UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: ________________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Knight Capital Group, Inc Address: 545 Washington Blvd Jersey City, N.J. 07310 Form 13F File Number: 28-_________________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas M. Merritt Title: Deputy General Counsel Phone: 201-557-6949 Signature, Place, and Date of Signing: /s/ Thomas M. Merritt Jersey City NJ 05/12/09 ----------------------- -------------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_____________ ____________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 872 Form 13F Information Table Value Total: 200,888 ---------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-________ Knight Equity Markets LP 02 28-________ Knight Capital Markets LLC [Repeat as necessary.] FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------------- --------- -------- ---------------- ---------- -------- ------------------ VOTING AUTHORITY NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------ ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- 3COM CORP COM 885535104 45 19932 SH DEFINED 1 19932 0 0 4 KIDS ENTMT INC COM 350865101 29 14683 SH DEFINED 2 14683 0 0 8X8 INC NEW COM 282914100 7 14260 SH DEFINED 1 14260 0 0 99 CENTS ONLY STORES COM 65440K106 143 13086 SH DEFINED 2 13086 0 0 A C MOORE ARTS & CRAFTS INC COM 00086T103 17 12535 SH DEFINED 1 12535 0 0 AASTROM BIOSCIENCES INC COM 00253U107 5 10701 SH DEFINED 1 10701 0 0 ABRAXAS PETE CORP COM 003830106 48 67381 SH DEFINED 1 67381 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 10 11220 SH DEFINED 1 11220 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 974 29703 SH DEFINED 2 29703 0 0 ACCURAY INC COM 004397105 104 20245 SH DEFINED 1 20245 0 0 ACE LTD SHS H0023R105 230 4343 SH DEFINED 2 4343 0 0 ACTIONS SEMICONDUCTOR CO LTD ADR 00507E107 24 15185 SH DEFINED 1 15185 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1660 192518 SH DEFINED 1 192518 0 0 ACUSPHERE INC COM 00511R870 3 39142 SH DEFINED 1 39142 0 0 ADAMS EXPRESS CO COM 006212104 94 11651 SH DEFINED 2 11651 0 0 ADAPTEC INC COM 00651F108 165 50258 SH DEFINED 1 50258 0 0 ADOBE SYS INC COM 00724F101 990 46490 SH DEFINED 1 46490 0 0 ADVANCED BATTERY TECHNOLOG I COM 00752H102 35 13342 SH DEFINED 1 13342 0 0 ADVANCED ENVIRON RECYCLING T CL A 007947104 2 10254 SH DEFINED 1 10254 0 0 ADVANCED MICRO DEVICES INC COM 007903107 24 10981 SH DEFINED 2 10981 0 0 ADVANTA CORP CL B 007942204 49 23413 SH DEFINED 1 23413 0 0 ADVANTAGE ENERGY INCOME FD TR UNIT 00762L101 84 19929 SH DEFINED 2 19929 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 312 10149 SH DEFINED 2 10149 0 0 AEGON N V NY REGISTRY SH 007924103 81 13385 SH DEFINED 2 13385 0 0 AERO GROW INTL INC COM 00768M103 13 67005 SH DEFINED 1 67005 0 0 AFLAC INC COM 001055102 285 6222 SH DEFINED 2 6222 0 0 AGFEED INDUSTRIES INC COM 00846L101 58 35944 SH DEFINED 1 35944 0 0 AGRIA CORP SPONSORED ADR 00850H103 15 10060 SH DEFINED 2 10060 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 2 13772 SH DEFINED 1 13772 0 0 AKEENA SOLAR INC DE COM 009720103 23 13823 SH DEFINED 1 13823 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 51 23591 SH DEFINED 2 23591 0 0 ALESCO FINL INC COM 014485106 9 20808 SH DEFINED 2 20808 0 0 ALLEGIANT TRAVEL CO COM 01748X102 263 5427 SH DEFINED 1 5427 0 0 ALLIANCE FIBER OPTIC PRODS I COM 018680108 11 17117 SH DEFINED 1 17117 0 0 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 197 13252 SH DEFINED 1 13252 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 