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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 04/30/2013 | M | 1,483 (5) | (4) | (4) | Common Stock | 1,483 | (4) | 0 | D | ||||
Restricted Stock Units | (3) | 01/02/2013 | A | 75.8718 | (6) | (6) | Common Stock | 75.8718 | (6) | 5,325.8718 | D | ||||
Restricted Stock Units | (3) | 01/02/2013 | A | 224.9344 | (7) | (7) | Common Stock | 224.9344 | (7) | 15,409.9344 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McMullen John N C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
SVP & Treasurer |
/s/ David Ritenour as Attorney-in-Fact for John McMullen | 05/02/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total direct beneficial ownership reflects a decrease of 15,603 shares due to the transfer of 15,603 shares into the reporting person's trust on 03/04/13. |
(2) | The total indirect beneficial ownership reflects an increase of 15,603 shares due to the transfer of 15,603 shares previously reported as being held directly by the reporting person into his trust on 03/04/13. |
(3) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(4) | As previously reported, on 08/01/11 the reporting person was granted 5,600 restricted stock units ("RSUs"), 1,400 of which vested on 10/31/11, 2,800 of which vested on 10/31/12, and 1,400 of which vested on 04/30/13. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 12.3036 dividend equivalent rights at $15.02 per RSU credited to the reporting person's account on 01/02/13; and 8.4345 dividend equivalent rights at $21.91 per RSU credited to the reporting person's account on 04/03/13. These RSUs vested on 04/30/13, at which time the vested shares were delivered to the reporting person. |
(5) | The number of derivative securities in column 5 includes 83 vested dividend equivalent rights and a deminimus adjustment of 0.2619 due to fractional rounding of the dividend equivalent rights. |
(6) | As previously reported, on 12/12/11 the reporting person was granted 7,682 restricted stock units ("RSUs"), 2,560 of which vested on 12/12/12, and 2,561 of which will vest on each of 12/12/13 and 12/12/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 75.8718 dividend equivalent rights being reported reflect 45.0136 dividend equivalent rights at $15.02 per RSU credited to the reporting person's account on 01/02/13; and 30.8582 dividend equivalent rights at $21.91 per RSU credited to the reporting person's account on 04/03/13. |
(7) | As previously reported, on 12/06/12 the reporting person was granted 15,185 restricted stock units ("RSUs"), 5,061 of which will vest on 12/06/13, and 5,062 of which will vest on each of 12/06/14 and 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 224.9344 dividend equivalent rights being reported reflect 133.4501 dividend equivalent rights at $15.02 per RSU credited to the reporting person's account on 01/02/13; and 91.4843 dividend equivalent rights at $21.91 per RSU credited to the reporting person's account on 04/03/13. |