UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-05715

 

The Gabelli Convertible and Income Securities Fund Inc.
(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)

 

 

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422
(Name and address of agent for service)

 

Registrant's telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2016 – June 30, 2017

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2016 TO JUNE 30, 2017

 

ProxyEdge

Meeting Date Range: 07/01/2016 - 06/30/2017

The Gabelli Convertible and Income Securities Fund Inc.

Report Date: 07/01/2017

 

Investment Company Report
  SEVERN TRENT PLC, COVENTRY  
  Security G8056D159       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 20-Jul-2016
  ISIN GB00B1FH8J72       Agenda 707199609 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1     RECEIVE THE REPORTS AND ACCOUNTS Management   For   For  
  2     APPROVE THE DIRECTORS REMUNERATION
REPORT
Management   For   For  
  3     DECLARE A FINAL ORDINARY DIVIDEND Management   For   For  
  4     APPOINT EMMA FITZGERALD Management   For   For  
  5     APPOINT KEVIN BEESTON Management   For   For  
  6     APPOINT DOMINIQUE REINICHE Management   For   For  
  7     REAPPOINT ANDREW DUFF Management   For   For  
  8     REAPPOINT JOHN COGHLAN Management   For   For  
  9     REAPPOINT OLIVIA GARFIELD Management   For   For  
  10    REAPPOINT JAMES BOWLING Management   For   For  
  11    REAPPOINT PHILIP REMNANT Management   For   For  
  12    REAPPOINT DR. ANGELA STRANK Management   For   For  
  13    REAPPOINT DELOITTE LLP AS AUDITOR Management   For   For  
  14    AUTHORISE THE AUDIT COMMITTEE OF THE BOARD
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
Management   For   For  
  15    AUTHORISE POLITICAL DONATIONS Management   For   For  
  16    AUTHORISE ALLOTMENT OF SHARES Management   For   For  
  17    DISAPPLY PRE-EMPTION RIGHTS Management   For   For  
  18    AUTHORISE PURCHASE OF OWN SHARES Management   For   For  
  19    ADOPT NEW ARTICLES OF ASSOCIATION Management   For   For  
  20    AUTHORISE GENERAL MEETINGS OF THE
COMPANY, OTHER THAN ANNUAL GENERAL
MEETINGS, TO BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
Management   Against   Against  
  REMY COINTREAU SA, COGNAC  
  Security F7725A100       Meeting Type MIX 
  Ticker Symbol         Meeting Date 26-Jul-2016
  ISIN FR0000130395       Agenda 707203256 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  CMMT  PLEASE NOTE IN THE FRENCH MARKET THAT THE
ONLY VALID VOTE OPTIONS ARE "FOR"-AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED
AS AN "AGAINST" VOTE.
Non-Voting          
  CMMT  THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE
Non-Voting          
  O.1   APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2015/2016
Management   For   For  
  O.2   APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2015/2016
Management   For   For  
  O.3   ALLOCATION OF INCOME AND SETTING OF THE
DIVIDEND: EUR 1.60 PER SHARE
Management   For   For  
  O.4   OPTION FOR PAYMENT OF DIVIDEND IN SHARES Management   For   For  
  O.5   AGREEMENTS PURSUANT TO ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE THAT WERE AUTHORISED IN PRIOR
FINANCIAL YEARS AND REMAIN EFFECTIVE FOR
THE FINANCIAL YEAR 2015/2016
Management   For   For  
  O.6   APPROVE DISCHARGE OF DIRECTORS Management   For   For  
  O.7   RENEWAL OF THE TERM OF MR MARC HERIARD
DUBREUIL AS DIRECTOR
Management   For   For  
  O.8   RENEWAL OF THE TERM OF MS FLORENCE ROLLET
AS DIRECTOR
Management   For   For  
  O.9   RENEWAL OF THE TERM OF MR YVES GUILLEMOT
AS DIRECTOR
Management   Against   Against  
  O.10  RENEWAL OF THE TERM OF MR OLIVIER JOLIVET
AS DIRECTOR
Management   For   For  
  O.11  APPOINTMENT OF THE COMPANY ORPAR SA AS
DIRECTOR
Management   For   For  
  O.12  SETTING OF ATTENDANCE FEES Management   For   For  
  O.13  ADVISORY REVIEW OF THE COMPENSATION OWED
OR PAID TO MR FRANCOIS HERIARD DUBREUIL
FOR THE FINANCIAL YEAR ENDED 31 MARCH 2016
Management   For   For  
  O.14  ADVISORY REVIEW OF THE COMPENSATION OWED
OR PAID TO MRS VALERIE CHAPOULAUD-FLOQUET
FOR THE FINANCIAL YEAR ENDED 31 MARCH 2016
Management   For   For  
  O.15  AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO ACQUIRE AND SELL COMPANY
SHARES WITHIN THE CONTEXT OF THE
PROVISIONS OF ARTICLES L.225-209 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
Management   For   For  
  O.16  POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management   For   For  
  E.17  AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
MEANS OF THE CANCELLATION OF OWN SHARES
HELD BY THE COMPANY
Management   For   For  
  E.18  DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO DECIDE UPON
INCREASING SHARE CAPITAL BY ISSUING, WITH
RETENTION OF THE PREEMPTIVE SUBSCRIPTION
RIGHT OF SHAREHOLDERS, COMPANY SHARES
AND/OR SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL AND/OR SECURITIES
GRANTING THE RIGHT TO THE ALLOCATION OF
DEBT SECURITIES
Management   For   For  
  E.19  DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO DECIDE UPON
INCREASING SHARE CAPITAL BY ISSUING, WITH
CANCELLATION OF THE PREEMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
COMPANY SHARES AND/OR SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL AND/OR
SECURITIES GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, BY MEANS OF
A PUBLIC OFFER
Management   Against   Against  
  E.20  DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO DECIDE UPON
INCREASING SHARE CAPITAL BY ISSUING, WITH
CANCELLATION OF THE PREEMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
COMPANY SHARES AND/OR SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL AND/OR
SECURITIES GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, BY MEANS OF
AN OFFER PURSUANT TO SECTION 2 OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
Management   Against   Against  
  E.21  AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO SET THE ISSUE PRICE OF THE
SECURITIES TO BE ISSUED IN THE CONTEXT OF
THE NINETEENTH AND TWENTIETH RESOLUTIONS
ABOVE, WITH CANCELLATION OF THE PREEMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITHIN
THE LIMIT OF 10% OF THE CAPITAL PER YEAR
Management   Against   Against  
  E.22  AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF AN