113 11951 SH DEFINED 2 11951 0 0 ALLIANZ SE SP ADR 1/10 SH 018805101 163 15067 SH DEFINED 2 15067 0 0 ALLIED CAP CORP NEW COM 01903Q108 61 22747 SH DEFINED 2 22747 0 0 ALLIED HEALTHCARE INTL INC COM 01923A109 19 18449 SH DEFINED 1 18449 0 0 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 53 11241 SH DEFINED 2 11241 0 0 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 190 19236 SH DEFINED 1 19236 0 0 ALMOST FAMILY INC COM 020409108 410 9130 SH DEFINED 1 9130 0 0 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 77 10935 SH DEFINED 2 10935 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 71 11412 SH DEFINED 2 11412 0 0 ALTAIR NANOTECHNOLOGIES INC COM 021373105 28 24307 SH DEFINED 1 24307 0 0 ALTRIA GROUP INC COM 02209S103 3047 202346 SH DEFINED 2 202346 0 0 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------------- --------- -------- ---------------- ---------- -------- ------------------ VOTING AUTHORITY NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------ ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- ALTUS PHARMACEUTICALS INC COM 02216N105 10 19551 SH DEFINED 1 19551 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 233 17213 SH DEFINED 2 17213 0 0 ALYST ACQUISTION CORP *W EXP 06/28/201 02263A113 1 23100 SH DEFINED 2 23100 0 0 AMBAC FINL GROUP INC COM 023139108 502 385863 SH DEFINED 2 385863 0 0 AMEDISYS INC COM 023436108 262 6337 SH DEFINED 1 6337 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 221 7144 SH DEFINED 2 7144 0 0 AMERICAN CAP LTD COM 02503Y103 832 259316 SH DEFINED 1 259316 0 0 AMERICAN EXPRESS CO COM 025816109 248 13359 SH DEFINED 2 13359 0 0 AMERICAN INTL GROUP INC COM 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DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- AVANIR PHARMACEUTICALS CL A NEW 05348P401 10 23180 SH DEFINED 1 23180 0 0 AVI BIOPHARMA INC COM 002346104 10 15585 SH DEFINED 1 15585 0 0 AVIGEN INC COM 053690103 12 15967 SH DEFINED 1 15967 0 0 AVIZA TECHNOLOGY INC COM 05381A105 2 23657 SH DEFINED 1 23657 0 0 AXCELIS TECHNOLOGIES INC COM 054540109 9 17861 SH DEFINED 1 17861 0 0 BAIDU COM INC SPON ADR REP A 056752108 453 3480 SH DEFINED 1 3480 0 0 BAKER HUGHES INC COM 057224107 329 10264 SH DEFINED 2 10264 0 0 BAKER MICHAEL CORP COM 057149106 200 5431 SH DEFINED 2 5431 0 0 BALLARD PWR SYS INC COM 05858H104 21 18539 SH DEFINED 1 18539 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 99 10071 SH DEFINED 2 10071 0 0 BANK OF AMERICA CORPORATION COM 060505104 169 11972 SH DEFINED 2 11972 0 0 BANK OF GRANITE CORP COM 062401104 24 10238 SH DEFINED 1 10238 0 0 BANKUNITED FINL CORP CL A 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COM 238134100 4 21124 SH DEFINED 1 21124 0 0 DAYSTAR TECHNOLOGIES INC COM 23962Q100 12 12368 SH DEFINED 1 12368 0 0 DAYTON SUPERIOR CORP COM 240028308 10 15812 SH DEFINED 1 15812 0 0 DECODE GENETICS INC COM 243586104 3 13966 SH DEFINED 1 13966 0 0 DEERE & CO COM 244199105 566 14777 SH DEFINED 2 14777 0 0 DEJOUR ENTERPRISES LTD COM NEW 244866208 6 17028 SH DEFINED 2 17028 0 0 DELL INC COM 24702R101 2177 212975 SH DEFINED 1 212975 0 0 DENDREON CORP COM 24823Q107 155 34013 SH DEFINED 1 34013 0 0 DENNYS CORP COM 24869P104 22 11331 SH DEFINED 1 11331 0 0 DEPOMED INC COM 249908104 31 18965 SH DEFINED 1 18965 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 228 5599 SH DEFINED 2 5599 0 0 DEUTSCHE BK AG LONDON BRH PS MTL DDL ETN 25154K858 216 3009 SH DEFINED 2 3009 0 0 DEUTSCHE BK AG LONDON BRH PS CR OIL DD ETN 25154K882 77 30157 SH DEFINED 2 30157 0 0 DEVON ENERGY CORP NEW COM 