|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 13.83 | 12/06/2012 | A | 1,265,366 | 12/06/2014(3) | 12/06/2020(3) | Common Stock | 1,265,366 | $ 0 | 1,265,366 | D | ||||
Restricted Stock Units | (4) | 12/06/2012 | A | 135,575 (5) | (5) | (5) | Common Stock | 135,575 | (5) | 135,575 | D | ||||
Restricted Stock Units | (4) | 01/04/2012 | A | 443.4381 (6) | (6) | (6) | Common Stock | 443.4381 | (6) | 18,375.4381 | D | ||||
Restricted Stock Units | (4) | 01/04/2012 | A | 2,862.111 (7) | (7) | (7) | Common Stock | 2,862.111 | (7) | 117,789.225 | D | ||||
Restricted Stock Units | (4) | 01/04/2012 | A | 1,647.8563 (8) | (8) | (8) | Common Stock | 1,647.8563 | (8) | 67,485.8563 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRADLEY RICHARD TODD C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
EVP, PPSG |
/s/ David Ritenour as Attorney-in-Fact for R. Todd Bradley | 12/10/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total direct beneficial ownership reflects a decrease of 137,232 shares due to the transfer of 137,232 shares into the reporting person's trust on 06/22/12. |
(2) | The total indirect beneficial ownership reflects an increase of 137,232 shares due to the transfer of 137,232 shares previously reported as being held directly by the reporting person into his trust on 06/22/12. |
(3) | This option will vest 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date, in both cases subject to the satisfaction of certain stock price performance conditions prior to the fourth anniversary of the grant date. |
(4) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(5) | On 12/06/12 the reporting person was granted 135,575 restricted stock units ("RSUs"), 45,191 of which will vest on 12/06/13, and 45,192 of which will vest on each of 12/06/14 and 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
(6) | As previously reported, on 12/10/10 the reporting person was granted 35,434 restricted stock units ("RSUs"), 17,717 of which vested on 12/10/11 and 17,717 of which will vest 12/10/12. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 443.4381 dividend equivalent rights being reported reflect 79.8663 dividend equivalent rights at $26.62 per RSU credited to the reporting person's account on 01/04/12; 91.4033 dividend equivalent rights at $23.26 per RSU credited to the reporting person's account on 04/04/12; 115.3178 dividend equivalent rights at $20.28 per RSU credited to the reporting person's account on 07/05/12; and 156.8507 dividend equivalent rights at $14.91 per RSU credited to the reporting person's account on 10/03/12. |
(7) | As previously reported, on 06/27/11 the reporting person was granted 114,352 restricted stock units ("RSUs") which will vest on 06/27/15 subject to acceleration based on certain stock performance conditions. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 2,862.1110 dividend equivalent rights being reported reflect 515.4861 dividend equivalent rights at $26.62 per RSU credited to the reporting person's account on 01/04/12; 589.9501 dividend equivalent rights at $23.26 per RSU credited to the reporting person's account on 04/04/12; 744.3030 dividend equivalent rights at $20.28 per RSU credited to the reporting person's account on 07/05/12; and 1,012.3718 dividend equivalent rights at $14.91 per RSU credited to the reporting person's account on 10/03/12. |
(8) | As previously reported, on 12/12/11 the reporting person was granted 65,838 restricted stock units ("RSUs"), 21,946 of which will vest on each of 12/12/12, 12/12/13, and 12/12/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 1,647.8563 dividend equivalent rights being reported reflect 296.7904 dividend equivalent rights at $26.62 per RSU credited to the reporting person's account on 01/04/12; 339.6629 dividend equivalent rights at $23.26 per RSU credited to the reporting person's account on 04/04/12; 428.5314 dividend equivalent rights at $20.28 per RSU credited to the reporting person's account on 07/05/12; and 582.8716 dividend equivalent rights at $14.91 per RSU credited to the reporting person's account on 10/03/12. |