UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05715
The Gabelli Convertible
and Income Securities Fund Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye,
New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye,
New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016 – June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2016 TO JUNE 30, 2017
ProxyEdge Meeting Date Range: 07/01/2016 - 06/30/2017 The Gabelli Convertible and Income Securities Fund Inc. |
Report Date: 07/01/2017 |
Investment Company Report | ||||||||||
SEVERN TRENT PLC, COVENTRY | ||||||||||
Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 20-Jul-2016 | ||||||||
ISIN | GB00B1FH8J72 | Agenda | 707199609 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1 | RECEIVE THE REPORTS AND ACCOUNTS | Management | For | For | ||||||
2 | APPROVE THE DIRECTORS REMUNERATION REPORT |
Management | For | For | ||||||
3 | DECLARE A FINAL ORDINARY DIVIDEND | Management | For | For | ||||||
4 | APPOINT EMMA FITZGERALD | Management | For | For | ||||||
5 | APPOINT KEVIN BEESTON | Management | For | For | ||||||
6 | APPOINT DOMINIQUE REINICHE | Management | For | For | ||||||
7 | REAPPOINT ANDREW DUFF | Management | For | For | ||||||
8 | REAPPOINT JOHN COGHLAN | Management | For | For | ||||||
9 | REAPPOINT OLIVIA GARFIELD | Management | For | For | ||||||
10 | REAPPOINT JAMES BOWLING | Management | For | For | ||||||
11 | REAPPOINT PHILIP REMNANT | Management | For | For | ||||||
12 | REAPPOINT DR. ANGELA STRANK | Management | For | For | ||||||
13 | REAPPOINT DELOITTE LLP AS AUDITOR | Management | For | For | ||||||
14 | AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||
15 | AUTHORISE POLITICAL DONATIONS | Management | For | For | ||||||
16 | AUTHORISE ALLOTMENT OF SHARES | Management | For | For | ||||||
17 | DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||
18 | AUTHORISE PURCHASE OF OWN SHARES | Management | For | For | ||||||
19 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||
20 | AUTHORISE GENERAL MEETINGS OF THE COMPANY, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | Against | Against | ||||||
REMY COINTREAU SA, COGNAC | ||||||||||
Security | F7725A100 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 26-Jul-2016 | ||||||||
ISIN | FR0000130395 | Agenda | 707203256 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2015/2016 |
Management | For | For | ||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2015/2016 |
Management | For | For | ||||||
O.3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND: EUR 1.60 PER SHARE |
Management | For | For | ||||||
O.4 | OPTION FOR PAYMENT OF DIVIDEND IN SHARES | Management | For | For | ||||||
O.5 | AGREEMENTS PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE THAT WERE AUTHORISED IN PRIOR FINANCIAL YEARS AND REMAIN EFFECTIVE FOR THE FINANCIAL YEAR 2015/2016 |
Management | For | For | ||||||
O.6 | APPROVE DISCHARGE OF DIRECTORS | Management | For | For | ||||||
O.7 | RENEWAL OF THE TERM OF MR MARC HERIARD DUBREUIL AS DIRECTOR |
Management | For | For | ||||||
O.8 | RENEWAL OF THE TERM OF MS FLORENCE ROLLET AS DIRECTOR |
Management | For | For | ||||||
O.9 | RENEWAL OF THE TERM OF MR YVES GUILLEMOT AS DIRECTOR |
Management | Against | Against | ||||||
O.10 | RENEWAL OF THE TERM OF MR OLIVIER JOLIVET AS DIRECTOR |
Management | For | For | ||||||
O.11 | APPOINTMENT OF THE COMPANY ORPAR SA AS DIRECTOR |
Management | For | For | ||||||
O.12 | SETTING OF ATTENDANCE FEES | Management | For | For | ||||||
O.13 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR FRANCOIS HERIARD DUBREUIL FOR THE FINANCIAL YEAR ENDED 31 MARCH 2016 |
Management | For | For | ||||||
O.14 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MRS VALERIE CHAPOULAUD-FLOQUET FOR THE FINANCIAL YEAR ENDED 31 MARCH 2016 |
Management | For | For | ||||||
O.15 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE AND SELL COMPANY SHARES WITHIN THE CONTEXT OF THE PROVISIONS OF ARTICLES L.225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||
O.16 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||
E.17 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY MEANS OF THE CANCELLATION OF OWN SHARES HELD BY THE COMPANY |
Management | For | For | ||||||
E.18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING SHARE CAPITAL BY ISSUING, WITH RETENTION OF THE PREEMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, COMPANY SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES |
Management | For | For | ||||||
E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING SHARE CAPITAL BY ISSUING, WITH CANCELLATION OF THE PREEMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, COMPANY SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES, BY MEANS OF A PUBLIC OFFER |
Management | Against | Against | ||||||
E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING SHARE CAPITAL BY ISSUING, WITH CANCELLATION OF THE PREEMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, COMPANY SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES, BY MEANS OF AN OFFER PURSUANT TO SECTION 2 OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE |
Management | Against | Against | ||||||
E.21 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF THE SECURITIES TO BE ISSUED IN THE CONTEXT OF THE NINETEENTH AND TWENTIETH RESOLUTIONS ABOVE, WITH CANCELLATION OF THE PREEMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR |
Management | Against | Against | ||||||
E.22 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN ISSUE WITH OR WITHOUT THE PREEMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS |
Management | Against | Against | ||||||
E.23 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF SHARES, EXISTING OR TO BE ISSUED, TO EMPLOYEES AND CERTAIN EXECUTIVE OFFICERS |
Management | Against | Against | ||||||
E.24 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR MEMBERS OF A COMPANY SAVINGS SCHEME |
Management | For | For | ||||||
E.25 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE THE COSTS INCURRED BY THE INCREASES IN CAPITAL TO THE PREMIUMS RELATED TO THESE TRANSACTIONS |
Management | For | For | ||||||
E.26 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||
CMMT | 20 JUN 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0617/201606171603338.pdf.- REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS O.3 AND O.6. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||
CINCINNATI BELL INC. | ||||||||||
Security | 171871403 | Meeting Type | Special | |||||||
Ticker Symbol | CBBPRB | Meeting Date | 02-Aug-2016 | |||||||
ISIN | US1718714033 | Agenda | 934452119 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | TO AUTHORIZE THE BOARD OF DIRECTORS TO EFFECT, IN ITS DISCRETION, A REVERSE STOCK SPLIT OF THE OUTSTANDING AND TREASURY COMMON SHARES OF CINCINNATI BELL, AT A REVERSE STOCK SPLIT RATIO OF 1-FOR-5. |
Management | For | For | ||||||
2. | TO APPROVE A CORRESPONDING AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO EFFECT THE REVERSE STOCK SPLIT AND TO REDUCE PROPORTIONATELY THE TOTAL NUMBER OF COMMON SHARES THAT CINCINNATI BELL IS AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD OF DIRECTORS' AUTHORITY TO ABANDON SUCH AMENDMENT. |
Management | For | For | ||||||
GREAT PLAINS ENERGY INCORPORATED | ||||||||||
Security | 391164100 | Meeting Type | Special | |||||||
Ticker Symbol | GXP | Meeting Date | 26-Sep-2016 | |||||||
ISIN | US3911641005 | Agenda | 934475434 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | APPROVAL OF THE ISSUANCE OF SHARES OF GREAT PLAINS ENERGY INCORPORATED COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 29, 2016, BY AND AMONG GREAT PLAINS ENERGY INCORPORATED, WESTAR ENERGY INC., AND GP STAR, INC. (AN ENTITY REFERRED TO IN THE AGREEMENT AND PLAN OF MERGER AS "MERGER SUB," A KANSAS CORPORATION AND WHOLLY- OWNED SUBSIDIARY OF GREAT PLAINS ENERGY INCORPORATED). |
Management | For | For | ||||||
2. | APPROVAL OF AN AMENDMENT TO GREAT PLAINS ENERGY INCORPORATED'S ARTICLES OF INCORPORATION TO INCREASE THE AMOUNT OF AUTHORIZED CAPITAL STOCK OF GREAT PLAINS ENERGY INCORPORATED. |
Management | For | For | ||||||
3. | APPROVAL OF ANY MOTION TO ADJOURN THE MEETING, IF NECESSARY. |
Management | For | For | ||||||
THE WHITEWAVE FOODS COMPANY | ||||||||||
Security | 966244105 | Meeting Type | Special | |||||||
Ticker Symbol | WWAV | Meeting Date | 04-Oct-2016 | |||||||
ISIN | US9662441057 | Agenda | 934476640 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 6, 2016, AMONG DANONE S.A., JULY MERGER SUB INC. AND THE WHITEWAVE FOODS COMPANY. |
Management | For | For | ||||||
2. | THE PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, SPECIFIED COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE WHITEWAVE FOODS COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||
3. | THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||
FLEETMATICS GROUP PLC | ||||||||||
Security | G35569205 | Meeting Type | Special | |||||||
Ticker Symbol | Meeting Date | 12-Oct-2016 | ||||||||
ISIN | Agenda | 934481235 - Management | ||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | SPECIAL RESOLUTION - TO AMEND THE MEMORANDUM OF ASSOCIATION OF THE COMPANY TO AUTHORIZE THE COMPANY TO ENTER INTO A SCHEME OF ARRANGEMENT PURSUANT TO SECTIONS 449 TO 455 OF THE IRISH COMPANIES ACT 2014. |
Management | For | For | ||||||
2. | ORDINARY RESOLUTION - TO APPROVE THE SCHEME OF ARRANGEMENT AS DESCRIBED IN THE PROXY STATEMENT WITH OR SUBJECT TO SUCH AMENDMENTS, MODIFICATIONS AND CHANGES AS MAY BE APPROVED OR IMPOSED BY THE HIGH COURT OF IRELAND, AND TO AUTHORIZE THE DIRECTORS TO TAKE ALL NECESSARY ACTION TO EFFECT THE SCHEME OF ARRANGEMENT. |
Management | For | For | ||||||
3. | SPECIAL RESOLUTION - TO REDUCE THE ISSUED SHARE CAPITAL OF THE COMPANY BY THE NOMINAL VALUE OF THE CANCELLATION SHARES AND TO CANCEL ALL SUCH CANCELLATION SHARES AS SET OUT IN THE PROXY STATEMENT. |
Management | For | For | ||||||