25179M103 1018 15487 SH DEFINED 2 15487 0 0 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------------- --------- -------- ---------------- ---------- -------- ------------------ VOTING AUTHORITY NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------ ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- DIAMOND FOODS INC COM 252603105 499 24871 SH DEFINED 1 24871 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 409 6941 SH DEFINED 2 6941 0 0 DIANA SHIPPING INC COM Y2066G104 335 26262 SH DEFINED 2 26262 0 0 DIONEX CORP COM 254546104 244 5430 SH DEFINED 1 5430 0 0 DIREXION SHS ETF TR SM CAP BEAR 3X ADDED 25459W839 361 7546 SH DEFINED 2 7546 0 0 DIREXION SHS ETF TR SM CAP BULL 3X ADDED 25459W847 293 8493 SH DEFINED 2 8493 0 0 DIREXION SHS ETF TR LARGE CAP BEAR ADDED 25459W854 459 7857 SH DEFINED 2 7857 0 0 DIREXION SHS ETF TR ENERGY BULL 3X ADDED 25459W888 210 5408 SH 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---------------------------- -------------------- --------- -------- ---------------- ---------- -------- ------------------ VOTING AUTHORITY NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------ ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1557 34042 SH DEFINED 2 34042 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 218 5452 SH DEFINED 2 5452 0 0 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 336 22937 SH DEFINED 1 22937 0 0 KNOLOGY INC COM 499183804 112 21665 SH DEFINED 1 21665 0 0 KOPIN CORP COM 500600101 32 15771 SH DEFINED 1 15771 0 0 KOWABUNGA INC COM ADDED 500747100 1 18277 SH DEFINED 2 18277 0 0 KRATOS DEFENSE & SECURITY SO COM 50077B108 18 13079 SH DEFINED 1 13079 0 0 KRISPY KREME DOUGHNUTS INC COM 501014104 22 13047 SH DEFINED 2 13047 0 0 LA JOLLA 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---------------- ---------- -------- ------------------ VOTING AUTHORITY NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------ ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- PINNACLE AIRL CORP COM 723443107 22 12558 SH DEFINED 1 12558 0 0 PINNACLE GAS RESOURCES INC COM 723464301 5 16369 SH DEFINED 1 16369 0 0 PIONEER NAT RES CO COM 723787107 447 27637 SH DEFINED 2 27637 0 0 PLANETOUT INC COM NEW 727058208 4 12344 SH DEFINED 1 12344 0 0 PLUG POWER INC COM 72919P103 13 13022 SH DEFINED 1 13022 0 0 PLX TECHNOLOGY INC COM 693417107 39 22715 SH DEFINED 1 22715 0 0 PMI GROUP INC COM 69344M101 59 30072 SH DEFINED 2 30072 0 0 PNM RES INC COM 69349H107 108 10744 SH DEFINED 2 10744 0 0 POLO RALPH LAUREN CORP CL A 731572103 248 5453 SH DEFINED 2 5453 0 0 POPULAR INC COM 733174106 100 19505 SH DEFINED 1 19505 0 0 POSCO 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19154 0 0 TECH DATA CORP COM 878237106 290 16242 SH DEFINED 1 16242 0 0 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------------- --------- -------- ---------------- ---------- -------- ------------------ VOTING AUTHORITY NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------ ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- TECHNE CORP COM 878377100 503 7816 SH DEFINED 1 7816 0 0 TECHNITROL INC COM 878555101 41 11762 SH DEFINED 2 11762 0 0 TECK COMINCO LTD CL B 878742204 74 15003 SH DEFINED 2 15003 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 357 25662 SH DEFINED 2 25662 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 288 33589 SH DEFINED 1 33589 0 0 TELEPHONE & DATA SYS INC COM 879433100 205 6451 SH DEFINED 2 6451 0 0 TELIK INC COM 87959M109 6 16860 SH DEFINED 1 16860 0 0 TELKONET INC COM 879604106 3 23409 SH DEFINED 2 23409 0 0 TELLABS