 12. | Type of Reporting Person: IN | |||||
Page 4 of 9
| 13G | ||||||
| CUSIP No. 5024709C | ||||||
| 1. | Name of Reporting Person: Pierre L. LaBarge Revocable Living Trust |
I.R.S. Identification Nos. of above
persons (entities only): |
||||
| 2. | Check the Appropriate Box if a Member of a Group: | |||||
| (a) | o | |||||
| (b) | o | |||||
| 3. | SEC Use Only: | |||||
| 4. | Citizenship or Place of
Organization: Missouri |
|||||
| Number
of Shares Beneficially Owned by Each Reporting Person With | ||||||
| 5. | Sole Voting
Power: 1,025,425 | |||||
| 6. | Shared Voting Power: 0 | |||||
| 7. | Sole Dispositive Power: 1,025,425 | |||||
| 8. | Shared Dispositive Power: 0 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person:
1,025,425 |
|||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain
Shares: o |
|||||
| 11. | Percent of Class Represented by Amount in Row
(9): 6.5% | |||||
| 12. | Type of Reporting Person: 00 | |||||
Page 5 of 9
Item 1.
| (a) | Name of Issuer |
| LaBarge, Inc. (the “Company”) | |||
| (b) | Address of Issuer’s Principal Executive Offices | ||
| 9900A Clayton Road, St. Louis, Missouri 63124 |
Item 2.
| (a) | Name of Person Filing | ||
| Joanne V. Lockard; Leo V. Garvin, Jr.; Lawrence J. LeGrand; Pierre L. LaBarge Revocable Living Trust | |||
| (b) | Address of Principal Business Office or, if none, Residence | ||
| Plancorp, Inc., 1350 Timberlake Manor Parkway, Suite 100, Chesterfield, MO 63017 | |||
| (c) | Citizenship | ||
| Joanne V. Lockard- United States of America | |||
| Leo V. Garvin, Jr.- United States of America | |||
| Lawrence J. LeGrand- United States of America | |||
| Pierre L. LaBarge Revocable Living Trust- Missouri | |||
| (d) | Title of Class of Securities | ||
| Common Stock , $0.01 par value | |||
| (e) | CUSIP Number | ||
| 5024709C |
Item 3.
| Not Applicable. |
Item 4. Ownership
| (a) | Amount beneficially owned: |
| Joanne V. Lockard- 1,984,492 (1)(2)(3) |
|||
| Leo V. Garvin, Jr.- 1,977,525 (1)(2) |
|||
| Lawrence J. LeGrand- 1,982,525 (1)(2)(4) |
|||
| Pierre L. LaBarge Revocable Living Trust- 1,025,425 (1) |
Page 6 of 9
| (b) | Percent of class: | ||
| Joanne V. Lockard- 12.6% | |||
| Leo V. Garvin, Jr.- 12.5% | |||
| Lawrence J. LeGrand- 12.6% | |||
| Pierre L. LaBarge Revocable Living Trust- 6.5% | |||
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote: | ||
| Joanne V. Lockard- 0 | |||
| Leo V. Garvin, Jr.- 0 | |||
| Lawrence J. LeGrand- 5,000 | |||
| Pierre L. LaBarge Revocable Living Trust- 1,025,425 | |||
| (ii) | Shared power to vote or to direct the vote: | ||
| Joanne V. Lockard- 1,982,492 | |||
| Leo V. Garvin, Jr.- 1,977,525 | |||
| Lawrence J. LeGrand- 1,977,525 | |||
| Pierre L. LaBarge Revocable Living Trust- 0 | |||
| (iii) | Sole power to dispose or to direct the disposition of: | ||
| Joanne V. Lockard- 2,000 | |||
| Leo V. Garvin, Jr.- 0 | |||
| Lawrence J. LeGrand- 5,000 | |||
| Pierre L. LaBarge Revocable Living Trust- 1,025,425 | |||
| (iv) | Shared power to dispose or to direct the disposition of: | ||
| Joanne V. Lockard- 1,982,492 | |||
| Leo V. Garvin, Jr.- 1,977,525 | |||
| Lawrence J. LeGrand- 1,977,525 | |||
| Pierre L. LaBarge Revocable Living Trust- 0 |
(1) Includes 1,025,425 shares of Common Stock held by the Pierre L. LaBarge Revocable Living Trust for which Ms. Lockard and Messrs. Garvin and LeGrand serve as co-trustees. Each of the co-trustees has shared voting and shared dispositive power.
(2) Includes 952,100 shares of Common Stock held by the Pierre L. LaBarge Pledge Trust for which Ms. Lockard and Messrs. Garvin and LeGrand, as personal representatives of Pierre L. LaBarge’s estate, each has shared voting and shared dispositive power.
(3) Includes 4,967 shares owned jointly with Ms. Lockard’s spouse as to which she has shared voting and dispositive power and 2,000 shares of Common Stock held in the Company’s 401(k) plan for which Ms. Lockard has no voting power and sole dispositive power.
Page 7 of 9
(4) Includes 5,000 shares owned in Mr. LeGrand’s individual capacity as to which he has sole voting and dispositive power.
Item 5. Ownership of Five Percent or Less of a Class
| Not Applicable. |
Item 6. Ownership of More than Five Percent on Behalf of Another Person
| Not Applicable. |
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
| Not Applicable. |
Item 8. Identification and Classification of Members of the Group
| Not Applicable. |
Item 9. Notice of Dissolution of Group
| Not Applicable. |
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Page 8 of 9
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| August 22, 2003 | |||
| Date | |||
| /s/ Joanne V. Lockard | |||
| Joanne V. Lockard | |||
| /s/ Leo V. Garvin, Jr. | |||
| Leo V. Garvin, Jr. | |||
| /s/ Lawrence J. LeGrand | |||
| Lawrence J. LeGrand | |||
| Pierre L. LaBarge Revocable Living Trust | |||
| /s/ Joanne V. Lockard | |||
| Joanne V. Lockard, Trustee | |||
| s/ Leo V. Garvin, Jr. | |||
| Leo V. Garvin, Jr., Trustee | |||
| /s/ Lawrence J. LeGrand | |||
| Lawrence J. LeGrand, Trustee | |||
Page 9 of 9
EXHIBIT A
AGREEMENT FOR JOINT FILING OF SCHEDULE 13G
The undersigned and each other person executing this joint filing agreement (the “Agreement”) agree as follows:
(1) The undersigned and each other person executing this Agreement are individually eligible to use the Schedule 13G to which this Exhibit is attached and such Schedule 13G is filed on behalf of the undersigned and each other person executing this Agreement; and
(2) The undersigned and each other person executing this Agreement are responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of the undersigned or any other person executing this Agreement is responsible for the completeness or accuracy of the information statement concerning any other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which, taken together, shall constitute one and the same instrument.
| Date: | August 22, 2003 | |
| /s/ Joanne V. Lockard | ||||
| Joanne V. Lockard | ||||
| /s/ Leo V. Garvin, Jr. | ||||
| Leo V. Garvin, Jr. | ||||
| /s/ Lawrence J. LeGrand | ||||
| Lawrence J. LeGrand | ||||
| Pierre L. LaBarge Revocable Living Trust | ||||
| /s/ Joanne V. Lockard | ||||
| Joanne V. Lockard, Trustee | ||||
| s/ Leo V. Garvin, Jr. | ||||
| Leo V. Garvin, Jr., Trustee | ||||
| /s/ Lawrence J. LeGrand | ||||
| Lawrence J. LeGrand, Trustee | ||||