4. | ORDINARY RESOLUTION - TO AUTHORIZE THE DIRECTORS TO ALLOT THE NEW FLEETMATICS SHARES AS DESCRIBED IN THE PROXY STATEMENT AND TO APPLY THE RESERVE CREATED BY THE REDUCTION OF CAPITAL REFERRED TO IN RESOLUTION 3 IN PAYING UP THE NEW FLEETMATICS SHARES IN FULL AT PAR, SUCH NEW FLEETMATICS SHARES TO BE ALLOTTED AND ISSUED TO VERIZON BUSINESS INTERNATIONAL HOLDINGS B.V. OR ITS NOMINEE(S). |
Management | For | For | ||||||
5. | SPECIAL RESOLUTION - TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY IN FURTHERANCE OF THE SCHEME OF ARRANGEMENT AS DESCRIBED IN THE PROXY STATEMENT. |
Management | For | For | ||||||
6. | ORDINARY NON-BINDING ADVISORY RESOLUTION - TO APPROVE ON A NON-BINDING ADVISORY BASIS THE "GOLDEN PARACHUTE COMPENSATION" OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||
7. | ORDINARY RESOLUTION - TO ADJOURN THE EXTRAORDINARY GENERAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL VOTES IN FAVOR OF APPROVAL OF THESE RESOLUTIONS. |
Management | For | For | ||||||
FLEETMATICS GROUP PLC | ||||||||||
Security | G35569105 | Meeting Type | Special | |||||||
Ticker Symbol | FLTX | Meeting Date | 12-Oct-2016 | |||||||
ISIN | IE00B4XKTT64 | Agenda | 934481247 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | TO APPROVE THE SCHEME OF ARRANGEMENT AS DESCRIBED IN THE PROXY STATEMENT WITH OR SUBJECT TO SUCH AMENDMENTS, MODIFICATIONS AND CHANGES AS MAY BE APPROVED OR IMPOSED BY THE HIGH COURT OF IRELAND. |
Management | For | For | ||||||
2. | TO ADJOURN THE COURT MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL VOTES IN FAVOR OF APPROVAL OF THESE RESOLUTIONS. |
Management | For | For | ||||||
PERNOD RICARD SA, PARIS | ||||||||||
Security | F72027109 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 17-Nov-2016 | ||||||||
ISIN | FR0000120693 | Agenda | 707436730 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU |
Non-Voting | ||||||||
CMMT | 06 OCT 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- http://www.journal- officiel.gouv.fr//pdf/2016/1005/201610051604813.pdf.- PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF-RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2016 |
Management | For | For | ||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2016 |
Management | For | For | ||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2016 AND SETTING OF THE DIVIDEND: EUR 1.88 PER SHARE |
Management | For | For | ||||||
O.4 | APPROVAL OF REGULATED AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||
O.5 | APPROVAL OF REGULATED COMMITMENTS PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE RELATING TO MR ALEXANDRE RICARD |
Management | For | For | ||||||
O.6 | RENEWAL OF THE TERM OF MR ALEXANDRE RICARD AS DIRECTOR |
Management | For | For | ||||||
O.7 | RENEWAL OF THE TERM OF MR PIERRE PRINGUET AS DIRECTOR |
Management | Against | Against | ||||||
O.8 | RENEWAL OF THE TERM OF MR CESAR GIRON AS DIRECTOR |
Management | For | For | ||||||
O.9 | RENEWAL OF THE TERM OF MR WOLFGANG COLBERG AS DIRECTOR |
Management | For | For | ||||||
O.10 | RATIFICATION OF THE CO-OPTING OF MS ANNE LANGE TO THE ROLE OF DIRECTOR |
Management | For | For | ||||||
O.11 | APPOINTMENT OF KPMG SA AS STATUTORY AUDITOR |
Management | For | For | ||||||
O.12 | APPOINTMENT OF SALUSTRO REYDEL AS DEPUTY STATUTORY AUDITOR |
Management | For | For | ||||||
O.13 | SETTING OF THE ANNUAL AMOUNT OF ATTENDANCE FEES ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||
O.14 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR ALEXANDRE RICARD, CHAIRMAN- CHIEF EXECUTIVE OFFICER, FOR THE 2015-16 FINANCIAL YEAR |
Management | For | For | ||||||
O.15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES |
Management | For | For | ||||||
E.16 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF SHARES, EXISTING OR TO BE ISSUED, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, LIMITED TO 0.035% OF SHARE CAPITAL, CONDITIONAL UPON CONTINUED EMPLOYMENT, AS PARTIAL COMPENSATION FOR THE LOSS OF EARNINGS OF THE SUPPLEMENTARY DEFINED BENEFITS PENSION PLAN INCURRED BY SOME MEMBERS OF THE EXECUTIVE COMMITTEE AND THE EXECUTIVE DIRECTOR OF THE COMPANY |
Management | For | For | ||||||
E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL, WITHIN THE LIMIT OF 2% OF SHARE CAPITAL, BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF A COMPANY SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF SAID MEMBERS |
Management | For | For | ||||||
E.18 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||
SWEDISH MATCH AB, STOCKHOLM | ||||||||||
Security | W92277115 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 16-Dec-2016 | ||||||||
ISIN | SE0000310336 | Agenda | 707603280 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. |
Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||
1 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN OF THE MEETING: BJORN- KRISTIANSSON, ATTORNEY AT LAW, IS PROPOSED AS THE CHAIRMAN OF THE MEETING |
Non-Voting | ||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST |
Non-Voting | ||||||||
3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES |
Non-Voting | ||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED |
Non-Voting | ||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||
6 | RESOLUTION ON THE BOARD OF DIRECTORS PROPOSAL ON A SPECIAL DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A SPECIAL DIVIDEND OF 9.50 SEK PER SHARE |
Management | No Action | |||||||
7 | CLOSING OF THE MEETING | Non-Voting | ||||||||
COSTCO WHOLESALE CORPORATION | ||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||
Ticker Symbol | COST | Meeting Date | 26-Jan-2017 | |||||||
ISIN | US22160K1051 | Agenda | 934514072 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | DIRECTOR | Management | ||||||||
1 | SUSAN L. DECKER | For | For | |||||||
2 | RICHARD A. GALANTI | For | For | |||||||
3 | JOHN W. MEISENBACH | For | For | |||||||
4 | CHARLES T. MUNGER | For | For | |||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. |
Management | For | For | ||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
HARMAN INTERNATIONAL INDUSTRIES, INC. | ||||||||||
Security | 413086109 | Meeting Type | Special | |||||||
Ticker Symbol | HAR | Meeting Date | 17-Feb-2017 | |||||||
ISIN | US4130861093 | Agenda | 934524667 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | ADOPTION OF THE MERGER AGREEMENT: THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), DATED AS OF NOVEMBER 14, 2016, BY AND AMONG HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (THE "COMPANY"), SAMSUNG ELECTRONICS CO., LTD., SAMSUNG ELECTRONICS AMERICA, INC. AND SILK DELAWARE, INC. |
Management | For | For | ||||||
2. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER MERGER-RELATED COMPENSATION: THE PROPOSAL TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||
3. | VOTE ON ADJOURNMENT: THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||
CLARCOR INC. | ||||||||||
Security | 179895107 | Meeting Type | Special | |||||||
Ticker Symbol | CLC | Meeting Date | 23-Feb-2017 | |||||||
ISIN | US1798951075 | Agenda | 934525099 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 1, 2016 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG CLARCOR INC., A DELAWARE CORPORATION ("CLARCOR"), PARKER-HANNIFIN CORPORATION, AN OHIO CORPORATION ("PARKER"), AND PARKER EAGLE CORPORATION, A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF PARKER. |
Management | For | For | ||||||
2. | THE PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO CLARCOR'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE MERGER. |
Management | For | For | ||||||
3. | THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES, INCLUDING AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT OR IN THE ABSENCE OF A QUORUM. |
Management | For | For | ||||||
SWISSCOM AG, ITTIGEN | ||||||||||
Security | H8398N104 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 03-Apr-2017 | ||||||||
ISIN | CH0008742519 | Agenda | 707798964 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||
1.1 | APPROVAL OF THE MANAGEMENT COMMENTARY, FINANCIAL STATEMENTS OF SWISSCOM LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016 |
Management | No Action | |||||||
1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2016 |
Management | No Action | |||||||
2 | APPROPRIATION OF THE RETAINED EARNINGS 2016 AND DECLARATION OF DIVIDEND: CHF 22 PER SHARE |
Management | No Action | |||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD |
Management | No Action | |||||||
4.1 | RE-ELECTION TO THE BOARD OF DIRECTOR: ROLAND ABT |
Management | No Action | |||||||
4.2 | RE-ELECTION TO THE BOARD OF DIRECTOR: VALERIE BERSET BIRCHER |
Management | No Action | |||||||
4.3 | RE-ELECTION TO THE BOARD OF DIRECTOR: ALAIN CARRUPT |
Management | No Action | |||||||
4.4 | RE-ELECTION TO THE BOARD OF DIRECTOR: FRANK ESSER |
Management | No Action | |||||||
4.5 | RE-ELECTION TO THE BOARD OF DIRECTOR: BARBARA FREI |
Management | No Action | |||||||
4.6 | RE-ELECTION TO THE BOARD OF DIRECTOR: CATHERINE MUEHLEMANN |
Management | No Action | |||||||
4.7 | RE-ELECTION TO THE BOARD OF DIRECTOR: THEOPHIL SCHLATTER |
Management | No Action | |||||||
4.8 | RE-ELECTION TO THE BOARD OF DIRECTOR: HANSUELI LOOSLI |
Management | No Action | |||||||
4.9 | RE-ELECTION TO THE BOARD OF DIRECTOR: HANSUELI LOOSLI AS CHAIRMAN |
Management | No Action | |||||||
5.1 | RE-ELECTION TO THE REMUNERATION COMMITTEE: FRANK ESSER |
Management | No Action | |||||||
5.2 | RE-ELECTION TO THE REMUNERATION COMMITTEE: BARBARA FREI |
Management | No Action | |||||||
5.3 | RE-ELECTION TO THE REMUNERATION COMMITTEE: HANSUELI LOOSLI |
Management | No Action | |||||||
5.4 | RE-ELECTION TO THE REMUNERATION COMMITTEE: THEOPHIL SCHLATTER |
Management | No Action | |||||||
5.5 | RE-ELECTION TO THE REMUNERATION COMMITTEE: RENZO SIMONI |
Management | No Action | |||||||
6.1 | APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR 2018 |
Management | No Action | |||||||
6.2 | APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR 2018 |
Management | No Action | |||||||