INC COM 879664100 62 14982 SH DEFINED 1 14982 0 0 TELULAR CORP COM NEW 87970T208 16 12100 SH DEFINED 1 12100 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 93 10170 SH DEFINED 2 10170 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 103 13320 SH DEFINED 2 13320 0 0 TENET HEALTHCARE CORP COM 88033G100 24 20674 SH DEFINED 2 20674 0 0 TENGASCO INC COM NEW 88033R205 10 15517 SH DEFINED 2 15517 0 0 TERADYNE INC COM 880770102 50 11773 SH DEFINED 2 11773 0 0 TERRA NITROGEN CO L P COM UNIT 881005201 1015 10716 SH DEFINED 2 10716 0 0 TESCO CORP COM 88157K101 89 12551 SH DEFINED 1 12551 0 0 TETON ENERGY CORP COM 881628101 14 14606 SH DEFINED 1 14606 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 231 5451 SH DEFINED 1 5451 0 0 TFS FINL CORP COM 87240R107 129 10033 SH DEFINED 1 10033 0 0 TGC INDS INC COM NEW 872417308 31 15202 SH DEFINED 1 15202 0 0 THESTREET COM COM 88368Q103 55 18970 SH DEFINED 1 18970 0 0 THINKORSWIM GROUP INC COM 88409C105 131 23438 SH DEFINED 1 23438 0 0 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 7 12285 SH DEFINED 1 12285 0 0 TIBCO SOFTWARE INC COM 88632Q103 254 49016 SH DEFINED 1 49016 0 0 TLC VISION CORP COM 872549100 4 24696 SH DEFINED 1 24696 0 0 TOMOTHERAPY INC COM 890088107 57 23850 SH DEFINED 1 23850 0 0 TOP SHIPS INC COM NEW Y8897Y305 22 13448 SH DEFINED 1 13448 0 0 TOTAL S A SPONSORED ADR 89151E109 313 5656 SH DEFINED 2 5656 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 379 5785 SH DEFINED 2 5785 0 0 TRACTOR SUPPLY CO COM 892356106 520 14416 SH DEFINED 1 14416 0 0 TRANSGLOBE ENERGY CORP COM 893662106 41 16647 SH DEFINED 1 16647 0 0 TRANSWITCH CORP COM 894065101 5 18577 SH DEFINED 1 18577 0 0 TRI S SEC CORP *W EXP 02/08/201 895578110 0 31432 SH DEFINED 1 31432 0 0 TRIDENT MICROSYSTEMS INC COM 895919108 123 65364 SH DEFINED 1 65364 0 0 TRIMERIS INC COM 896263100 24 18379 SH DEFINED 1 18379 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 152 16403 SH DEFINED 2 16403 0 0 TRUE RELIGION APPAREL INC COM 89784N104 248 19951 SH DEFINED 1 19951 0 0 TRUSTCO BK CORP N Y COM 898349105 217 22941 SH DEFINED 1 22941 0 0 TUCOWS INC COM 898697107 3 10121 SH DEFINED 2 10121 0 0 TUESDAY MORNING CORP COM NEW 899035505 40 24387 SH DEFINED 1 24387 0 0 TXCO RES INC COM 87311M102 18 12161 SH DEFINED 1 12161 0 0 U S G CORP COM NEW 903293405 182 22601 SH DEFINED 2 22601 0 0 UAL CORP COM NEW 902549807 256 23218 SH DEFINED 1 23218 0 0 ULTRA PETROLEUM CORP COM 903914109 567 16430 SH DEFINED 2 16430 0 0 UNISYS CORP COM 909214108 61 71598 SH DEFINED 2 71598 0 0 UNITED PARCEL SERVICE INC CL B 911312106 329 5962 SH DEFINED 2 5962 0 0 UNITED STATES STL CORP NEW COM 912909108 586 15757 SH DEFINED 2 15757 0 0 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------------- --------- -------- ---------------- ---------- -------- ------------------ VOTING AUTHORITY NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------ ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- UNIVERSAL INS HLDGS INC COM 91359V107 27 11042 SH DEFINED 2 11042 0 0 URANIUM RES INC COM PAR $0.001 916901507 15 19555 SH DEFINED 1 19555 0 0 URBAN OUTFITTERS INC COM 917047102 513 34266 SH DEFINED 1 34266 0 0 V F CORP COM 918204108 413 7540 SH DEFINED 2 7540 0 0 VALASSIS COMMUNICATIONS INC COM 918866104 45 34387 SH DEFINED 2 34387 0 0 VALENCE TECHNOLOGY INC COM 918914102 85 46498 SH DEFINED 1 46498 0 0 VALERO ENERGY CORP NEW COM 91913Y100 295 13652 SH DEFINED 2 13652 0 0 VALMONT INDS INC COM 920253101 232 3777 SH DEFINED 2 3777 0 0 VALUEVISION MEDIA INC CL A 92047K107 4 11433 SH DEFINED 1 11433 0 