ISSUE WITH OR WITHOUT THE PREEMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
Management   Against   Against  
  E.23  AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF SHARES, EXISTING OR TO BE
ISSUED, TO EMPLOYEES AND CERTAIN EXECUTIVE
OFFICERS
Management   Against   Against  
  E.24  AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES RESERVED FOR MEMBERS OF A
COMPANY SAVINGS SCHEME
Management   For   For  
  E.25  AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO ALLOCATE THE COSTS INCURRED
BY THE INCREASES IN CAPITAL TO THE PREMIUMS
RELATED TO THESE TRANSACTIONS
Management   For   For  
  E.26  POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management   For   For  
  CMMT  20 JUN 2016: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
https://balo.journal-
officiel.gouv.fr/pdf/2016/0617/201606171603338.pdf.-
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS O.3 AND O.6. IF YOU-HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE-TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
Non-Voting          
  CINCINNATI BELL INC.  
  Security 171871403       Meeting Type Special 
  Ticker Symbol CBBPRB                Meeting Date 02-Aug-2016
  ISIN US1718714033       Agenda 934452119 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    TO AUTHORIZE THE BOARD OF DIRECTORS TO
EFFECT, IN ITS DISCRETION, A REVERSE STOCK
SPLIT OF THE OUTSTANDING AND TREASURY
COMMON SHARES OF CINCINNATI BELL, AT A
REVERSE STOCK SPLIT RATIO OF 1-FOR-5.
Management   For   For  
  2.    TO APPROVE A CORRESPONDING AMENDMENT TO
THE COMPANY'S AMENDED AND RESTATED
ARTICLES OF INCORPORATION TO EFFECT THE
REVERSE STOCK SPLIT AND TO REDUCE
PROPORTIONATELY THE TOTAL NUMBER OF
COMMON SHARES THAT CINCINNATI BELL IS
AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD
OF DIRECTORS' AUTHORITY TO ABANDON SUCH
AMENDMENT.
Management   For   For  
  GREAT PLAINS ENERGY INCORPORATED  
  Security 391164100       Meeting Type Special 
  Ticker Symbol GXP                   Meeting Date 26-Sep-2016
  ISIN US3911641005       Agenda 934475434 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    APPROVAL OF THE ISSUANCE OF SHARES OF
GREAT PLAINS ENERGY INCORPORATED COMMON
STOCK AS CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF MAY 29, 2016,
BY AND AMONG GREAT PLAINS ENERGY
INCORPORATED, WESTAR ENERGY INC., AND GP
STAR, INC. (AN ENTITY REFERRED TO IN THE
AGREEMENT AND PLAN OF MERGER AS "MERGER
SUB," A KANSAS CORPORATION AND WHOLLY-
OWNED SUBSIDIARY OF GREAT PLAINS ENERGY
INCORPORATED).
Management   For   For  
  2.    APPROVAL OF AN AMENDMENT TO GREAT PLAINS
ENERGY INCORPORATED'S ARTICLES OF
INCORPORATION TO INCREASE THE AMOUNT OF
AUTHORIZED CAPITAL STOCK OF GREAT PLAINS
ENERGY INCORPORATED.
Management   For   For  
  3.    APPROVAL OF ANY MOTION TO ADJOURN THE
MEETING, IF NECESSARY.
Management   For   For  
  THE WHITEWAVE FOODS COMPANY  
  Security 966244105       Meeting Type Special 
  Ticker Symbol WWAV                  Meeting Date 04-Oct-2016
  ISIN US9662441057       Agenda 934476640 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    THE PROPOSAL TO ADOPT THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF JULY 6, 2016,
AMONG DANONE S.A., JULY MERGER SUB INC. AND
THE WHITEWAVE FOODS COMPANY.
Management   For   For  
  2.    THE PROPOSAL TO APPROVE, ON A NON-BINDING
ADVISORY BASIS, SPECIFIED COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO THE
WHITEWAVE FOODS COMPANY'S NAMED
EXECUTIVE OFFICERS.
Management   For   For  
  3.    THE PROPOSAL TO APPROVE THE ADJOURNMENT
OF THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT.
Management   For   For  
  FLEETMATICS GROUP PLC  
  Security G35569205       Meeting Type Special 
  Ticker Symbol         Meeting Date 12-Oct-2016
  ISIN         Agenda 934481235 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    SPECIAL RESOLUTION - TO AMEND THE
MEMORANDUM OF ASSOCIATION OF THE
COMPANY TO AUTHORIZE THE COMPANY TO
ENTER INTO A SCHEME OF ARRANGEMENT
PURSUANT TO SECTIONS 449 TO 455 OF THE IRISH
COMPANIES ACT 2014.
Management   For   For  
  2.    ORDINARY RESOLUTION - TO APPROVE THE
SCHEME OF ARRANGEMENT AS DESCRIBED IN THE
PROXY STATEMENT WITH OR SUBJECT TO SUCH
AMENDMENTS, MODIFICATIONS AND CHANGES AS
MAY BE APPROVED OR IMPOSED BY THE HIGH
COURT OF IRELAND, AND TO AUTHORIZE THE
DIRECTORS TO TAKE ALL NECESSARY ACTION TO
EFFECT THE SCHEME OF ARRANGEMENT.
Management   For   For  
  3.    SPECIAL RESOLUTION - TO REDUCE THE ISSUED
SHARE CAPITAL OF THE COMPANY BY THE
NOMINAL VALUE OF THE CANCELLATION SHARES
AND TO CANCEL ALL SUCH CANCELLATION
SHARES AS SET OUT IN THE PROXY STATEMENT.
Management   For   For  
  4.    ORDINARY RESOLUTION - TO AUTHORIZE THE
DIRECTORS TO ALLOT THE NEW FLEETMATICS
SHARES AS DESCRIBED IN THE PROXY STATEMENT
AND TO APPLY THE RESERVE CREATED BY THE
REDUCTION OF CAPITAL REFERRED TO IN
RESOLUTION 3 IN PAYING UP THE NEW
FLEETMATICS SHARES IN FULL AT PAR, SUCH NEW
FLEETMATICS SHARES TO BE ALLOTTED AND
ISSUED TO VERIZON BUSINESS INTERNATIONAL
HOLDINGS B.V. OR ITS NOMINEE(S).
Management   For   For  
  5.    SPECIAL RESOLUTION - TO AMEND THE ARTICLES
OF ASSOCIATION OF THE COMPANY IN
FURTHERANCE OF THE SCHEME OF
ARRANGEMENT AS DESCRIBED IN THE PROXY
STATEMENT.
Management   For   For  
  6.    ORDINARY NON-BINDING ADVISORY RESOLUTION -
TO APPROVE ON A NON-BINDING ADVISORY BASIS
THE "GOLDEN PARACHUTE COMPENSATION" OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management   For   For  
  7.    ORDINARY RESOLUTION - TO ADJOURN THE
EXTRAORDINARY GENERAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL VOTES IN
FAVOR OF APPROVAL OF THESE RESOLUTIONS.
Management   For   For  
  FLEETMATICS GROUP PLC  
  Security G35569105       Meeting Type Special 
  Ticker Symbol FLTX                  Meeting Date 12-Oct-2016
  ISIN IE00B4XKTT64       Agenda 934481247 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    TO APPROVE THE SCHEME OF ARRANGEMENT AS
DESCRIBED IN THE PROXY STATEMENT WITH OR
SUBJECT TO SUCH AMENDMENTS, MODIFICATIONS
AND CHANGES AS MAY BE APPROVED OR IMPOSED
BY THE HIGH COURT OF IRELAND.
Management   For   For  
  2.    TO ADJOURN THE COURT MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL VOTES IN
FAVOR OF APPROVAL OF THESE RESOLUTIONS.
Management   For   For  
  PERNOD RICARD SA, PARIS  
  Security F72027109       Meeting Type MIX 