7 | RE-ELECTION OF THE INDEPENDENT PROXY / REBER RECHTSANWAELTE, ZURICH |
Management | No Action | |||||||
8 | RE-ELECTION OF THE STATUTORY AUDITORS / KPMG LTD, MURI NEAR BERNE |
Management | No Action | |||||||
CMMT | 24 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 4.6,7 AND 8 AND RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||
Ticker Symbol | BK | Meeting Date | 11-Apr-2017 | |||||||
ISIN | US0640581007 | Agenda | 934544063 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: EDWARD P. GARDEN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: GERALD L. HASSELL | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JOHN M. HINSHAW | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JENNIFER B. MORGAN | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: MARK A. NORDENBERG | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: ELIZABETH E. ROBINSON | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Management | For | For | ||||||
2. | ADVISORY RESOLUTION TO APPROVE THE 2016 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||
3. | PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
4. | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2017. |
Management | For | For | ||||||
5. | STOCKHOLDER PROPOSAL REGARDING A PROXY VOTING REVIEW REPORT. |
Shareholder | Against | For | ||||||
JULIUS BAER GRUPPE AG, ZUERICH | ||||||||||
Security | H4414N103 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 12-Apr-2017 | ||||||||
ISIN | CH0102484968 | Agenda | 707857136 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||
1.1 | FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2016: THE BOARD OF DIRECTORS PROPOSES THAT THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2016 BE APPROVED |
Management | No Action | |||||||
1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2016: THE BOARD OF DIRECTORS PROPOSES THAT THE REMUNERATION REPORT 2016 BE APPROVED ON A CONSULTATIVE BASIS |
Management | No Action | |||||||
2 | APPROPRIATION OF DISPOSABLE PROFIT, DISSOLUTION AND DISTRIBUTION OF 'STATUTORY CAPITAL RESERVE': CHF 1.20 PER REGISTERED SHARE |
Management | No Action | |||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD: THE BOARD OF DIRECTORS PROPOSES THAT THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD (INCLUDING MR. GREGORY GATESMAN AND MR. GIOVANNI FLURY, WHO BOTH LEFT THE EXECUTIVE BOARD AT YEAR-END 2016) BE DISCHARGED FOR THE 2016 FINANCIAL YEAR |
Management | No Action | |||||||
4.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD: COMPENSATION OF THE BOARD OF DIRECTORS / MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE COMING TERM OF OFFICE (AGM 2017 - AGM 2018) |
Management | No Action | |||||||
4.2.1 | COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE CASH-BASED COMPENSATION ELEMENTS FOR THE COMPLETED FINANCIAL YEAR 2016 |
Management | No Action | |||||||
4.2.2 | COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE SHARE-BASED COMPENSATION ELEMENTS THAT ARE ALLOCATED IN THE CURRENT FINANCIAL YEAR 2017 |
Management | No Action | |||||||
4.2.3 | COMPENSATION OF THE EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE NEXT FINANCIAL YEAR 2018 |
Management | No Action | |||||||
5.1.1 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. DANIEL J. SAUTER |
Management | No Action | |||||||
5.1.2 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. GILBERT ACHERMANN |
Management | No Action | |||||||
5.1.3 | RE-ELECTION TO THE BOARD OF DIRECTOR: MS. ANN ALMEIDA |
Management | No Action | |||||||
5.1.4 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ANDREAS AMSCHWAND |
Management | No Action | |||||||
5.1.5 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. HEINRICH BAUMANN |
Management | No Action | |||||||
5.1.6 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. PAUL MAN YIU CHOW |
Management | No Action | |||||||
5.1.7 | RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. CLAIRE GIRAUT |
Management | No Action | |||||||
5.1.8 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. GARETH PENNY |
Management | No Action | |||||||
5.1.9 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. CHARLES G.T. STONEHILL |
Management | No Action | |||||||
5.2 | NEW ELECTION TO THE BOARD OF DIRECTORS: MR. IVO FURRER |
Management | No Action | |||||||
5.3 | ELECTION OF MR. DANIEL J. SAUTER AS CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||
5.4.1 | ELECTION TO THE COMPENSATION COMMITTEE: MS. ANN ALMEIDA |
Management | No Action | |||||||
5.4.2 | ELECTION TO THE COMPENSATION COMMITTEE: MR. GILBERT ACHERMANN |
Management | No Action | |||||||
5.4.3 | ELECTION TO THE COMPENSATION COMMITTEE: MR. HEINRICH BAUMANN |
Management | No Action | |||||||
5.4.4 | ELECTION TO THE COMPENSATION COMMITTEE: MR. GARETH PENNY |
Management | No Action | |||||||
6 | ELECTION OF THE STATUTORY AUDITOR / KPMG AG, ZURICH |
Management | No Action | |||||||
7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE / MR. MARC NATER, KUESNACHT |
Management | No Action | |||||||
CMMT | 23 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE FROM 05 APR 2017 TO 04 APR 2017 AND MODIFICATION OF THE TEXT OF-RESOLUTION 2,4.1 TO 4.2.3,5.2,5.3,6 AND 7 IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||
GENUINE PARTS COMPANY | ||||||||||
Security | 372460105 | Meeting Type | Annual | |||||||
Ticker Symbol | GPC | Meeting Date | 24-Apr-2017 | |||||||
ISIN | US3724601055 | Agenda | 934535040 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | DIRECTOR | Management | ||||||||
1 | ELIZABETH W. CAMP | For | For | |||||||
2 | PAUL D. DONAHUE | For | For | |||||||
3 | GARY P. FAYARD | For | For | |||||||
4 | THOMAS C. GALLAGHER | For | For | |||||||
5 | JOHN R. HOLDER | For | For | |||||||
6 | DONNA W. HYLAND | For | For | |||||||
7 | JOHN D. JOHNS | For | For | |||||||
8 | ROBERT C. LOUDERMILK JR | For | For | |||||||
9 | WENDY B. NEEDHAM | For | For | |||||||
10 | JERRY W. NIX | For | For | |||||||
11 | E. JENNER WOOD III | For | For | |||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 . |
Management | For | For | ||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||
Ticker Symbol | PNC | Meeting Date | 25-Apr-2017 | |||||||
ISIN | US6934751057 | Agenda | 934538375 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE |
Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: DANIEL R. HESSE | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: KAY COLES JAMES | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JANE G. PEPPER | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: LORENE K. STEFFES | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: MICHAEL J. WARD | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||||
2. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||
4. | RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
5. | A SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY REPORT WITH SPECIFIC ADDITIONAL DISCLOSURE, INCLUDING EEOC-DEFINED METRICS. |
Shareholder | Abstain | Against | ||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||
Ticker Symbol | IBM | Meeting Date | 25-Apr-2017 | |||||||
ISIN | US4592001014 | Agenda | 934539973 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT |
Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW |
Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR |
Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS |
Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY |
Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON |
Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS |
Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR. |
Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN |
Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS |
Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY |
Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL |
Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER |
Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||
5. | STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE |
Shareholder | Against | For | ||||||
6. | STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER MEETINGS |
Shareholder | Against | For | ||||||
7. | STOCKHOLDER PROPOSAL TO ADOPT A PROXY ACCESS BY-LAW |
Shareholder | Abstain | Against | ||||||
CITIGROUP INC. | ||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||
Ticker Symbol | C | Meeting Date | 25-Apr-2017 | |||||||
ISIN | US1729674242 | Agenda | 934541904 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO |
Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. |
Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | ||||||
1O. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON |
Management | For | For | ||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE CITI'S 2016 EXECUTIVE COMPENSATION. |
Management | For | For | ||||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
5. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE COMPANY'S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP. |
Shareholder | Abstain | Against | ||||||
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE. |
Shareholder | Against | For | ||||||
7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. |
Shareholder | Against | For | ||||||
8. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH A VIOLATION OF LAW. |
Shareholder | Against | For | ||||||
9. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. |
Shareholder | Against | For | ||||||
WELLS FARGO & COMPANY | ||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||
Ticker Symbol | WFC | Meeting Date | 25-Apr-2017 | |||||||
ISIN | US9497461015 | Agenda | 934543314 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: ELIZABETH A. DUKE | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. |
Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: KAREN B. PEETZ | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: RONALD L. SARGENT | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: TIMOTHY J. SLOAN | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | ||||||