0 VAN KAMPEN SENIOR INCOME TR COM 920961109 29 11394 SH DEFINED 2 11394 0 0 VANDA PHARMACEUTICALS INC COM 921659108 15 30109 SH DEFINED 1 30109 0 0 VANGUARD INDEX FDS REIT ETF 922908553 227 6238 SH DEFINED 2 6238 0 0 VARIAN MED SYS INC COM 92220P105 452 12911 SH DEFINED 2 12911 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 438 24187 SH DEFINED 1 24187 0 0 VAUGHAN FOODS INC COM 92241M107 9 14750 SH DEFINED 1 14750 0 0 VCG HLDG CORP COM 91821K101 26 18422 SH DEFINED 1 18422 0 0 VELOCITY EXPRESS CORP COM PAR NEW 92257T707 5 33577 SH DEFINED 1 33577 0 0 VERENIUM CORPORATION COM 92340P100 18 20760 SH DEFINED 1 20760 0 0 VERIGY LTD SHS Y93691106 196 20411 SH DEFINED 1 20411 0 0 VERISIGN INC COM 92343E102 475 24939 SH DEFINED 1 24939 0 0 VESTIN REALTY MORTGAGE I INC COM 925490104 8 10224 SH DEFINED 1 10224 0 0 VIA PHARMACEUTICALS INC COM 92554T103 2 13364 SH DEFINED 1 13364 0 0 VINEYARD NATL BANCORP COM 927426106 5 31991 SH DEFINED 1 31991 0 0 VISTA GOLD CORP COM NEW 927926303 40 35283 SH DEFINED 2 35283 0 0 VONAGE HLDGS CORP COM 92886T201 16 23837 SH DEFINED 2 23837 0 0 VUANCE LTD SHS M9763P108 7 16735 SH DEFINED 1 16735 0 0 WARNER CHILCOTT LIMITED COM CL A G9435N108 170 11753 SH DEFINED 1 11753 0 0 WARREN RES INC COM 93564A100 124 62578 SH DEFINED 1 62578 0 0 WAVE SYSTEMS CORP COM NEW 943526301 4 11191 SH DEFINED 1 11191 0 0 WESTELL TECHNOLOGIES INC CL A 957541105 6 22328 SH DEFINED 1 22328 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 123 30999 SH DEFINED 2 30999 0 0 WESTERN DIGITAL CORP COM 958102105 601 52450 SH DEFINED 2 52450 0 0 WEYERHAEUSER CO COM 962166104 336 10980 SH DEFINED 2 10980 0 0 WHITE ELECTR DESIGNS CORP COM 963801105 49 13535 SH DEFINED 1 13535 0 0 WHOLE FOODS MKT INC COM 966837106 210 22291 SH DEFINED 1 22291 0 0 WINDSTREAM CORP COM 97381W104 101 11009 SH DEFINED 2 11009 0 0 WIRELESS RONIN TECHNOLOGIES COM 97652A203 8 11091 SH DEFINED 1 11091 0 0 WORLD FUEL SVCS CORP COM 981475106 237 6417 SH DEFINED 2 6417 0 0 WPP PLC ADR ADDED 92933H101 344 11644 SH DEFINED 1 11644 0 0 WPT ENTERPRISES INC COM 98211W108 6 14864 SH DEFINED 1 14864 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 66 10042 SH DEFINED 2 10042 0 0 WYNN RESORTS LTD COM 983134107 519 12286 SH DEFINED 1 12286 0 0 XERIUM TECHNOLOGIES INC COM 98416J100 13 19388 SH DEFINED 2 19388 0 0 XINHUA FIN MEDIA LTD SPONSORED ADR 983982109 9 15259 SH DEFINED 1 15259 0 0 XOMA LTD ORD G9825R107 21 34214 SH DEFINED 1 34214 0 0 XTENT INC COM 984141101 4 16100 SH DEFINED 1 16100 0 0 XTL BIOPHARMACEUTICALS LTD SPONSORED ADR 98386D109 3 44987 SH DEFINED 1 44987 0 0 XTO ENERGY INC COM 98385X106 600 17010 SH DEFINED 2 17010 0 0 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------------- --------- -------- ---------------- ---------- -------- ------------------ VOTING AUTHORITY NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------ ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- YAHOO INC COM 984332106 392 32177 SH DEFINED 1 32177 0 0 YOUBET COM INC COM 987413101 18 21214 SH DEFINED 1 21214 0 0 YRC WORLDWIDE INC COM 984249102 115 40167 SH DEFINED 1 40167 0 0 ZHONE TECHNOLOGIES INC NEW COM 98950P108 3 39064 SH DEFINED 1 39064 0 0 ZIMMER HLDGS INC COM 98956P102 704 17429 SH DEFINED 2 17429 0 0 ZIX CORP COM 98974P100 54 46575 SH DEFINED 1 46575 0 0 ZVUE CORP *W EXP 01/17/201 988801122 0 13207 SH DEFINED 1 13207 0 0 ZVUE CORP *W EXP 01/17/201 988801130 0 34375 SH DEFINED 1 34375 0 0 ZWEIG TOTAL RETURN FD INC COM 989837109 60 17871 SH DEFINED 2 17871 0 0 ZYMOGENETICS INC COM 98985T109 37 12382 SH DEFINED 1 12382 0 0