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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) (1) (5) | $ 22.6733 | 02/01/2003 | 07/31/2007 | Common Stock | 37,970 | 37,970 | D | ||||||||
Stock Option (right to buy) (2) (5) | $ 25.7 | 01/30/2004 | 07/30/2008 | Common Stock | 18,000 | 18,000 | D | ||||||||
Stock Option (right to buy) (3) | $ 15.89 | 01/28/2005 | 07/28/2009 | Common Stock | 18,000 | 18,000 | D | ||||||||
Stock Option (right to buy) (4) | $ 18.79 | 01/27/2006 | 07/27/2010 | Common Stock | 18,000 | 18,000 | D | ||||||||
Stock Option (right to buy) (7) | $ 26.61 | 07/26/2006 | M | 12,000 | 01/26/2007 | 07/26/2016(8)(9) | Common Stock | 12,000 | $ 26.61 | 12,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JONES ANNE L 31021 LAKEVIEW AVENUE RED WING, MN 55066 |
X |
Sandra L. Miller, Attorney-in-Fact | 06/14/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 31, 2002, the reporting person received a stock option which vested upon grant |
(2) | On July 30, 2003, the reporting person received a stock option which vested upon grant |
(3) | On July 28, 2004, the reporting person received a stock option which vested upon grant. |
(4) | On July 27, 2005, the reporting person received a stock option which vested upon grant. |
(5) | On August 27, 2003, the Company effected a 3-for2 stock split. The above share amounts and prices reflect the effect of the stock split. |
(6) | On July 26, 2006, the reporting person was awarded 2,500 shares of common stock pursuant to a Restricted Stock Agreement. The shares are subject to forfeiture and vest on January 26, 2007. |
(7) | On July 26, 2006, the reporting person was granted an option to purchase 12,000 shares of common stock. The option vested upon grant. |
(8) | Grant expires as to 50% of options on each of July 26, 2011 and July 26, 2016. |
(9) | The grant as originally reported consisted of awards of 6,000 stock options under each of the Company's 2006 Equity Incentive Plan for Non-Employee Directors (the "2006 Plan") and under the 2002 Non-Employee Director Stock Option Plan (the "2002 Plan"). The expiration date for the 6,000 options granted under the 2002 Plan should have been July 26, 2011, rather than July 26, 2016. This Form 4/A is being filed to amend the original filing dated July 28, 2006. Subsequent filings that have included this grant will not be amended. |
Remarks: THIS FILING HAS BEEN AMENDED AS NOTED IN FOOTNOTES 8 and 9. THE REMAINDER OF THE FORM 4 HAS BEEN SET FORTH IN ITS ENTIRETY WITHOUT CHANGE. |