1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
09/27/2011(1)
|
09/27/2020 |
Common Stock
|
17,250
|
$
7.58
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
04/18/2012(2)
|
04/18/2021 |
Common Stock
|
26,236
|
$
6.28
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
03/29/2013(3)
|
03/29/2022 |
Common Stock
|
29,272
|
$
1.91
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
04/15/2014(4)
|
04/15/2023 |
Common Stock
|
7,336
|
$
6.25
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
On September 27, 2010, the reporting person was granted an option to purchase 17,250 shares of common stock. The option vests equally in three annual installments beginning on September 27, 2011. |
(2) |
On April 18, 2011, the reporting person was granted an option to purchase 26,236 shares of common stock. The option vests in three annual installments of 8,746 shares on April 18, 2012; 8,745 shares on April 18, 2013; and 8,745 shares on April 18, 2014. |
(3) |
On March 29, 2012, the reporting person was granted an option to purchase 29,272 shares of common stock. The option vests in three annual installments of 9,758 shares on March 29, 2013; 9,757 shares on March 29, 2014; and 9,757 shares on March 29, 2015. |
(4) |
On April 15, 2013, the reporting person was granted an option to purchase 7,336 shares of common stock. The option vests in three annual installments of 2,446 shares on April 15, 2014; 2,445 shares on April 15, 2015; and 2,445 shares on April 15, 2016. |
(5) |
This number includes both performance-based and time-based restricted stock awards. |