  Ticker Symbol         Meeting Date 17-Nov-2016
  ISIN FR0000120693       Agenda 707436730 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  CMMT  PLEASE NOTE IN THE FRENCH MARKET THAT THE
ONLY VALID VOTE OPTIONS ARE "FOR"-AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED
AS AN "AGAINST" VOTE.
Non-Voting          
  CMMT  THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE
Non-Voting          
  CMMT  IN CASE AMENDMENTS OR NEW RESOLUTIONS
ARE PRESENTED DURING THE MEETING, YOUR-
VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR-BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
Non-Voting          
  CMMT  06 OCT 2016: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
http://www.journal-
officiel.gouv.fr//pdf/2016/1005/201610051604813.pdf.-
PLEASE NOTE THAT THIS IS A REVISION DUE TO
MODIFICATION OF THE TEXT OF-RESOLUTION 3. IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
Non-Voting          
  O.1   APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2016
Management   For   For  
  O.2   APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2016
Management   For   For  
  O.3   ALLOCATION OF INCOME FOR THE FINANCIAL YEAR
ENDED 30 JUNE 2016 AND SETTING OF THE
DIVIDEND: EUR 1.88 PER SHARE
Management   For   For  
  O.4   APPROVAL OF REGULATED AGREEMENTS AND
COMMITMENTS PURSUANT TO ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE
Management   For   For  
  O.5   APPROVAL OF REGULATED COMMITMENTS
PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH
COMMERCIAL CODE RELATING TO MR ALEXANDRE
RICARD
Management   For   For  
  O.6   RENEWAL OF THE TERM OF MR ALEXANDRE
RICARD AS DIRECTOR
Management   For   For  
  O.7   RENEWAL OF THE TERM OF MR PIERRE PRINGUET
AS DIRECTOR
Management   Against   Against  
  O.8   RENEWAL OF THE TERM OF MR CESAR GIRON AS
DIRECTOR
Management   For   For  
  O.9   RENEWAL OF THE TERM OF MR WOLFGANG
COLBERG AS DIRECTOR
Management   For   For  
  O.10  RATIFICATION OF THE CO-OPTING OF MS ANNE
LANGE TO THE ROLE OF DIRECTOR
Management   For   For  
  O.11  APPOINTMENT OF KPMG SA AS STATUTORY
AUDITOR
Management   For   For  
  O.12  APPOINTMENT OF SALUSTRO REYDEL AS DEPUTY
STATUTORY AUDITOR
Management   For   For  
  O.13  SETTING OF THE ANNUAL AMOUNT OF
ATTENDANCE FEES ALLOCATED TO MEMBERS OF
THE BOARD OF DIRECTORS
Management   For   For  
  O.14  ADVISORY REVIEW OF THE COMPENSATION OWED
OR PAID TO MR ALEXANDRE RICARD, CHAIRMAN-
CHIEF EXECUTIVE OFFICER, FOR THE 2015-16
FINANCIAL YEAR
Management   For   For  
  O.15  AUTHORISATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO TRADE IN COMPANY SHARES
Management   For   For  
  E.16  AUTHORISATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF SHARES, EXISTING OR TO BE
ISSUED, WITH CANCELLATION OF THE PRE-
EMPTIVE SUBSCRIPTION RIGHT, LIMITED TO 0.035%
OF SHARE CAPITAL, CONDITIONAL UPON
CONTINUED EMPLOYMENT, AS PARTIAL
COMPENSATION FOR THE LOSS OF EARNINGS OF
THE SUPPLEMENTARY DEFINED BENEFITS
PENSION PLAN INCURRED BY SOME MEMBERS OF
THE EXECUTIVE COMMITTEE AND THE EXECUTIVE
DIRECTOR OF THE COMPANY
Management   For   For  
  E.17  DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE SHARE CAPITAL, WITHIN THE LIMIT OF
2% OF SHARE CAPITAL, BY ISSUING SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL, RESERVED FOR MEMBERS OF A
COMPANY SAVINGS SCHEME, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR
THE BENEFIT OF SAID MEMBERS
Management   For   For  
  E.18  POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management   For   For  
  SWEDISH MATCH AB, STOCKHOLM  
  Security W92277115       Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol         Meeting Date 16-Dec-2016
  ISIN SE0000310336       Agenda 707603280 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  CMMT  AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
Non-Voting          
  CMMT  MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED
Non-Voting          
  CMMT  IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
Non-Voting          
  1     OPENING OF THE MEETING AND ELECTION OF THE
CHAIRMAN OF THE MEETING:   BJORN-
KRISTIANSSON, ATTORNEY AT LAW, IS PROPOSED
AS THE CHAIRMAN OF THE MEETING
Non-Voting          
  2     PREPARATION AND APPROVAL OF THE VOTING
LIST
Non-Voting          
  3     ELECTION OF ONE OR TWO PERSONS TO VERIFY
THE MINUTES
Non-Voting          
  4     DETERMINATION OF WHETHER THE MEETING HAS
BEEN DULY CONVENED
Non-Voting          
  5     APPROVAL OF THE AGENDA Non-Voting          
  6     RESOLUTION ON THE BOARD OF DIRECTORS
PROPOSAL ON A SPECIAL DIVIDEND:   THE BOARD
OF DIRECTORS PROPOSES A SPECIAL DIVIDEND
OF 9.50 SEK PER SHARE
Management   No Action      
  7     CLOSING OF THE MEETING Non-Voting          
  COSTCO WHOLESALE CORPORATION  
  Security 22160K105       Meeting Type Annual  
  Ticker Symbol COST                  Meeting Date 26-Jan-2017
  ISIN US22160K1051       Agenda 934514072 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    DIRECTOR Management          
    1 SUSAN L. DECKER       For   For  
    2 RICHARD A. GALANTI       For   For  
    3 JOHN W. MEISENBACH       For   For  
    4 CHARLES T. MUNGER       For   For  
  2.    RATIFICATION OF SELECTION OF INDEPENDENT
AUDITORS.
Management   For   For  
  3.    APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION.
Management   For   For  
  4.    APPROVAL, ON AN ADVISORY BASIS, OF THE
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
Management   1 Year   For  
  HARMAN INTERNATIONAL INDUSTRIES, INC.  
  Security 413086109       Meeting Type Special 
  Ticker Symbol HAR                   Meeting Date 17-Feb-2017
  ISIN US4130861093       Agenda 934524667 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    ADOPTION OF THE MERGER AGREEMENT: THE
PROPOSAL TO ADOPT THE AGREEMENT AND PLAN
OF MERGER (AS IT MAY BE AMENDED FROM TIME
TO TIME, THE "MERGER AGREEMENT"), DATED AS
OF NOVEMBER 14, 2016, BY AND AMONG HARMAN
INTERNATIONAL INDUSTRIES, INCORPORATED
(THE "COMPANY"), SAMSUNG ELECTRONICS CO.,
LTD., SAMSUNG ELECTRONICS AMERICA, INC. AND
SILK DELAWARE, INC.
Management   For   For  
  2.    ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
MERGER-RELATED COMPENSATION: THE
PROPOSAL TO APPROVE, ON AN ADVISORY (NON-
BINDING) BASIS, SPECIFIED COMPENSATION THAT
MAY BECOME PAYABLE TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH THE MERGER.