1O. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | ||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||
3. | ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||
5. | STOCKHOLDER PROPOSAL - RETAIL BANKING SALES PRACTICES REPORT. |
Shareholder | For | Against | ||||||
6. | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. | Shareholder | Against | For | ||||||
7. | STOCKHOLDER PROPOSAL - DIVESTING NON-CORE BUSINESS REPORT. |
Shareholder | Against | For | ||||||
8. | STOCKHOLDER PROPOSAL - GENDER PAY EQUITY REPORT. |
Shareholder | Abstain | Against | ||||||
9. | STOCKHOLDER PROPOSAL - LOBBYING REPORT. | Shareholder | Against | For | ||||||
10. | STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' RIGHTS POLICY. |
Shareholder | Abstain | Against | ||||||
GENERAL ELECTRIC COMPANY | ||||||||||
Security | 369604103 | Meeting Type | Annual | |||||||
Ticker Symbol | GE | Meeting Date | 26-Apr-2017 | |||||||
ISIN | US3696041033 | Agenda | 934541916 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | ||||||
A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||||
A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | ||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||||
A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | ||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||
A11 | ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY | Management | For | For | ||||||
A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||
A13 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||
A14 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | ||||||
A15 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||||
A16 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||||
A17 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||||
A18 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION |
Management | For | For | ||||||
B2 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||
B3 | APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED |
Management | For | For | ||||||
B4 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS |
Management | For | For | ||||||
B5 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 |
Management | For | For | ||||||
C1 | REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | ||||||
C2 | REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT |
Shareholder | Against | For | ||||||
C3 | ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS |
Shareholder | Against | For | ||||||
C4 | REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | For | ||||||
JOHNSON & JOHNSON | ||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||
Ticker Symbol | JNJ | Meeting Date | 27-Apr-2017 | |||||||
ISIN | US4781601046 | Agenda | 934537284 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: IAN E. L. DAVIS | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||
2. | ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | 1 Year | For | ||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG- TERM INCENTIVE PLAN |
Management | For | For | ||||||
5. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Management | For | For | ||||||
6. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
Shareholder | Against | For | ||||||
PFIZER INC. | ||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||
Ticker Symbol | PFE | Meeting Date | 27-Apr-2017 | |||||||
ISIN | US7170811035 | Agenda | 934540798 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | ||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Management | For | For | ||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||
5. | SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES |
Shareholder | Abstain | Against | ||||||
6. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS |
Shareholder | Against | For | ||||||
7. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY |
Shareholder | Against | For | ||||||
PARMALAT SPA, COLLECCHIO | ||||||||||
Security | T7S73M107 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Apr-2017 | ||||||||
ISIN | IT0003826473 | Agenda | 707951504 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 743386 DUE TO RECEIPT OF-SLATES FOR AUDITORS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU |
Non-Voting | ||||||||
1.1 | PARMALAT S.P.A. BALANCE SHEET AS OF 31 DECEMBER 2016, CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2016. DIRECTORS, INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO |
Management | Abstain | Against | ||||||
1.2 | PROFIT ALLOCATION | Management | Abstain | Against | ||||||
2 | REWARDING REPORT: REWARDING POLICY | Management | Abstain | Against | ||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS AUDITORS, THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES OF-AUDITORS.THANK YOU |
Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE MANAGEMENT MAKES NO VOTE RECOMMENDATION FOR THE-CANDIDATES PRESENTED IN THE RESOLUTIONS 3.1.1 AND 3.1.2 |
Non-Voting | ||||||||
3.1.1 | TO APPOINT INTERNAL AUDITORS, LIST PRESENTED BY AMBER CAPITAL UK LLP (AS MANAGER OF THE FUND AMBER ACTIVE INVESTORS LIMITED) REPRESENTING THE 3,021PCT OF THE COMPANY'S STOCK CAPITAL. EFFECTIVE AUDITORS A) MARCO PEDRETTI ALTERNATE AUDITORS A) MATTEO TIEZZI |
Management | For | For | ||||||
3.1.2 | TO APPOINT INTERNAL AUDITORS, LIST PRESENTED BY SOFIL S.A.S., REPRESENTING THE 89,594PCT OF THE COMPANY'S STOCK CAPITAL. EFFECTIVE AUDITORS A) BARBARA TADOLINI B) FRANCO CARLO PAPA ALTERNATE AUDITORS A) MARIANNA TOGNONI B) LUCA VALDAMERI |
Management | No Action | |||||||
3.2 | TO APPOINT THE INTERNAL AUDITORS, CHAIRMAN | Management | Abstain | Against | ||||||
3.3 | TO ESTABLISH THE INTERNAL AUDITORS' EMOLUMENT. RESOLUTIONS RELATED THERETO |
Management | Abstain | Against | ||||||
GRACO INC. | ||||||||||
Security | 384109104 | Meeting Type | Annual | |||||||
Ticker Symbol | GGG | Meeting Date | 28-Apr-2017 | |||||||
ISIN | US3841091040 | Agenda | 934541788 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: PATRICK J. MCHALE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: LEE R. MITAU | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: MARTHA A. MORFITT | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM. |
Management | For | For | ||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||
4. | AN ADVISORY, NON-BINDING VOTE ON THE FREQUENCY FOR WHICH SHAREHOLDERS WILL HAVE AN ADVISORY, NON-BINDING VOTE ON OUR EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
5. | APPROVAL OF THE INCENTIVE BONUS PLAN. | Management | For | For | ||||||
ELI LILLY AND COMPANY | ||||||||||
Security | 532457108 | Meeting Type | Annual | |||||||
Ticker Symbol | LLY | Meeting Date | 01-May-2017 | |||||||
ISIN | US5324571083 | Agenda | 934535494 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: M. L. ESKEW | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: W. G. KAELIN, JR. | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: J. C. LECHLEITER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: D. A. RICKS | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: M. S. RUNGE | Management | For | For | ||||||
2. | ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||
3. | ADVISORY VOTE REGARDING THE FREQUENCY OF ADVISORY VOTES ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||
4. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2017. |
Management | For | For | ||||||
5. | APPROVE AMENDMENT TO THE LILLY DIRECTORS' DEFERRAL PLAN. |
Management | For | For | ||||||
6. | CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A REPORT REGARDING DIRECT AND INDIRECT POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | ||||||
AMERICAN EXPRESS COMPANY | ||||||||||
Security | 025816109 | Meeting Type | Annual | |||||||
Ticker Symbol | AXP | Meeting Date | 01-May-2017 | |||||||
ISIN | US0258161092 | Agenda | 934545231 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: URSULA M. BURNS | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: PETER CHERNIN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: RALPH DE LA VEGA | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: ANNE L. LAUVERGEON | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: THEODORE J. LEONSIS | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: RICHARD C. LEVIN | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: SAMUEL J. PALMISANO | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: DANIEL L. VASELLA | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||
4. | ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
5. | SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS TO ACT BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||
6. | SHAREHOLDER PROPOSAL TO REQUIRE GENDER PAY EQUITY DISCLOSURE. |
Shareholder | Abstain | Against | ||||||
THE E.W. SCRIPPS COMPANY | ||||||||||
Security | 811054402 | Meeting Type | Annual | |||||||
Ticker Symbol | SSP | Meeting Date | 02-May-2017 | |||||||
ISIN | US8110544025 | Agenda | 934547564 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: ROGER L. OGDEN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: J. MARVIN QUIN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: KIM WILLIAMS | Management | For | For | ||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||
Security | 459506101 | Meeting Type | Annual | |||||||
Ticker Symbol | IFF | Meeting Date | 03-May-2017 | |||||||
ISIN | US4595061015 | Agenda | 934543605 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: MARCELLO V. BOTTOLI | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: DR. LINDA BUCK | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: MICHAEL L. DUCKER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: DAVID R. EPSTEIN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. |
Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: JOHN F. FERRARO | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: ANDREAS FIBIG | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CHRISTINA GOLD | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: KATHERINE M. HUDSON | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: DALE F. MORRISON | Management | For | For | ||||||
2. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. |
Management | For | For | ||||||
3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS IN 2016. |
Management | For | For | ||||||
4. | VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
5. | APPROVE A FRENCH SUB-PLAN UNDER THE 2015 STOCK AWARD AND INCENTIVE PLAN. |
Management | For | For | ||||||
SWEDISH MATCH AB, STOCKHOLM | ||||||||||
Security | W92277115 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 04-May-2017 | ||||||||
ISIN | SE0000310336 | Agenda | 707929735 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. |
Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||
1 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN OF THE MEETING: BJORN- KRISTIANSSON, ATTORNEY AT LAW, IS PROPOSED AS THE CHAIRMAN OF THE MEETING |
Non-Voting | ||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST |
Non-Voting | ||||||||
3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES |
Non-Voting | ||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED |
Non-Voting | ||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT, THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL- STATEMENTS FOR 2016, THE AUDITOR'S OPINION REGARDING COMPLIANCE WITH THE-PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT AS WELL AS-THE BOARD OF DIRECTORS' PROPOSAL REGARDING THE ALLOCATION OF PROFIT AND-MOTIVATED |
Non-Voting | ||||||||
STATEMENT. IN CONNECTION THERETO, THE PRESIDENT'S AND THE CHIEF-FINANCIAL OFFICER'S SPEECHES AND THE BOARD OF DIRECTORS' REPORT ON ITS WORK-AND THE WORK AND FUNCTION OF THE COMPENSATION COMMITTEE AND THE AUDIT-COMMITTEE |
||||||||||
7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET |
Management | No Action | |||||||
8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES AN ORDINARY DIVIDEND OF 8.50 SEK PER SHARE, AND A SPECIAL DIVIDEND OF 7.50 SEK PER SHARE, IN TOTAL 16.00 SEK PER SHARE, AND THAT THE REMAINING PROFITS ARE CARRIED FORWARD. THE PROPOSED RECORD DAY FOR THE RIGHT TO RECEIVE THE DIVIDEND IS MAY 8, 2017. PAYMENT THROUGH EUROCLEAR SWEDEN AB IS EXPECTED TO BE MADE ON MAY 11, 2017 |
Management | No Action | |||||||
9 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBERS AND THE PRESIDENT |
Management | No Action | |||||||
10 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: THE BOARD OF DIRECTORS IS PROPOSED TO CONSIST OF SEVEN(7) MEMBERS AND NO DEPUTIES |
Management | No Action | |||||||
11 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||
12 | ELECTION OF MEMBERS OF THE BOARD, THE CHAIRMAN OF THE BOARD AND THE DEPUTY CHAIRMAN OF THE BOARD: THE FOLLOWING MEMBERS OF THE BOARD OF DIRECTORS ARE PROPOSED FOR RE-ELECTION FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2018: CHARLES A. BLIXT, ANDREW CRIPPS, JACQUELINE HOOGERBRUGGE, CONNY KARLSSON, WENCHE ROLFSEN AND JOAKIM WESTH. MEG TIVEUS HAS DECLINED RE-ELECTION. PAULINE LINDWALL IS PROPOSED TO BE ELECTED AS A NEW MEMBER OF THE BOARD OF DIRECTORS. CONNY KARLSSON IS PROPOSED TO BE RE- ELECTED AS CHAIRMAN OF THE BOARD AND ANDREW CRIPPS IS PROPOSED TO BE RE-ELECTED AS DEPUTY CHAIRMAN OF THE BOARD |
Management | No Action | |||||||
13 | RESOLUTION REGARDING THE NUMBER OF AUDITORS: THE NUMBER OF AUDITORS IS PROPOSED TO BE ONE AND NO DEPUTY AUDITOR |
Management | No Action | |||||||
14 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR |
Management | No Action | |||||||
15 | ELECTION OF AUDITOR: THE AUDITOR COMPANY DELOITTE AB IS PROPOSED TO BE ELECTED AS AUDITOR FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2018 |
Management | No Action | |||||||
16 | RESOLUTION REGARDING PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT |
Management | No Action | |||||||
17 | RESOLUTION REGARDING: A. THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES; AND B. BONUS ISSUE |
Management | No Action | |||||||
18 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS OF SHARES IN THE COMPANY |
Management | No Action | |||||||
19 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF SHARES IN THE COMPANY |
Management | No Action | |||||||
20 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE NEW SHARES |
Management | No Action | |||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||
Security | 007800105 | Meeting Type | Annual | |||||||
Ticker Symbol | AJRD | Meeting Date | 04-May-2017 | |||||||
ISIN | US0078001056 | Agenda | 934542766 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | DIRECTOR | Management | ||||||||
1 | THOMAS A. CORCORAN | For | For | |||||||
2 | EILEEN P. DRAKE | For | For | |||||||
3 | JAMES R. HENDERSON | For | For | |||||||
4 | WARREN G. LICHTENSTEIN | For | For | |||||||
5 | GEN LANCE W. LORD | For | For | |||||||
6 | GEN MERRILL A. MCPEAK | For | For | |||||||
7 | JAMES H. PERRY | For | For | |||||||
8 | MARTIN TURCHIN | For | For | |||||||
2. | TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||
3. | TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE REGARDING THE RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||
VERIZON COMMUNICATIONS INC. | ||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||
Ticker Symbol | VZ | Meeting Date | 04-May-2017 | |||||||
ISIN | US92343V1044 | Agenda | 934546461 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU |
Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||
4. | ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||
5. | APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||
6. | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For | ||||||
7. | REPORT ON GREENHOUSE GAS REDUCTION TARGETS |
Shareholder | Abstain | Against | ||||||
8. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | ||||||
9. | EXECUTIVE COMPENSATION CLAWBACK POLICY | Shareholder | Against | For | ||||||
10. | STOCK RETENTION POLICY | Shareholder | Against | For | ||||||
11. | LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES |
Shareholder | Against | For | ||||||
CINCINNATI BELL INC. | ||||||||||
Security | 171871403 | Meeting Type | Annual | |||||||
Ticker Symbol | CBBPRB | Meeting Date | 04-May-2017 | |||||||
ISIN | US1718714033 | Agenda | 934549443 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: PHILLIP R. COX | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JOHN W. ECK | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JAKKI L. HAUSSLER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: CRAIG F. MAIER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: RUSSEL P. MAYER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: LYNN A. WENTWORTH | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: MARTIN J. YUDKOVITZ | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JOHN M. ZRNO | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: THEODORE H. TORBECK | Management | For | For | ||||||
2. | RECOMMENDATION, BY A NON-BINDING ADVISORY VOTE, OF THE FREQUENCY OF THE ADVISORY VOTE REGARDING OUR EXECUTIVE OFFICERS' COMPENSATION. |
Management | 1 Year | For | ||||||
3. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF OUR EXECUTIVE OFFICERS' COMPENSATION. |
Management | For | For | ||||||
4. | APPROVAL OF THE CINCINNATI BELL INC. 2017 LONG-TERM INCENTIVE PLAN. |
Management | For | For | ||||||
5. | APPROVAL OF THE CINCINNATI BELL INC. 2017 STOCK PLAN FOR NON- EMPLOYEE DIRECTORS. |
Management | For | For | ||||||
6. | RATIFICATION OF OUR AUDIT COMMITTEE'S APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||
RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||
Security | 78377T107 | Meeting Type | Annual | |||||||
Ticker Symbol | RHP | Meeting Date | 04-May-2017 | |||||||
ISIN | US78377T1079 | Agenda | 934565803 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. BENDER | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: RACHNA BHASIN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ALVIN BOWLES | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: WILLIAM F. HAGERTY, IV | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ELLEN LEVINE | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: PATRICK Q. MOORE | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: ROBERT S. PRATHER, JR. | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: COLIN V. REED | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Management | For | For | ||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||
3. | TO DETERMINE, ON AN ADVISORY BASIS, WHETHER WE WILL HAVE FUTURE ADVISORY VOTES REGARDING OUR EXECUTIVE COMPENSATION EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. |
Management | 1 Year | For | ||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. |
Management | For | For | ||||||
MUELLER INDUSTRIES, INC. | ||||||||||
Security | 624756102 | Meeting Type | Annual | |||||||
Ticker Symbol | MLI | Meeting Date | 04-May-2017 | |||||||
ISIN | US6247561029 | Agenda | 934568582 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | DIRECTOR | Management | ||||||||
1 | GREGORY L. CHRISTOPHER | For | For | |||||||
2 | PAUL J. FLAHERTY | For | For | |||||||
3 | GENNARO J. FULVIO | For | For | |||||||
4 | GARY S. GLADSTEIN | For | For | |||||||
5 | SCOTT J. GOLDMAN | For | For | |||||||
6 | JOHN B. HANSEN | For | For | |||||||
7 | TERRY HERMANSON | For | For | |||||||
2. | APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||
3. | TO APPROVE, ON AN ADVISORY BASIS BY NON- BINDING VOTE, EXECUTIVE COMPENSATION. |
Management | For | For | ||||||
4. | TO APPROVE, ON AN ADVISORY BASIS BY NON- BINDING VOTE, THE FREQUENCY OF THE COMPANY'S HOLDING OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||
GATX CORPORATION | ||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||
Ticker Symbol | GATX | Meeting Date | 05-May-2017 | |||||||
