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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right-to-buy) | $ 35.88 | 09/24/2010 | M | 7,267 | (4) | 02/18/2015 | Common Stock | 7,267 | $ 0 | 3,633 | D | ||||
Employee Stock Option (Right-to-buy) | $ 35.7 | 09/24/2010 | M | 7,050 | (4) | 02/19/2014 | Common Stock | 7,050 | $ 0 | 0 | D | ||||
Employee Stock Option (Right-to-buy) | $ 18.53 | 09/24/2010 | M | 5,334 | (4) | 02/23/2016 | Common Stock | 5,334 | $ 0 | 10,666 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CORNELL HELEN W GARDNER DENVER, INC. 1800 GARDNER EXPRESSWAY QUINCY, IL 62305 |
EVP, Finance & CFO |
/s/Brent A. Walters, Attorney-in-fact | 09/28/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person acquired shares under the Company's Retirement Savings Plan, a 401(k) plan, and the related Supplemental Excess Defined Contribution Plan. The information reported herein is based on a report dated as of September 28, 2010 from the Plan's recordkeeper, JPMorgan. |
(2) | Shares held in the John L. Cornell Irrevocable Trust and Patrick O. Cornell Irrevocable Trust, which Ms. Cornell's spouse serves as trustee for both of these children's trusts. |
(3) | 2,090 of these shares were previously reported as directly beneficially owned, but were contributed to Ms. Cornell's revocable trust on February 26, 2010, of which Ms. Cornell serves as the sole trustee and sole beneficiary. |
(4) | The options, granted under the Company's Amended and Restated Long-Term Incentive Plan, are exerciseable in cumulative increments of one-third each beginning the year following the grant date 02/18/2008, 02/19/2007, and 02/23/2009, respectively. |
Remarks: Brent A. Walters, Attorney-in-fact for Helen W. Cornell, pursuant to Power of Attorney dated November 16, 2009 and filed with the SEC on December 7, 2009. |