Management   For   For  
  3.    VOTE ON ADJOURNMENT: THE PROPOSAL TO
APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
Management   For   For  
  CLARCOR INC.  
  Security 179895107       Meeting Type Special 
  Ticker Symbol CLC                   Meeting Date 23-Feb-2017
  ISIN US1798951075       Agenda 934525099 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    THE PROPOSAL TO ADOPT THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF DECEMBER 1,
2016 (AS IT MAY BE AMENDED FROM TIME TO TIME,
THE "MERGER AGREEMENT"), BY AND AMONG
CLARCOR INC., A DELAWARE CORPORATION
("CLARCOR"), PARKER-HANNIFIN CORPORATION,
AN OHIO CORPORATION ("PARKER"), AND PARKER
EAGLE CORPORATION, A DELAWARE
CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF PARKER.
Management   For   For  
  2.    THE PROPOSAL TO APPROVE, ON A NON-BINDING,
ADVISORY BASIS, CERTAIN COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO CLARCOR'S
NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH THE CONSUMMATION OF THE MERGER.
Management   For   For  
  3.    THE PROPOSAL TO APPROVE THE ADJOURNMENT
OF THE SPECIAL MEETING FROM TIME TO TIME, IF
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES, INCLUDING AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT OR IN THE ABSENCE OF A QUORUM.
Management   For   For  
  SWISSCOM AG, ITTIGEN  
  Security H8398N104       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 03-Apr-2017
  ISIN CH0008742519       Agenda 707798964 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE
Non-Voting          
  1.1   APPROVAL OF THE MANAGEMENT COMMENTARY,
FINANCIAL STATEMENTS OF SWISSCOM LTD AND
THE CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR 2016
Management   No Action      
  1.2   CONSULTATIVE VOTE ON THE REMUNERATION
REPORT 2016
Management   No Action      
  2     APPROPRIATION OF THE RETAINED EARNINGS 2016
AND DECLARATION OF DIVIDEND: CHF 22 PER
SHARE
Management   No Action      
  3     DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE GROUP EXECUTIVE BOARD
Management   No Action      
  4.1   RE-ELECTION TO THE BOARD OF DIRECTOR:
ROLAND ABT
Management   No Action      
  4.2   RE-ELECTION TO THE BOARD OF DIRECTOR:
VALERIE BERSET BIRCHER
Management   No Action      
  4.3   RE-ELECTION TO THE BOARD OF DIRECTOR: ALAIN
CARRUPT
Management   No Action      
  4.4   RE-ELECTION TO THE BOARD OF DIRECTOR:
FRANK ESSER
Management   No Action      
  4.5   RE-ELECTION TO THE BOARD OF DIRECTOR:
BARBARA FREI
Management   No Action      
  4.6   RE-ELECTION TO THE BOARD OF DIRECTOR:
CATHERINE MUEHLEMANN
Management   No Action      
  4.7   RE-ELECTION TO THE BOARD OF DIRECTOR:
THEOPHIL SCHLATTER
Management   No Action      
  4.8   RE-ELECTION TO THE BOARD OF DIRECTOR:
HANSUELI LOOSLI
Management   No Action      
  4.9   RE-ELECTION TO THE BOARD OF DIRECTOR:
HANSUELI LOOSLI AS CHAIRMAN
Management   No Action      
  5.1   RE-ELECTION TO THE REMUNERATION
COMMITTEE: FRANK ESSER
Management   No Action      
  5.2   RE-ELECTION TO THE REMUNERATION
COMMITTEE: BARBARA FREI
Management   No Action      
  5.3   RE-ELECTION TO THE REMUNERATION
COMMITTEE: HANSUELI LOOSLI
Management   No Action      
  5.4   RE-ELECTION TO THE REMUNERATION
COMMITTEE: THEOPHIL SCHLATTER
Management   No Action      
  5.5   RE-ELECTION TO THE REMUNERATION
COMMITTEE: RENZO SIMONI
Management   No Action      
  6.1   APPROVAL OF THE TOTAL REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS FOR
2018
Management   No Action      
  6.2   APPROVAL OF THE TOTAL REMUNERATION OF THE
MEMBERS OF THE GROUP EXECUTIVE BOARD FOR
2018
Management   No Action      
  7     RE-ELECTION OF THE INDEPENDENT PROXY /
REBER RECHTSANWAELTE, ZURICH
Management   No Action      
  8     RE-ELECTION OF THE STATUTORY AUDITORS /
KPMG LTD, MURI NEAR BERNE
Management   No Action      
  CMMT  24 MAR 2017: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF THE-TEXT OF
RESOLUTIONS 4.6,7 AND 8 AND RECEIPT OF
DIVIDEND AMOUNT. IF YOU HAVE-ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Non-Voting          
  THE BANK OF NEW YORK MELLON CORPORATION  
  Security 064058100       Meeting Type Annual  
  Ticker Symbol BK                    Meeting Date 11-Apr-2017
  ISIN US0640581007       Agenda 934544063 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: LINDA Z. COOK Management   For   For  
  1B.   ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Management   For   For  
  1C.   ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Management   For   For  
  1D.   ELECTION OF DIRECTOR: EDWARD P. GARDEN Management   For   For  
  1E.   ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN Management   For   For  
  1F.   ELECTION OF DIRECTOR: GERALD L. HASSELL Management   For   For  
  1G.   ELECTION OF DIRECTOR: JOHN M. HINSHAW Management   For   For  
  1H.   ELECTION OF DIRECTOR: EDMUND F. KELLY Management   For   For  
  1I.   ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Management   For   For  
  1J.   ELECTION OF DIRECTOR: JENNIFER B. MORGAN Management   For   For  
  1K.   ELECTION OF DIRECTOR: MARK A. NORDENBERG Management   For   For  
  1L.   ELECTION OF DIRECTOR: ELIZABETH E. ROBINSON Management   For   For  
  1M.   ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Management   For   For  
  2.    ADVISORY RESOLUTION TO APPROVE THE 2016
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
Management   For   For  
  3.    PROPOSAL TO RECOMMEND, BY NON-BINDING
VOTE, THE FREQUENCY OF STOCKHOLDER
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management   1 Year   For  
  4.    RATIFICATION OF KPMG LLP AS OUR INDEPENDENT
AUDITOR FOR 2017.
Management   For   For  
  5.    STOCKHOLDER PROPOSAL REGARDING A PROXY
VOTING REVIEW REPORT.
Shareholder   Against   For  
  JULIUS BAER GRUPPE AG, ZUERICH  
  Security H4414N103       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 12-Apr-2017
  ISIN CH0102484968       Agenda 707857136 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE
Non-Voting          
  1.1   FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2016: THE
BOARD OF DIRECTORS PROPOSES THAT THE
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2016 BE
APPROVED
Management   No Action      
  1.2   CONSULTATIVE VOTE ON THE REMUNERATION
REPORT 2016: THE BOARD OF DIRECTORS