ISIN | US3614481030 | Agenda | 934559242 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: DIANE M. AIGOTTI | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ANNE L. ARVIA | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ERNST A. HABERLI | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: BRIAN A. KENNEY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: JAMES B. REAM | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ROBERT J. RITCHIE | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: DAVID S. SUTHERLAND | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CASEY J. SYLLA | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: STEPHEN R. WILSON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: PAUL G. YOVOVICH | Management | For | For | ||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||
3. | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||
4. | APPROVAL OF THE GATX CORPORATION AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN |
Management | Against | Against | ||||||
5. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 |
Management | For | For | ||||||
KINNEVIK AB, STOCKHOLM | ||||||||||
Security | W5R00Y167 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 08-May-2017 | ||||||||
ISIN | SE0008373898 | Agenda | 707953647 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. |
Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: THE NOMINATION COMMITTEE- PROPOSES THAT WILHELM LUNING, MEMBER OF THE SWEDISH BAR ASSOCIATION, IS-ELECTED TO BE THE CHAIRMAN OF THE ANNUAL GENERAL MEETING |
Non-Voting | ||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST |
Non-Voting | ||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES |
Non-Voting | ||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED |
Non-Voting | ||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | ||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER |
Non-Voting | ||||||||
9 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT- AND OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT |
Non-Voting | ||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET |
Management | No Action | |||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: SEK 8.00 PER SHARE |
Management | No Action | |||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER |
Management | No Action | |||||||
13.A | RESOLUTION ON: AMENDMENTS OF THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||
13.B | RESOLUTION ON: DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF ELEVEN MEMBERS |
Management | No Action | |||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR |
Management | No Action | |||||||
15.A | ELECTION OF BOARD MEMBER: TOM BOARDMAN (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
15.B | ELECTION OF BOARD MEMBER: ANDERS BORG (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
15.C | ELECTION OF BOARD MEMBER: DAME AMELIA FAWCETT (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
15.D | ELECTION OF BOARD MEMBER: WILHELM KLINGSPOR (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
15.E | ELECTION OF BOARD MEMBER: LOTHAR LANZ (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
15.F | ELECTION OF BOARD MEMBER: ERIK MITTEREGGER (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
15.G | ELECTION OF BOARD MEMBER: MARIO QUEIROZ (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
15.H | ELECTION OF BOARD MEMBER: JOHN SHAKESHAFT (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
15.I | ELECTION OF BOARD MEMBER: CRISTINA STENBECK (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
15.J | ELECTION OF BOARD MEMBER: CYNTHIA GORDON (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
15.K | ELECTION OF BOARD MEMBER: HENRIK POULSEN (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||
16 | ELECTION OF THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT TOM BOARDMAN SHALL BE RE-ELECTED AS THE CHAIRMAN OF THE BOARD |
Management | No Action | |||||||
17 | DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, THE NOMINATION COMMITTEE PROPOSES THAT THE COMPANY SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM DELOITTE AB SHALL BE RE-ELECTED AS AUDITOR UNTIL THE CLOSE OF THE 2021 ANNUAL GENERAL MEETING. DELOITTE AB HAS INFORMED KINNEVIK THAT THE AUTHORISED PUBLIC ACCOUNTANT JAN BERNTSSON WILL CONTINUE AS AUDITOR-IN- CHARGE IF DELOITTE IS RE-ELECTED AS AUDITOR |
Management | No Action | |||||||
18 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE |
Management | No Action | |||||||
19 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION FOR SENIOR EXECUTIVES |
Management | No Action | |||||||
20.A | RESOLUTION REGARDING A LONG-TERM, SHARE BASED, INCENTIVE PLAN, INCLUDING RESOLUTIONS REGARDING: ADOPTION OF THE PLAN |
Management | No Action | |||||||
20.B | RESOLUTION REGARDING A LONG-TERM, SHARE BASED, INCENTIVE PLAN, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS C SHARES |
Management | No Action | |||||||
20.C | RESOLUTION REGARDING A LONG-TERM, SHARE BASED, INCENTIVE PLAN, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS C SHARES |
Management | No Action | |||||||
20.D | RESOLUTION REGARDING A LONG-TERM, SHARE BASED, INCENTIVE PLAN, INCLUDING RESOLUTIONS REGARDING: TRANSFER OF OWN CLASS B SHARES TO THE PARTICIPANTS IN THE PLAN |
Management | No Action | |||||||
21 | RESOLUTION REGARDING A LONG-TERM, CASH BASED, INCENTIVE PLAN |
Management | No Action | |||||||
22 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES |
Management | No Action | |||||||
23 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||
CMMT | THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTIONS 24.A TO 24.R |
Non-Voting | ||||||||
24.A | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: ADOPT A ZERO TOLERANCE POLICY REGARDING ACCIDENTS AT WORK FOR BOTH THE COMPANY AND ITS PORTFOLIO COMPANIES |
Management | No Action | |||||||
24.B | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO SET UP A WORKING GROUP TO IMPLEMENT THIS ZERO TOLERANCE POLICY |
Management | No Action | |||||||
24.C | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: SUBMIT A REPORT OF THE RESULTS IN WRITING EACH YEAR TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION, BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT |
Management | No Action | |||||||
24.D | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: ADOPT A VISION ON ABSOLUTE EQUALITY BETWEEN MEN AND WOMEN ON ALL LEVELS WITHIN BOTH THE COMPANY AND ITS PORTFOLIO COMPANIES |
Management | No Action | |||||||
24.E | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO SET UP A WORKING GROUP WITH THE TASK OF IMPLEMENTING THIS VISION IN THE LONG-TERM AND CLOSELY MONITOR THE DEVELOPMENT BOTH REGARDING EQUALITY AND ETHNICITY |
Management | No Action | |||||||
24.F | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: SUBMIT A REPORT IN WRITING EACH YEAR TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION, BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT |
Management | No Action | |||||||
24.G | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO TAKE NECESSARY ACTIONS TO SET UP A SHAREHOLDERS' ASSOCIATION IN THE COMPANY |
Management | No Action | |||||||
24.H | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: DISALLOW MEMBERS OF THE BOARD TO INVOICE THEIR BOARD REMUNERATION THROUGH A LEGAL PERSON, SWEDISH OR FOREIGN |
Management | No Action | |||||||
24.I | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE NOMINATION COMMITTEE THAT DURING THE PERFORMANCE OF THEIR TASKS THEY SHALL PAY PARTICULAR ATTENTION TO QUESTIONS RELATED TO ETHICS, GENDER AND ETHNICITY |
Management | No Action | |||||||
24.J | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: IN RELATION TO ITEM (H) ABOVE, INSTRUCT THE BOARD TO APPROACH THE COMPETENT AUTHORITY, THE SWEDISH TAX AGENCY OR THE SWEDISH GOVERNMENT TO DRAW THEIR ATTENTION TO THE DESIRABILITY OF CHANGES IN THE REGULATION IN THIS AREA, IN ORDER TO PREVENT TAX EVASION |
Management | No Action | |||||||
24.K | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: AMEND THE ARTICLES OF ASSOCIATION (SECTION4 LAST PARAGRAPH) IN THE FOLLOWING WAY. SHARES OF SERIES A AS WELL AS SERIES B AND SERIES C, SHALL ENTITLE TO (1) VOTE |
Management | No Action | |||||||
24.L | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT, AND DRAW THE GOVERNMENT'S ATTENTION TO THE DESIRABILITY OF CHANGING THE SWEDISH COMPANIES ACT IN ORDER TO ABOLISH THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IN SWEDISH LIMITED LIABILITY COMPANIES |
Management | No Action | |||||||
24.M | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: AMEND THE ARTICLES OF ASSOCIATION (SECTION6) BY ADDING TWO NEW PARAGRAPHS IN ACCORDANCE WITH THE FOLLOWING. FORMER MINISTERS OF STATE MAY NOT BE ELECTED AS MEMBERS OF THE BOARD UNTIL TWO (2) YEARS HAVE PASSED SINCE HE/SHE RESIGNED FROM THE ASSIGNMENT. OTHER FULL-TIME POLITICIANS, PAID BY PUBLIC RESOURCES, MAY NOT BE ELECTED AS MEMBERS OF THE BOARD UNTIL ONE (1) YEAR HAS PASSED FROM THE TIME THAT HE/SHE RESIGNED FROM THE ASSIGNMENT, IF NOT EXTRAORDINARY REASONS JUSTIFY A DIFFERENT CONCLUSION |
Management | No Action | |||||||
24.N | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT AND DRAW ITS ATTENTION TO THE NEED FOR A NATIONAL PROVISION REGARDING SO CALLED COOLING OFF PERIODS FOR POLITICIANS |
Management | No Action | |||||||
24.O | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND NOMINATION COMMITTEES FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2018 ANNUAL GENERAL MEETING |
Management | No Action | |||||||
24.P | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT AND DRAW THE GOVERNMENT'S ATTENTION TO THE DESIRABILITY OF A REFORM IN THIS AREA |
Management | No Action | |||||||
24.Q | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: CARRY OUT A SPECIAL EXAMINATION OF THE INTERNAL AS WELL AS THE EXTERNAL ENTERTAINMENT IN THE COMPANY |
Management | No Action | |||||||
24.R | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO PREPARE A PROPOSAL OF A POLICY IN THIS AREA, A POLICY THAT SHALL BE MODEST, TO BE RESOLVED UPON AT THE 2018 ANNUAL GENERAL MEETING |
Management | No Action | |||||||
25 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||
