form8k04637_11162010.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 16, 2010
FALCONSTOR SOFTWARE, INC.
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(Exact name of registrant as specified in its charter)
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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2 Huntington Quadrangle, Melville, New York
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: 631-777-5188
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(Former name or former address, if changed since last report.)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition
On November 16, 2010, the Company issued a press release announcing its results of operations for the fiscal quarter ended September 30, 2010.
The text of a press release issued by the Company is furnished as Exhibit 99.1 and is incorporated herein by reference.
Item 7.01. Regulation FD Disclosure
During a public conference call on November 16, 2010, the Company announced that Walter Curti had been named Vice President and Chief Technical Officer. The Company also announced that its Vice President of Sales for North America, Wendy Petty, had taken a leave of absence and that the Company had commenced a search for a new head of sales for North America.
Item 8.01. Other Events
During a public conference call on November 16, 2010, the Company announced that Walter Curti had been named Vice President and Chief Technical Officer. The Company also announced that its Vice President of Sales for North America, Wendy Petty, had taken a leave and that the Company had commenced a search for a new head of sales for North America.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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Exhibit No.
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Description
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99.1
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Press release of the Company dated November 16, 2010.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: November 16, 2010
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By:
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Name:
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James Weber
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Title:
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Chief Financial Officer, Vice President,
Interim Chief Operating Officer and Treasurer
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Exhibit Index
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Exhibit No.
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Description
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99.1
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Press release of the Company dated November 16, 2010.
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