PROPOSES THAT THE REMUNERATION REPORT
2016 BE APPROVED ON A CONSULTATIVE BASIS
Management   No Action      
  2     APPROPRIATION OF DISPOSABLE PROFIT,
DISSOLUTION AND DISTRIBUTION OF 'STATUTORY
CAPITAL RESERVE': CHF 1.20 PER REGISTERED
SHARE
Management   No Action      
  3     DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE EXECUTIVE BOARD: THE
BOARD OF DIRECTORS PROPOSES THAT THE
MEMBERS OF THE BOARD OF DIRECTORS AND OF
THE EXECUTIVE BOARD (INCLUDING MR. GREGORY
GATESMAN AND MR. GIOVANNI FLURY, WHO BOTH
LEFT THE EXECUTIVE BOARD AT YEAR-END 2016)
BE DISCHARGED FOR THE 2016 FINANCIAL YEAR
Management   No Action      
  4.1   APPROVAL OF THE COMPENSATION OF THE BOARD
OF DIRECTORS AND OF THE EXECUTIVE BOARD:
COMPENSATION OF THE BOARD OF DIRECTORS /
MAXIMUM AGGREGATE AMOUNT OF
COMPENSATION FOR THE COMING TERM OF
OFFICE (AGM 2017 - AGM 2018)
Management   No Action      
  4.2.1 COMPENSATION OF THE EXECUTIVE BOARD:
AGGREGATE AMOUNT OF VARIABLE CASH-BASED
COMPENSATION ELEMENTS FOR THE COMPLETED
FINANCIAL YEAR 2016
Management   No Action      
  4.2.2 COMPENSATION OF THE EXECUTIVE BOARD:
AGGREGATE AMOUNT OF VARIABLE SHARE-BASED
COMPENSATION ELEMENTS THAT ARE ALLOCATED
IN THE CURRENT FINANCIAL YEAR 2017
Management   No Action      
  4.2.3 COMPENSATION OF THE EXECUTIVE BOARD:
MAXIMUM AGGREGATE AMOUNT OF FIXED
COMPENSATION FOR THE NEXT FINANCIAL YEAR
2018
Management   No Action      
  5.1.1 RE-ELECTION TO THE BOARD OF DIRECTOR: MR.
DANIEL J. SAUTER
Management   No Action      
  5.1.2 RE-ELECTION TO THE BOARD OF DIRECTOR: MR.
GILBERT ACHERMANN
Management   No Action      
  5.1.3 RE-ELECTION TO THE BOARD OF DIRECTOR: MS.
ANN ALMEIDA
Management   No Action      
  5.1.4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR.
ANDREAS AMSCHWAND
Management   No Action      
  5.1.5 RE-ELECTION TO THE BOARD OF DIRECTOR: MR.
HEINRICH BAUMANN
Management   No Action      
  5.1.6 RE-ELECTION TO THE BOARD OF DIRECTOR: MR.
PAUL MAN YIU CHOW
Management   No Action      
  5.1.7 RE-ELECTION TO THE BOARD OF DIRECTOR: MRS.
CLAIRE GIRAUT
Management   No Action      
  5.1.8 RE-ELECTION TO THE BOARD OF DIRECTOR: MR.
GARETH PENNY
Management   No Action      
  5.1.9 RE-ELECTION TO THE BOARD OF DIRECTOR: MR.
CHARLES G.T. STONEHILL
Management   No Action      
  5.2   NEW ELECTION TO THE BOARD OF DIRECTORS:
MR. IVO FURRER
Management   No Action      
  5.3   ELECTION OF MR. DANIEL J. SAUTER AS CHAIRMAN
OF THE BOARD OF DIRECTORS
Management   No Action      
  5.4.1 ELECTION TO THE COMPENSATION COMMITTEE:
MS. ANN ALMEIDA
Management   No Action      
  5.4.2 ELECTION TO THE COMPENSATION COMMITTEE:
MR. GILBERT ACHERMANN
Management   No Action      
  5.4.3 ELECTION TO THE COMPENSATION COMMITTEE:
MR. HEINRICH BAUMANN
Management   No Action      
  5.4.4 ELECTION TO THE COMPENSATION COMMITTEE:
MR. GARETH PENNY
Management   No Action      
  6     ELECTION OF THE STATUTORY AUDITOR / KPMG
AG, ZURICH
Management   No Action      
  7     ELECTION OF THE INDEPENDENT
REPRESENTATIVE / MR. MARC NATER, KUESNACHT
Management   No Action      
  CMMT  23 MAR 2017: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN THE RECORD-DATE
FROM 05 APR 2017 TO 04 APR 2017 AND
MODIFICATION OF THE TEXT OF-RESOLUTION 2,4.1
TO 4.2.3,5.2,5.3,6 AND 7 IF YOU HAVE ALREADY
SENT IN YOUR-VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL-INSTRUCTIONS. THANK YOU.
Non-Voting          
  GENUINE PARTS COMPANY  
  Security 372460105       Meeting Type Annual  
  Ticker Symbol GPC                   Meeting Date 24-Apr-2017
  ISIN US3724601055       Agenda 934535040 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    DIRECTOR Management          
    1 ELIZABETH W. CAMP       For   For  
    2 PAUL D. DONAHUE       For   For  
    3 GARY P. FAYARD       For   For  
    4 THOMAS C. GALLAGHER       For   For  
    5 JOHN R. HOLDER       For   For  
    6 DONNA W. HYLAND       For   For  
    7 JOHN D. JOHNS       For   For  
    8 ROBERT C. LOUDERMILK JR       For   For  
    9 WENDY B. NEEDHAM       For   For  
    10 JERRY W. NIX       For   For  
    11 E. JENNER WOOD III       For   For  
  2.    ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management   For   For  
  3.    FREQUENCY OF ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
Management   1 Year   For  
  4.    RATIFICATION OF THE SELECTION OF ERNST &
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017 .
Management   For   For  
  THE PNC FINANCIAL SERVICES GROUP, INC.  
  Security 693475105       Meeting Type Annual  
  Ticker Symbol PNC                   Meeting Date 25-Apr-2017
  ISIN US6934751057       Agenda 934538375 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: CHARLES E. BUNCH Management   For   For  
  1B.   ELECTION OF DIRECTOR: MARJORIE RODGERS
CHESHIRE
Management   For   For  
  1C.   ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Management   For   For  
  1D.   ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Management   For   For  
  1E.   ELECTION OF DIRECTOR: DANIEL R. HESSE Management   For   For  
  1F.   ELECTION OF DIRECTOR: KAY COLES JAMES Management   For   For  
  1G.   ELECTION OF DIRECTOR: RICHARD B. KELSON Management   For   For  
  1H.   ELECTION OF DIRECTOR: JANE G. PEPPER Management   For   For  
  1I.   ELECTION OF DIRECTOR: DONALD J. SHEPARD Management   For   For  
  1J.   ELECTION OF DIRECTOR: LORENE K. STEFFES Management   For   For  
  1K.   ELECTION OF DIRECTOR: DENNIS F. STRIGL Management   For   For  
  1L.   ELECTION OF DIRECTOR: MICHAEL J. WARD Management   For   For  
  1M.   ELECTION OF DIRECTOR: GREGORY D. WASSON Management   For   For  
  2.    RATIFICATION OF THE AUDIT COMMITTEE'S
SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
Management   For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
Management   For   For  
  4.    RECOMMENDATION FOR THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Management   1 Year   For  
  5.    A SHAREHOLDER PROPOSAL REQUESTING A
DIVERSITY REPORT WITH SPECIFIC ADDITIONAL
DISCLOSURE, INCLUDING EEOC-DEFINED METRICS.
Shareholder   Abstain   Against  
  INTERNATIONAL BUSINESS MACHINES CORP.  
  Security 459200101       Meeting Type Annual  
  Ticker Symbol IBM                   Meeting Date 25-Apr-2017
  ISIN US4592001014       Agenda 934539973 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: K.I. CHENAULT