CVS HEALTH CORPORATION | ||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||
Ticker Symbol | CVS | Meeting Date | 10-May-2017 | |||||||
ISIN | US1266501006 | Agenda | 934558707 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX |
Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||||
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
Management | 1 Year | For | ||||||
5. | PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||
6. | STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. |
Shareholder | Against | For | ||||||
7. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. |
Shareholder | Against | For | ||||||
8. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS. |
Shareholder | Abstain | Against | ||||||
JPMORGAN CHASE & CO. | ||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||
Ticker Symbol | JPM | Meeting Date | 16-May-2017 | |||||||
ISIN | US46625H1005 | Agenda | 934561665 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: TODD A. COMBS | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||
4. | ADVISORY VOTE ON FREQUENCY OF ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||
5. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | ||||||
6. | VESTING FOR GOVERNMENT SERVICE | Shareholder | Against | For | ||||||
7. | CLAWBACK AMENDMENT | Shareholder | Against | For | ||||||
8. | GENDER PAY EQUITY | Shareholder | Abstain | Against | ||||||
9. | HOW VOTES ARE COUNTED | Shareholder | Against | For | ||||||
10. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | ||||||
STATE STREET CORPORATION | ||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||
Ticker Symbol | STT | Meeting Date | 17-May-2017 | |||||||
ISIN | US8574771031 | Agenda | 934574193 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: K. BURNES | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: L. DUGLE | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: W. FREDA | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: L. HILL | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: S. O'SULLIVAN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: G. SUMME | Management | For | For | ||||||
2. | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||
3. | TO RECOMMEND, BY ADVISORY PROPOSAL, THE FREQUENCY OF ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||
4. | TO APPROVE THE 2017 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
5. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||
HERC HOLDINGS INC. | ||||||||||
Security | 42704L104 | Meeting Type | Annual | |||||||
Ticker Symbol | HRI | Meeting Date | 18-May-2017 | |||||||
ISIN | US42704L1044 | Agenda | 934562059 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: LAWRENCE H. SILBER | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JAMES H. BROWNING | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: PATRICK D. CAMPBELL | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: MICHAEL A. KELLY | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: COURTNEY MATHER | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: STEPHEN A. MONGILLO | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: LOUIS J. PASTOR | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MARY PAT SALOMONE | Management | For | For | ||||||
2. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | For | For | ||||||
3. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE FREQUENCY OF HOLDING A NON-BINDING ADVISORY VOTE ON THE NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | 1 Year | For | ||||||
4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2017. |
Management | For | For | ||||||
MORGAN STANLEY | ||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||
Ticker Symbol | MS | Meeting Date | 22-May-2017 | |||||||
ISIN | US6174464486 | Agenda | 934579458 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ALISTAIR DARLING | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: DENNIS M. NALLY | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR |
Management | For | For | ||||||
3. | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON- BINDING ADVISORY VOTE) |
Management | For | For | ||||||
4. | TO VOTE ON THE FREQUENCY OF HOLDING A NONBINDING ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY VOTE) |
Management | 1 Year | For | ||||||
5. | TO APPROVE THE AMENDED AND RESTATED EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AND TO EXTEND THE TERM |
Management | Against | Against | ||||||
6. | TO APPROVE THE AMENDED AND RESTATED DIRECTORS' EQUITY CAPITAL ACCUMULATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES |
Management | Against | Against | ||||||
7. | SHAREHOLDER PROPOSAL REGARDING A CHANGE IN THE TREATMENT OF ABSTENTIONS FOR PURPOSES OF VOTE-COUNTING |
Shareholder | Against | For | ||||||
8. | SHAREHOLDER PROPOSAL REGARDING A POLICY TO PROHIBIT VESTING OF DEFERRED EQUITY AWARDS FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER GOVERNMENT SERVICE |
Shareholder | Against | For | ||||||
MERCK & CO., INC. | ||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||
Ticker Symbol | MRK | Meeting Date | 23-May-2017 | |||||||
ISIN | US58933Y1055 | Agenda | 934581439 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | ||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||
3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||
4. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||
6. | SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. |
Shareholder | Abstain | Against | ||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT- AFFECTED AREAS. |
Shareholder | Abstain | Against | ||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. |
Shareholder | Against | For | ||||||
UNITED STATES CELLULAR CORPORATION | ||||||||||
Security | 911684108 | Meeting Type | Annual | |||||||
Ticker Symbol | USM | Meeting Date | 23-May-2017 | |||||||
ISIN | US9116841084 | Agenda | 934586580 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | DIRECTOR | Management | ||||||||
1 | J. SAMUEL CROWLEY | For | For | |||||||
2 | HARRY J. HARCZAK, JR. | For | For | |||||||
3 | GREGORY P. JOSEFOWICZ | For | For | |||||||
4 | CECELIA D. STEWART | For | For | |||||||
2. | RATIFY ACCOUNTANTS FOR 2017 | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||
ROYAL DUTCH SHELL PLC | ||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||
Ticker Symbol | RDSA | Meeting Date | 23-May-2017 | |||||||
ISIN | US7802592060 | Agenda | 934604580 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | ||||||
2. | APPROVAL OF DIRECTORS' REMUNERATION POLICY |
Management | For | For | ||||||
3. | APPROVAL OF DIRECTORS' REMUNERATION REPORT |
Management | For | For | ||||||
4. | APPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||
5. | APPOINTMENT OF ROBERTO SETUBAL AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||
6. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN |
Management | For | For | ||||||
7. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT |
Management | For | For | ||||||
8. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH |
Management | For | For | ||||||
9. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY |
Management | For | For | ||||||
10. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE |
Management | For | For | ||||||
11. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD |
Management | For | For | ||||||
12. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ |
Management | For | For | ||||||
13. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: JESSICA UHL |
Management | For | For | ||||||
14. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS |
Management | For | For | ||||||
15. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM |
Management | For | For | ||||||
16. | REAPPOINTMENT OF AUDITOR | Management | For | For | ||||||
17. | REMUNERATION OF AUDITOR | Management | For | For | ||||||
18. | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||
19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||
20. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||
21. | SHAREHOLDER RESOLUTION | Shareholder | Against | For | ||||||
TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||
Security | 900111204 | Meeting Type | Annual | |||||||
Ticker Symbol | TKC | Meeting Date | 25-May-2017 | |||||||
ISIN | US9001112047 | Agenda | 934553478 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
2. | AUTHORIZING THE PRESIDENCY BOARD TO SIGN THE MINUTES OF THE MEETING. |
Management | For | For | ||||||
5. | READING, DISCUSSION AND APPROVAL OF THE TURKISH COMMERCIAL CODE AND CAPITAL MARKETS BOARD BALANCE SHEETS AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEAR 2016. |
Management | For | For | ||||||
6. | RELEASE OF THE BOARD MEMBERS INDIVIDUALLY FROM THE ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEAR 2016. |
Management | For | For | ||||||
7. | INFORMING THE GENERAL ASSEMBLY ON THE DONATION AND CONTRIBUTIONS MADE IN THE FISCAL YEAR 2016; DISCUSSION OF AND DECISION ON BOARD OF DIRECTORS' PROPOSAL CONCERNING DETERMINATION OF DONATION LIMIT TO BE MADE IN 2017, STARTING FROM THE FISCAL YEAR 2017. |
Management | Against | Against | ||||||
8. | SUBJECT TO THE APPROVAL OF THE MINISTRY OF CUSTOMS AND TRADE AND CAPITAL MARKETS BOARD; DISCUSSION OF AND DECISION ON THE AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24, 25 AND 26 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY. |
Management | Against | Against | ||||||
9. | ELECTION OF NEW BOARD MEMBERS IN ACCORDANCE WITH RELATED LEGISLATION AND DETERMINATION OF THE NEWLY ELECTED BOARD MEMBERS' TERM OF OFFICE IF THERE WILL BE ANY NEW ELECTION. |
Management | Against | Against | ||||||
10. | DETERMINATION OF THE REMUNERATION OF THE BOARD MEMBERS. |
Management | Against | Against | ||||||
11. | DISCUSSION OF AND APPROVAL OF THE ELECTION OF THE INDEPENDENT AUDIT FIRM APPOINTED BY THE BOARD OF DIRECTORS PURSUANT TO TURKISH COMMERCIAL CODE AND THE CAPITAL MARKETS LEGISLATION FOR AUDITING OF THE ACCOUNTS AND FINANCIALS OF THE YEAR 2017. |
Management | For | For | ||||||
