UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM S-8

REGISTRATION STATEMENT


Under the Securities Act of 1933


ARI NETWORK SERVICES, INC.

(Exact Name of Registrant as Specified in Charter)


Wisconsin

39-1388360

(State of Incorporation)

(I.R.S. Employer Identification No.)

 

 

10850 West Park Place, Suite 1200

53224

Milwaukee, Wisconsin 53224-3025

(Zip Code)

____________________________________

Amended and Restated ARI Network Services, Inc. 2010 Equity Incentive Plan

ARI Network Services, Inc. 2000 Employee Stock Purchase Plan, as amended

____________________________________

William A. Nurthen
Chief Financial Officer
ARI Network Services, Inc.
10850 West Park Place, Suite 1200
Milwaukee, Wisconsin 53224-3025
(414) 973-4300

(Name, address and telephone number, including area code, of agent for service)


With a copy to:


C.J. Wauters
Godfrey & Kahn, S.C.
780 North Water Street
Milwaukee, Wisconsin 53202
(414) 273-3500


Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (check one):


Large accelerated filer

¨

 

Accelerated filer

¨

Non-accelerated filer

¨

(Do not check if a smaller reporting company)

Smaller reporting company

ý


CALCULATION OF REGISTRATION FEE

Title of securities

to be registered

Amount to be

registered(1)

Proposed maximum

offering price per share(2)

Proposed maximum
aggregate

offering price(2)

Amount of

registration fee

 

 

 

 

 

Common Stock,

$.001 par value


1,550,000


$3.27


$5,068,500


$652.82


(1)

Total includes 1,200,000 shares of the Registrant’s Common Stock registered with respect to the Amended and Restated ARI Network Services, Inc. 2010 Equity Incentive Plan, and 350,000 shares of the Registrant’s Common Stock registered with respect to the ARI Network Services, Inc. 2000 Employee Stock Purchase Plan, as amended.  In accordance with Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also be deemed to cover any additional securities that may from time to time be offered or issued to prevent dilution resulting from stock splits, stock dividends or similar transactions.


(2)

Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(h) under the Securities Act.  The price per share and offering price are calculated based on the average of the high and low sales prices of the Registrant’s Common Stock on the NASDAQ Capital Market on January 3, 2013, in accordance with Rule 457(c) under the Securities Act.





INCORPORATION OF CERTAIN INFORMATION BY REFERENCE



This Registration Statement is being filed pursuant to General Instruction E to Form S-8 under the Securities Act. In accordance with General Instruction E to Form S-8, the Company hereby incorporates by reference the contents of Registration Statement No. 333-171491, filed with the Securities and Exchange Commission on December 30, 2010, together with all exhibits filed therewith or incorporated therein.


Exhibits

 

 

 

10.1

Amended and Restated ARI Network Services, Inc. 2010 Equity Incentive Plan incorporated by reference to Exhibit
10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on January 8, 2014

 

 

10.2

ARI Network Services, Inc. 2000 Employee Stock Purchase Plan, as amended, incorporated by reference to Exhibit
10.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on January 8, 2014

 

 

5

Opinion of Godfrey & Kahn, S.C. regarding legality of the Common Stock being registered

 

 

23.1

Consent of Godfrey & Kahn, S.C. (included in Exhibit 5)

 

 

23.2

Consent of Wipfli LLP




2




SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milwaukee, State of Wisconsin, on January 8, 2014.

ARI NETWORK SERVICES, INC.


By: /s/ Roy W. Olivier                                           

Roy W. Olivier

President and Chief Executive Officer


Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

Signature

Title

Date



/s/ Roy W. Olivier                                     

Roy W. Olivier



President, Chief Executive Officer and  Director

(Principal Executive Officer)



January 8, 2014


/s/ William A. Nurthen                              

William A. Nurthen


Chief Financial Officer

(Principal Accounting and Financial Officer)


January 8, 2014



/s/ Gordon J. Bridge                                   

Gordon J. Bridge



Director



January 8, 2014



/s/ Brian E. Dearing                                    

Brian E. Dearing



Chairman of the Board, Director



January 8, 2014



/s/ James R. Johnson                                   

James R. Johnson



Director



January 8, 2014



/s/ William H. Luden, III                            

William H. Luden, III



Director



January 8, 2014



/s/ Dwight B. Mananteo                              

Dwight B. Mamanteo



Director



January 8, 2014



/s/ William C. Mortimore                           

William C. Mortimore



Director



January 8, 2014



/s/ Robert Y. Newell, IV                             

Robert Y. Newell, IV



Director



January 8, 2014



/s/ P. Lee Poseidon                                      

P. Lee Poseidon



Director



January 8, 2014




3





EXHIBIT INDEX


Exhibits

 

 

 

10.1

Amended and Restated ARI Network Services, Inc. 2010 Equity Incentive Plan incorporated by reference to Exhibit
10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on January 8, 2014

 

 

10.2

ARI Network Services, Inc. 2000 Employee Stock Purchase Plan, as amended, incorporated by reference to Exhibit
10.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on January 8, 2014

 

 

5

Opinion of Godfrey & Kahn, S.C. regarding legality of the Common Stock being registered

 

 

23.1

Consent of Godfrey & Kahn, S.C. (included in Exhibit 5)

 

 

23.2

Consent of Wipfli LLP






4