Management   For   For  
  1B.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: M.L. ESKEW
Management   For   For  
  1C.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: D.N. FARR
Management   For   For  
  1D.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: M. FIELDS
Management   For   For  
  1E.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: A. GORSKY
Management   For   For  
  1F.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: S.A. JACKSON
Management   For   For  
  1G.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: A.N. LIVERIS
Management   For   For  
  1H.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: W.J. MCNERNEY, JR.
Management   For   For  
  1I.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: H.S. OLAYAN
Management   For   For  
  1J.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: J.W. OWENS
Management   For   For  
  1K.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: V.M. ROMETTY
Management   For   For  
  1L.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: S. TAUREL
Management   For   For  
  1M.   ELECTION OF DIRECTOR FOR A TERM OF ONE
YEAR: P.R. VOSER
Management   For   For  
  2.    RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Management   For   For  
  3.    ADVISORY VOTE ON EXECUTIVE COMPENSATION Management   For   For  
  4.    ADVISORY VOTE REGARDING FREQUENCY OF
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management   1 Year   For  
  5.    STOCKHOLDER PROPOSAL ON LOBBYING
DISCLOSURE
Shareholder   Against   For  
  6.    STOCKHOLDER PROPOSAL ON SPECIAL
SHAREOWNER MEETINGS
Shareholder   Against   For  
  7.    STOCKHOLDER PROPOSAL TO ADOPT A PROXY
ACCESS BY-LAW
Shareholder   Abstain   Against  
  CITIGROUP INC.  
  Security 172967424       Meeting Type Annual  
  Ticker Symbol C                     Meeting Date 25-Apr-2017
  ISIN US1729674242       Agenda 934541904 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MICHAEL L. CORBAT Management   For   For  
  1B.   ELECTION OF DIRECTOR: ELLEN M. COSTELLO Management   For   For  
  1C.   ELECTION OF DIRECTOR: DUNCAN P. HENNES Management   For   For  
  1D.   ELECTION OF DIRECTOR: PETER B. HENRY Management   For   For  
  1E.   ELECTION OF DIRECTOR: FRANZ B. HUMER Management   For   For  
  1F.   ELECTION OF DIRECTOR: RENEE J. JAMES Management   For   For  
  1G.   ELECTION OF DIRECTOR: EUGENE M. MCQUADE Management   For   For  
  1H.   ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Management   For   For  
  1I.   ELECTION OF DIRECTOR: GARY M. REINER Management   For   For  
  1J.   ELECTION OF DIRECTOR: ANTHONY M.
SANTOMERO
Management   For   For  
  1K.   ELECTION OF DIRECTOR: DIANA L. TAYLOR Management   For   For  
  1L.   ELECTION OF DIRECTOR: WILLIAM S. THOMPSON,
JR.
Management   For   For  
  1M.   ELECTION OF DIRECTOR: JAMES S. TURLEY Management   For   For  
  1N.   ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management   For   For  
  1O.   ELECTION OF DIRECTOR: ERNESTO ZEDILLO
PONCE DE LEON
Management   For   For  
  2.    PROPOSAL TO RATIFY THE SELECTION OF KPMG
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
Management   For   For  
  3.    ADVISORY VOTE TO APPROVE CITI'S 2016
EXECUTIVE COMPENSATION.
Management   For   For  
  4.    ADVISORY VOTE TO APPROVE THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Management   1 Year   For  
  5.    STOCKHOLDER PROPOSAL REQUESTING A
REPORT ON THE COMPANY'S POLICIES AND GOALS
TO REDUCE THE GENDER PAY GAP.
Shareholder   Abstain   Against  
  6.    STOCKHOLDER PROPOSAL REQUESTING THAT THE
BOARD APPOINT A STOCKHOLDER VALUE
COMMITTEE TO ADDRESS WHETHER THE
DIVESTITURE OF ALL NON-CORE BANKING
BUSINESS SEGMENTS WOULD ENHANCE
SHAREHOLDER VALUE.
Shareholder   Against   For  
  7.    STOCKHOLDER PROPOSAL REQUESTING A
REPORT ON LOBBYING AND GRASSROOTS
LOBBYING CONTRIBUTIONS.
Shareholder   Against   For  
  8.    STOCKHOLDER PROPOSAL REQUESTING AN
AMENDMENT TO THE GENERAL CLAWBACK POLICY
TO PROVIDE THAT A SUBSTANTIAL PORTION OF
ANNUAL TOTAL COMPENSATION OF EXECUTIVE
OFFICERS SHALL BE DEFERRED AND FORFEITED,
IN PART OR WHOLE, AT THE DISCRETION OF THE
BOARD, TO HELP SATISFY ANY MONETARY
PENALTY ASSOCIATED WITH A VIOLATION OF LAW.
Shareholder   Against   For  
  9.    STOCKHOLDER PROPOSAL REQUESTING THAT THE
BOARD ADOPT A POLICY PROHIBITING THE
VESTING OF EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO A VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT SERVICE.
Shareholder   Against   For  
  WELLS FARGO & COMPANY  
  Security 949746101       Meeting Type Annual  
  Ticker Symbol WFC                   Meeting Date 25-Apr-2017
  ISIN US9497461015       Agenda 934543314 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: JOHN D. BAKER II Management   For   For  
  1B.   ELECTION OF DIRECTOR: JOHN S. CHEN Management   For   For  
  1C.   ELECTION OF DIRECTOR: LLOYD H. DEAN Management   For   For  
  1D.   ELECTION OF DIRECTOR: ELIZABETH A. DUKE Management   For   For  
  1E.   ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ,
JR.
Management   For   For  
  1F.   ELECTION OF DIRECTOR: DONALD M. JAMES Management   For   For  
  1G.   ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management   For   For  
  1H.   ELECTION OF DIRECTOR: KAREN B. PEETZ Management   For   For  
  1I.   ELECTION OF DIRECTOR: FEDERICO F. PENA Management   For   For  
  1J.   ELECTION OF DIRECTOR: JAMES H. QUIGLEY Management   For   For  
  1K.   ELECTION OF DIRECTOR: STEPHEN W. SANGER Management   For   For  
  1L.   ELECTION OF DIRECTOR: RONALD L. SARGENT Management   For   For  
  1M.   ELECTION OF DIRECTOR: TIMOTHY J. SLOAN Management   For   For  
  1N.   ELECTION OF DIRECTOR: SUSAN G. SWENSON Management   For   For  
  1O.   ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Management   For   For  
  2.    ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
Management   For   For  
  3.    ADVISORY PROPOSAL ON THE FREQUENCY OF
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
Management   1 Year   For  
  4.    RATIFY THE APPOINTMENT OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
Management   For   For  
  5.    STOCKHOLDER PROPOSAL - RETAIL BANKING
SALES PRACTICES REPORT.
Shareholder   For   Against  
  6.    STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shareholder   Against   For  