12. | DECISION PERMITTING THE BOARD MEMBERS TO, DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE IN AREAS FALLING WITHIN OR OUTSIDE THE SCOPE OF THE COMPANY'S OPERATIONS AND TO PARTICIPATE IN COMPANIES OPERATING IN THE SAME BUSINESS AND TO PERFORM OTHER ACTS IN COMPLIANCE WITH ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE. |
Management | Against | Against | ||||||
13. | DISCUSSION OF AND DECISION ON THE DISTRIBUTION OF DIVIDEND FOR THE FISCAL YEAR 2016 AND DETERMINATION OF THE DIVIDEND DISTRIBUTION DATE. |
Management | For | For | ||||||
TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||
Security | 900111204 | Meeting Type | Annual | |||||||
Ticker Symbol | TKC | Meeting Date | 25-May-2017 | |||||||
ISIN | US9001112047 | Agenda | 934617537 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
2. | AUTHORIZING THE PRESIDENCY BOARD TO SIGN THE MINUTES OF THE MEETING. |
Management | For | For | ||||||
5. | READING, DISCUSSION AND APPROVAL OF THE TURKISH COMMERCIAL CODE AND CAPITAL MARKETS BOARD BALANCE SHEETS AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEAR 2016. |
Management | For | For | ||||||
6. | RELEASE OF THE BOARD MEMBERS INDIVIDUALLY FROM THE ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEAR 2016. |
Management | For | For | ||||||
7. | INFORMING THE GENERAL ASSEMBLY ON THE DONATION AND CONTRIBUTIONS MADE IN THE FISCAL YEAR 2016; DISCUSSION OF AND DECISION ON BOARD OF DIRECTORS' PROPOSAL CONCERNING DETERMINATION OF DONATION LIMIT TO BE MADE IN 2017, STARTING FROM THE FISCAL YEAR 2017. |
Management | Against | Against | ||||||
8. | SUBJECT TO THE APPROVAL OF THE MINISTRY OF CUSTOMS AND TRADE AND CAPITAL MARKETS BOARD; DISCUSSION OF AND DECISION ON THE AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24, 25 AND 26 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY. |
Management | Against | Against | ||||||
9. | ELECTION OF NEW BOARD MEMBERS IN ACCORDANCE WITH RELATED LEGISLATION AND DETERMINATION OF THE NEWLY ELECTED BOARD MEMBERS' TERM OF OFFICE IF THERE WILL BE ANY NEW ELECTION. |
Management | Against | Against | ||||||
10. | DETERMINATION OF THE REMUNERATION OF THE BOARD MEMBERS. |
Management | Against | Against | ||||||
11. | DISCUSSION OF AND APPROVAL OF THE ELECTION OF THE INDEPENDENT AUDIT FIRM APPOINTED BY THE BOARD OF DIRECTORS PURSUANT TO TURKISH COMMERCIAL CODE AND THE CAPITAL MARKETS LEGISLATION FOR AUDITING OF THE ACCOUNTS AND FINANCIALS OF THE YEAR 2017. |
Management | For | For | ||||||
12. | DECISION PERMITTING THE BOARD MEMBERS TO, DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE IN AREAS FALLING WITHIN OR OUTSIDE THE SCOPE OF THE COMPANY'S OPERATIONS AND TO PARTICIPATE IN COMPANIES OPERATING IN THE SAME BUSINESS AND TO PERFORM OTHER ACTS IN COMPLIANCE WITH ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE. |
Management | Against | Against | ||||||
13. | DISCUSSION OF AND DECISION ON THE DISTRIBUTION OF DIVIDEND FOR THE FISCAL YEAR 2016 AND DETERMINATION OF THE DIVIDEND DISTRIBUTION DATE. |
Management | For | For | ||||||
PARMALAT SPA, COLLECCHIO | ||||||||||
Security | T7S73M107 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-May-2017 | ||||||||
ISIN | IT0003826473 | Agenda | 708109548 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1 | INTERNAL AUDITORS REPORT AS PER ART. 2408, SECOND PARAGRAPH, OF THE ITALIAN CIVIL CODE OF THE 6 FEBRUARY 2017. RESOLUTIONS RELATED THERETO, INCLUDING THE EVENTUAL LIABILITY ACTION AGAINST DIRECTORS WITH OFFICE IN 2011- 2012 |
Management | For | For | ||||||
CMMT | 03 MAY 2017: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM AGM TO OGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||
CHEVRON CORPORATION | ||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||
Ticker Symbol | CVX | Meeting Date | 31-May-2017 | |||||||
ISIN | US1667641005 | Agenda | 934581732 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: W. M. AUSTIN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: L. F. DEILY | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: R. E. DENHAM | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: A. P. GAST | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: E. HERNANDEZ, JR. | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: J. M. HUNTSMAN JR. | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: C. W. MOORMAN IV | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: D. F. MOYO | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: R. D. SUGAR | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: I. G. THULIN | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: J. S. WATSON | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: M. K. WIRTH | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION |
Management | 1 Year | For | ||||||
5. | REPORT ON LOBBYING | Shareholder | Against | For | ||||||
6. | REPORT ON FEASIBILITY OF POLICY ON NOT DOING BUSINESS WITH CONFLICT COMPLICIT GOVERNMENTS |
Shareholder | Abstain | Against | ||||||
7. | REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT |
Shareholder | Abstain | Against | ||||||
8. | REPORT ON TRANSITION TO A LOW CARBON ECONOMY |
Shareholder | Against | For | ||||||
9. | ADOPT POLICY ON INDEPENDENT CHAIRMAN | Shareholder | Against | For | ||||||
10. | RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
Shareholder | Against | For | ||||||
11. | SET SPECIAL MEETINGS THRESHOLD AT 10% | Shareholder | Against | For | ||||||
EXXON MOBIL CORPORATION | ||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||
Ticker Symbol | XOM | Meeting Date | 31-May-2017 | |||||||
ISIN | US30231G1022 | Agenda | 934588673 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | DIRECTOR | Management | ||||||||
1 | SUSAN K. AVERY | For | For | |||||||
2 | MICHAEL J. BOSKIN | For | For | |||||||
3 | ANGELA F. BRALY | For | For | |||||||
4 | URSULA M. BURNS | For | For | |||||||
5 | HENRIETTA H. FORE | For | For | |||||||
6 | KENNETH C. FRAZIER | For | For | |||||||
7 | DOUGLAS R. OBERHELMAN | For | For | |||||||
8 | SAMUEL J. PALMISANO | For | For | |||||||
9 | STEVEN S REINEMUND | For | For | |||||||
10 | WILLIAM C. WELDON | For | For | |||||||
11 | DARREN W. WOODS | For | For | |||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) |
Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 25) |
Management | For | For | ||||||
4. | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 25) |
Management | 1 Year | For | ||||||
5. | INDEPENDENT CHAIRMAN (PAGE 53) | Shareholder | Against | For | ||||||
6. | MAJORITY VOTE FOR DIRECTORS (PAGE 54) | Shareholder | Against | For | ||||||
7. | SPECIAL SHAREHOLDER MEETINGS (PAGE 55) | Shareholder | Against | For | ||||||
8. | RESTRICT PRECATORY PROPOSALS (PAGE 56) | Shareholder | Against | For | ||||||
9. | REPORT ON COMPENSATION FOR WOMEN (PAGE 57) |
Shareholder | Abstain | Against | ||||||
10. | REPORT ON LOBBYING (PAGE 59) | Shareholder | Against | For | ||||||
11. | INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF INVESTMENT (PAGE 60) |
Shareholder | Against | For | ||||||
12. | REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 62) |
Shareholder | Abstain | Against | ||||||
13. | REPORT ON METHANE EMISSIONS (PAGE 64) | Shareholder | Abstain | Against | ||||||
HERTZ GLOBAL HOLDINGS, INC. | ||||||||||
Security | 42806J106 | Meeting Type | Annual | |||||||
Ticker Symbol | HTZ | Meeting Date | 31-May-2017 | |||||||
ISIN | US42806J1060 | Agenda | 934597634 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: DAVID A. BARNES | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: SUNGHWAN CHO | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: CAROLYN N. EVERSON | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: VINCENT J. INTRIERI | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: HENRY R. KEIZER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI | Management | For | For | ||||||
2. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | For | For | ||||||
3. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, ON THE FREQUENCY OF FUTURE VOTES ON THE NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | 1 Year | For | ||||||
4. | APPROVAL OF THE HERTZ GLOBAL HOLDINGS, INC. 2016 OMNIBUS INCENTIVE PLAN. |
Management | For | For | ||||||
5. | APPROVAL OF THE HERTZ GLOBAL HOLDINGS, INC. SENIOR EXECUTIVE BONUS PLAN. |
Management | For | For | ||||||
6. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED ACCOUNTING FIRM FOR THE YEAR 2017. |
Management | For | For | ||||||
MOCON, INC. | ||||||||||
Security | 607494101 | Meeting Type | Special | |||||||
Ticker Symbol | MOCO | Meeting Date | 21-Jun-2017 | |||||||
ISIN | US6074941013 | Agenda | 934634090 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1. | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER. |
Management | For | For | ||||||
2. | APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES. |
Management | For | For | ||||||
3. | ADVISORY VOTE ON COMPENSATION TO NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||
AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||
Security | 026874784 | Meeting Type | Annual | |||||||
Ticker Symbol | AIG | Meeting Date | 28-Jun-2017 | |||||||
ISIN | US0268747849 | Agenda | 934630117 - Management | |||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||
1A. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: LINDA A. MILLS | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER |
Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | ||||||
2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||
3. | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES. |
Management | For | For | ||||||
4. | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. |
Management | For | For | ||||||
5. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant The Gabelli Convertible and Income Securities Fund Inc.
By (Signature and Title)* /s/Bruce N. Alpert
Bruce N. Alpert, Principal Executive Officer
Date 8/18/17
*Print the name and title of each signing officer under his or her signature.