1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
02/22/2022 |
Common Stock
|
38,879
|
$
2
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
05/20/2024 |
Common Stock
|
59,043
|
$
8.99
|
D
|
Â
|
Share Unit DCP and EDCP
(4)
|
Â
(4)
|
Â
(4)
|
Common Stock
|
4,805
|
$
(4)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 268,325 restricted stock units which are subject to forfeiture until they vest. |
(2) |
Stock options vest/vested 33 1/3% on February 22, 2013, February 22, 2014 and February 22, 2015. |
(3) |
Stock options vest 33 1/3% on each of May 20, 2015, May 20, 2016 and May 20, 2017. |
(4) |
Share units are issued under the Issuer's Executive Deferred Compensation Plan and the Deferred Compensation Plan (the "Plans") and are convertible into an amount of cash equal to the value of Issuer's common stock upon the reporting person's retirement, death, or termination of employment in accordance with the terms of the Plan. |