  7.    STOCKHOLDER PROPOSAL - DIVESTING NON-CORE
BUSINESS REPORT.
Shareholder   Against   For  
  8.    STOCKHOLDER PROPOSAL - GENDER PAY EQUITY
REPORT.
Shareholder   Abstain   Against  
  9.    STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shareholder   Against   For  
  10.   STOCKHOLDER PROPOSAL - INDIGENOUS
PEOPLES' RIGHTS POLICY.
Shareholder   Abstain   Against  
  GENERAL ELECTRIC COMPANY  
  Security 369604103       Meeting Type Annual  
  Ticker Symbol GE                    Meeting Date 26-Apr-2017
  ISIN US3696041033       Agenda 934541916 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  A1    ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Management   For   For  
  A2    ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management   For   For  
  A3    ELECTION OF DIRECTOR: JOHN J. BRENNAN Management   For   For  
  A4    ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Management   For   For  
  A5    ELECTION OF DIRECTOR: MARIJN E. DEKKERS Management   For   For  
  A6    ELECTION OF DIRECTOR: PETER B. HENRY Management   For   For  
  A7    ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Management   For   For  
  A8    ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management   For   For  
  A9    ELECTION OF DIRECTOR: ANDREA JUNG Management   For   For  
  A10   ELECTION OF DIRECTOR: ROBERT W. LANE Management   For   For  
  A11   ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY Management   For   For  
  A12   ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management   For   For  
  A13   ELECTION OF DIRECTOR: LOWELL C. MCADAM Management   For   For  
  A14   ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Management   For   For  
  A15   ELECTION OF DIRECTOR: JAMES J. MULVA Management   For   For  
  A16   ELECTION OF DIRECTOR: JAMES E. ROHR Management   For   For  
  A17   ELECTION OF DIRECTOR: MARY L. SCHAPIRO Management   For   For  
  A18   ELECTION OF DIRECTOR: JAMES S. TISCH Management   For   For  
  B1    ADVISORY APPROVAL OF OUR NAMED
EXECUTIVES' COMPENSATION
Management   For   For  
  B2    ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION
Management   1 Year   For  
  B3    APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE
PLAN AS AMENDED
Management   For   For  
  B4    APPROVAL OF THE MATERIAL TERMS OF SENIOR
OFFICER PERFORMANCE GOALS
Management   For   For  
  B5    RATIFICATION OF KPMG AS INDEPENDENT
AUDITOR FOR 2017
Management   For   For  
  C1    REPORT ON LOBBYING ACTIVITIES Shareholder   Against   For  
  C2    REQUIRE THE CHAIRMAN OF THE BOARD TO BE
INDEPENDENT
Shareholder   Against   For  
  C3    ADOPT CUMULATIVE VOTING FOR DIRECTOR
ELECTIONS
Shareholder   Against   For  
  C4    REPORT ON CHARITABLE CONTRIBUTIONS Shareholder   Against   For  
  JOHNSON & JOHNSON  
  Security 478160104       Meeting Type Annual  
  Ticker Symbol JNJ                   Meeting Date 27-Apr-2017
  ISIN US4781601046       Agenda 934537284 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MARY C. BECKERLE Management   For   For  
  1B.   ELECTION OF DIRECTOR: D. SCOTT DAVIS Management   For   For  
  1C.   ELECTION OF DIRECTOR: IAN E. L. DAVIS Management   For   For  
  1D.   ELECTION OF DIRECTOR: ALEX GORSKY Management   For   For  
  1E.   ELECTION OF DIRECTOR: MARK B. MCCLELLAN Management   For   For  
  1F.   ELECTION OF DIRECTOR: ANNE M. MULCAHY Management   For   For  
  1G.   ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management   For   For  
  1H.   ELECTION OF DIRECTOR: CHARLES PRINCE Management   For   For  
  1I.   ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Management   For   For  
  1J.   ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management   For   For  
  2.    ADVISORY VOTE ON FREQUENCY OF VOTING TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
Management   1 Year   For  
  3.    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION
Management   For   For  
  4.    RE-APPROVAL OF THE MATERIAL TERMS OF
PERFORMANCE GOALS UNDER THE 2012 LONG-
TERM INCENTIVE PLAN
Management   For   For  
  5.    RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
Management   For   For  
  6.    SHAREHOLDER PROPOSAL - INDEPENDENT BOARD
CHAIRMAN
Shareholder   Against   For  
  PFIZER INC.  
  Security 717081103       Meeting Type Annual  
  Ticker Symbol PFE                   Meeting Date 27-Apr-2017
  ISIN US7170811035       Agenda 934540798 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management   For   For  
  1B.   ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Management   For   For  
  1C.   ELECTION OF DIRECTOR: W. DON CORNWELL Management   For   For  
  1D.   ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Management   For   For  
  1E.   ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management   For   For  
  1F.   ELECTION OF DIRECTOR: HELEN H. HOBBS Management   For   For  
  1G.   ELECTION OF DIRECTOR: JAMES M. KILTS Management   For   For  
  1H.   ELECTION OF DIRECTOR: SHANTANU NARAYEN Management   For   For  
  1I.   ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON
Management   For   For  
  1J.   ELECTION OF DIRECTOR: IAN C. READ Management   For   For  
  1K.   ELECTION OF DIRECTOR: STEPHEN W. SANGER Management   For   For  
  1L.   ELECTION OF DIRECTOR: JAMES C. SMITH Management   For   For  
  2.    RATIFY THE SELECTION OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
Management   For   For  
  3.    ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION
Management   For   For  
  4.    ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION
Management   1 Year   For  
  5.    SHAREHOLDER PROPOSAL REGARDING THE HOLY
LAND PRINCIPLES
Shareholder   Abstain   Against  
  6.    SHAREHOLDER PROPOSAL REGARDING SPECIAL
SHAREOWNER MEETINGS
Shareholder   Against   For  
  7.    SHAREHOLDER PROPOSAL REGARDING
INDEPENDENT CHAIR POLICY
Shareholder   Against   For  
  PARMALAT SPA, COLLECCHIO  
  Security T7S73M107       Meeting Type Ordinary General Meeting 
  Ticker Symbol         Meeting Date 28-Apr-2017
  ISIN IT0003826473       Agenda 707951504 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  CMMT  PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 743386 DUE TO RECEIPT OF-SLATES
FOR AUDITORS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
