SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): April 9, 2002
Pegasystems Inc.
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(Exact name of registrant as specified in its charter)
Massachusetts
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(State of incorporation or organization)
1-11859 04-2787865
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(Commission File Number) (I.R.S. Employer
Identification No.)
101 Main Street, Cambridge, MA 02142-1590
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(Address of Principal Executive Office) (Zip Code)
Registrant's telephone number, including area code: (617) 374-9600
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Item 5. Other Events.
Pegasystems Inc. (the "Company") previously disclosed that in May 1999 the
Boston office of the Securities and Exchange Commission's Division of
Enforcement ("SEC") issued a Formal Order of Private Investigation of the
Company and certain individuals, currently or formerly associated with the
Company, related primarily to past accounting matters, financial reports, other
public disclosures and trading activity in the Company's securities during 1997
and 1998. On April 9, 2002, the Company issued a press release announcing that
it had been informed by the staff of the SEC on March 28, 2002 that the staff
had terminated its investigation of the Company and such individuals, with no
enforcement action being recommended. A copy of the press release is filed
herewith as Exhibit 99.1.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
Exhibit No. Description
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99.1 Press Release issued by Pegasystems Inc. on April 9, 2002
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
PEGASYSTEMS INC.
Date: April 9, 2002 By: /s/ Richard Jones
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Richard Jones
President