UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TUDOR INVESTMENT CORP ET AL ATTN: STEPHEN N. WALDMAN 1275 KING STREET GREENWICH, CT 06831-2936 |
 |  |  | Member of >10% 13(d) group |
PALLOTTA JAMES J C/O TUDOR INVESTMENT CORPORATION 50 ROWES WHARF, 6TH FLOOR BOSTON, MA 02110 |
 |  |  | Member of >10% 13(d) group |
JONES PAUL TUDOR II C/O TUDOR INVESTMENT CORP 1275 KING ST GREENWICH, CT 06831 |
 |  |  | Member of >10% 13(d) group |
Tudor Investment Corporation, By: Stephen N. Waldman, Managing Director | 03/07/2007 | |
**Signature of Reporting Person | Date | |
Paul T. Jones, II | 03/07/2007 | |
**Signature of Reporting Person | Date | |
James J. Pallotta | 03/07/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Tudor Investment Corporation ("TIC") is the investment adviser or trading advisor to each of The Tudor BVI Global Portfolio Ltd. ("BVI") and The Raptor Global Portfolio Ltd ("Raptor"), and the General Partner of The Altar Rock Fund L.P. ("Altar Rock"). The shares of Common Stock (the "Shares") of Take-Two Interactive Software Inc. (the "Company") reported herein as indirectly beneficially owned by TIC are directly beneficially owned by BVI (543,659 Shares), Raptor (2,617,307 Shares), and Altar Rock (22,267 Shares). Because TIC is the sole General Partner of Altar Rock, and provides investment-advisory services to BVI and Raptor, TIC may be deemed to beneficially own the Shares owned by each of such entities. TIC expressly disclaims beneficial ownership of the securities reported herein as indirectly owned except to the extent of its pecuniary interest in such securities. |
(2) | The Shares reported herein as indirectly beneficially owned by Paul Tudor Jones II are owned indirectly by TIC (3,183,233 Shares) (see Footnote 1) and directly by Tudor Proprietary Trading, L.L.C. ("TPT") (292,713 Shares). Because Mr. Jones is the controlling shareholder of TIC and the indirect controlling equity holder of TPT, Mr. Jones may be deemed to beneficially own the Shares deemed beneficially owned by each of such entities. Mr. Jones expressly disclaims beneficial ownership of the securities reported herein as indirectly owned except to the extent of his pecuniary interest in such securities. |
(3) | The shares of Common Stock reported herein as indirectly beneficially owned by James J. Pallotta are owned indirectly by TIC (3,183,233 Shares) (see Footnote 1) and directly by TPT (292,713 Shares) (see Footnote 2). Because Mr. Pallotta is the portfolio manager of TIC and TPT with respect to the Shares and may be deemed to have voting and investment authority with respect to the Shares, Mr. Pallotta may be deemed to beneficially own the Shares deemed beneficially owned by each of such entities. Mr. Pallotta expressly disclaims beneficial ownership of the securities reported herein as indirectly owned except to the extent of his pecuniary interest in such securities. |
(4) | Pursuant to certain securities lending arrangements, securities owned by certain Tudor entities were lent to third parties on February 26, 2007, the record date for the annual meeting of the Company (the "Record Date"). On the Record Date, 2,867,401 of the Shares deemed to be beneficially owned by certain Tudor entities were subject to such lending arrangements and, thus, may not be voted by such entities. Of the 608,545 Shares deemed to be beneficially owned by certain Tudor entities on the Record Date, TIC is deemed to beneficially own 557,229 Shares, Mr. Jones is deemed to beneficially own 608,545 Shares, Mr. Pallotta is deemed to beneficially own 608,545 Shares, TPT is deemed to beneficially own 51,246 Shares, BVI is deemed to beneficially own 95,180 Shares, Raptor is deemed to beneficially own 458,221 Shares and Altar Rock is deemed to beneficially own 3,898 Shares. |