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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Nonemployee Director Stock Option (Right-to-buy) (3) | $ 38.59 | 09/23/2010 | M | 9,000 | 05/03/2007(4) | 05/03/2011 | Common Stock | 9,000 | $ 0 | 0 | D | ||||
Nonemployee Director Stock Option (Right-to-buy) (3) | $ 28.62 | 09/23/2010 | M | 4,400 | 05/06/2010(4) | 05/06/2014 | Common Stock | 4,400 | $ 0 | 0 | D | ||||
Nonemployee Director Stock Option (Right-to-buy) (3) | $ 38.32 | 09/23/2010 | M | 3,600 | 05/02/2008(4) | 05/02/2012 | Common Stock | 3,600 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HANSEN FRANK J GARDNER DENVER, INC. 1800 GARDNER EXPRESSWAY QUINCY, IL 62305 |
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/s/Brent A. Walters, Attorney-in-fact | 09/27/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported in Column 4 is a weighted average price. There shares were sold in multiple transactions at prices ranging from $51.74 to $52.29, inclusive. The reporting person undertakes to provide Gardner Denver, Inc., any security holder of Gardner Denver, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. |
(2) | Shares held indirectly in The Hansen Trust U/A/D 01/08/03, which Mr. Hansen and his wife serve as trustees and certain members of his immediate family are beneficiaries. These shares were previously reported as directly beneficially owned in error. |
(3) | Options granted under the Company's Amended and Restated Long-Term Incentive Plan, a Rule 16b-3 plan. |
(4) | The options, granted under the Company's Amended and Restated Long-Term Incentive Plan, became exercisable in one installment on 5/3/2007, 5/6/2010, and 5/2/2008, respectively. |
Remarks: Brent A. Walters, Attorney-in-fact for Frank J. Hansen, pursuant to Power of Attorney dated November 12, 2009 and filed with the SEC on January 5, 2010. |