UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
10-Q/A
(Mark One);
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2009
OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from _______ to _______.
Commission File Number 1-13610
PMC COMMERCIAL TRUST
(Exact name of registrant as specified in its charter)
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| TEXAS
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75-6446078 |
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| (State or other jurisdiction
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(I.R.S. Employer Identification No.) |
| of incorporation or organization) |
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| 17950 Preston Road, Suite 600, Dallas, TX 75252
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(972) 349-3200 |
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| (Address of principal executive offices)
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(Registrant’s telephone number) |
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by
Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for
such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days. YES þ NO o
Indicate by check mark whether the Registrant has submitted electronically and posted on its
corporate Web site, if any, every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of Regulation S-T (Section 232.405 of this chapter) during the preceding 12
months (or for such shorter period that the Registrant was required
to submit and post such
files). YES þ NO o
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large
accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the
Exchange Act. (Check one):
| Large accelerated filer o |
Accelerated filer þ |
Non-accelerated filer o
(Do not check if a smaller reporting company) |
Smaller reporting company o |
Indicate by check mark whether the Registrant is a shell company (as defined in Exchange Act
Rule 12b-2). YES o NO þ
As of
April 30, 2009, the Registrant had outstanding 10,549,581 Common Shares of Beneficial
Interest, par value $.01 per share.
EXPLANATORY NOTE
This amendment on Form 10-Q/A amends the Quarterly Report on Form 10-Q for the quarter ended March
31, 2009 (the “Original 10-Q”), filed with the Securities and Exchange Commission on May 11, 2009,
by PMC Commercial Trust, to revise the certificates of our chief executive officer and chief
financial officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. We have removed the
titles of the certifying officers in the introductory paragraphs as these certifications are made
in a personal capacity. We have also revised paragraph 5(a) to include the phrase “and material
weaknesses” after “all significant deficiencies.”
Except as described above, no other changes have been made to the Original 10-Q. This Form 10-Q/A
continues to speak as of the original filing date of the Original 10-Q and, except as described
above, does not modify or update any related disclosures made in the Original 10-Q.