Non-Voting          
  1.1   PARMALAT S.P.A. BALANCE SHEET AS OF 31
DECEMBER 2016, CONSOLIDATED BALANCE SHEET
AS OF 31 DECEMBER 2016. DIRECTORS, INTERNAL
AND EXTERNAL AUDITORS' REPORTS.
RESOLUTIONS RELATED THERETO
Management   Abstain   Against  
  1.2   PROFIT ALLOCATION Management   Abstain   Against  
  2     REWARDING REPORT: REWARDING POLICY Management   Abstain   Against  
  CMMT  PLEASE NOTE THAT ALTHOUGH THERE ARE 2
SLATES TO BE ELECTED AS AUDITORS, THERE-IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING-INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE
TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR
ONLY 1 OF THE 2 SLATES OF-AUDITORS.THANK
YOU
Non-Voting          
  CMMT  PLEASE NOTE THAT THE MANAGEMENT MAKES NO
VOTE RECOMMENDATION FOR THE-CANDIDATES
PRESENTED IN THE RESOLUTIONS 3.1.1 AND 3.1.2
Non-Voting          
  3.1.1 TO APPOINT INTERNAL AUDITORS, LIST
PRESENTED BY AMBER CAPITAL UK LLP (AS
MANAGER OF THE FUND AMBER ACTIVE
INVESTORS LIMITED) REPRESENTING THE
3,021PCT OF THE COMPANY'S STOCK CAPITAL.
EFFECTIVE AUDITORS A) MARCO PEDRETTI
ALTERNATE AUDITORS A) MATTEO TIEZZI
Management   For   For  
  3.1.2 TO APPOINT INTERNAL AUDITORS, LIST
PRESENTED BY SOFIL S.A.S., REPRESENTING THE
89,594PCT OF THE COMPANY'S STOCK CAPITAL.
EFFECTIVE AUDITORS A) BARBARA TADOLINI B)
FRANCO CARLO PAPA ALTERNATE AUDITORS A)
MARIANNA TOGNONI B) LUCA VALDAMERI
Management   No Action      
  3.2   TO APPOINT THE INTERNAL AUDITORS, CHAIRMAN Management   Abstain   Against  
  3.3   TO ESTABLISH THE INTERNAL AUDITORS'
EMOLUMENT. RESOLUTIONS RELATED THERETO
Management   Abstain   Against  
  GRACO INC.  
  Security 384109104       Meeting Type Annual  
  Ticker Symbol GGG                   Meeting Date 28-Apr-2017
  ISIN US3841091040       Agenda 934541788 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: PATRICK J. MCHALE Management   For   For  
  1B.   ELECTION OF DIRECTOR: LEE R. MITAU Management   For   For  
  1C.   ELECTION OF DIRECTOR: MARTHA A. MORFITT Management   For   For  
  2.    RATIFICATION OF APPOINTMENT OF DELOITTE &
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED ACCOUNTING FIRM.
Management   For   For  
  3.    APPROVAL, ON AN ADVISORY BASIS, OF THE
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
Management   For   For  
  4.    AN ADVISORY, NON-BINDING VOTE ON THE
FREQUENCY FOR WHICH SHAREHOLDERS WILL
HAVE AN ADVISORY, NON-BINDING VOTE ON OUR
EXECUTIVE COMPENSATION.
Management   1 Year   For  
  5.    APPROVAL OF THE INCENTIVE BONUS PLAN. Management   For   For  
  ELI LILLY AND COMPANY  
  Security 532457108       Meeting Type Annual  
  Ticker Symbol LLY                   Meeting Date 01-May-2017
  ISIN US5324571083       Agenda 934535494 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: M. L. ESKEW Management   For   For  
  1B.   ELECTION OF DIRECTOR: W. G. KAELIN, JR. Management   For   For  
  1C.   ELECTION OF DIRECTOR: J. C. LECHLEITER Management   For   For  
  1D.   ELECTION OF DIRECTOR: D. A. RICKS Management   For   For  
  1E.   ELECTION OF DIRECTOR: M. S. RUNGE Management   For   For  
  2.    ADVISORY VOTE ON COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
Management   For   For  
  3.    ADVISORY VOTE REGARDING THE FREQUENCY OF
ADVISORY VOTES ON COMPENSATION PAID TO
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management   1 Year   For  
  4.    RATIFICATION OF THE APPOINTMENT BY THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2017.
Management   For   For  
  5.    APPROVE AMENDMENT TO THE LILLY DIRECTORS'
DEFERRAL PLAN.
Management   For   For  
  6.    CONSIDERATION OF A SHAREHOLDER PROPOSAL
SEEKING A REPORT REGARDING DIRECT AND
INDIRECT POLITICAL CONTRIBUTIONS.
Shareholder   Against   For  
  AMERICAN EXPRESS COMPANY  
  Security 025816109       Meeting Type Annual  
  Ticker Symbol AXP                   Meeting Date 01-May-2017
  ISIN US0258161092       Agenda 934545231 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management   For   For  
  1B.   ELECTION OF DIRECTOR: JOHN J. BRENNAN Management   For   For  
  1C.   ELECTION OF DIRECTOR: URSULA M. BURNS Management   For   For  
  1D.   ELECTION OF DIRECTOR: KENNETH I. CHENAULT Management   For   For  
  1E.   ELECTION OF DIRECTOR: PETER CHERNIN Management   For   For  
  1F.   ELECTION OF DIRECTOR: RALPH DE LA VEGA Management   For   For  
  1G.   ELECTION OF DIRECTOR: ANNE L. LAUVERGEON Management   For   For  
  1H.   ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Management   For   For  
  1I.   ELECTION OF DIRECTOR: THEODORE J. LEONSIS Management   For   For  
  1J.   ELECTION OF DIRECTOR: RICHARD C. LEVIN Management   For   For  
  1K.   ELECTION OF DIRECTOR: SAMUEL J. PALMISANO Management   For   For  
  1L.   ELECTION OF DIRECTOR: DANIEL L. VASELLA Management   For   For  
  1M.   ELECTION OF DIRECTOR: ROBERT D. WALTER Management   For   For  
  1N.   ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management   For   For  
  2.    RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
Management   For   For  
  3.    APPROVAL, ON AN ADVISORY BASIS, OF THE
COMPANY'S EXECUTIVE COMPENSATION.
Management   For   For  
  4.    ADVISORY RESOLUTION TO APPROVE THE
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE COMPENSATION.
Management   1 Year   For  
  5.    SHAREHOLDER PROPOSAL TO PERMIT
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
Shareholder   Against   For  
  6.    SHAREHOLDER PROPOSAL TO REQUIRE GENDER
PAY EQUITY DISCLOSURE.
Shareholder   Abstain   Against  
  THE E.W. SCRIPPS COMPANY  
  Security 811054402       Meeting Type Annual  
  Ticker Symbol SSP                   Meeting Date 02-May-2017
  ISIN US8110544025       Agenda 934547564 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: ROGER L. OGDEN Management   For   For  
  1B.   ELECTION OF DIRECTOR: J. MARVIN QUIN Management   For   For  
  1C.   ELECTION OF DIRECTOR: KIM WILLIAMS Management   For   For  
  INTERNATIONAL FLAVORS & FRAGRANCES INC.  
  Security 459506101       Meeting Type Annual  
  Ticker Symbol IFF                   Meeting Date 03-May-2017
  ISIN US4595061015       Agenda 934543605 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MARCELLO V. BOTTOLI Management   For   For  
  1B.   ELECTION OF DIRECTOR: DR. LINDA BUCK Management   For   For  
  1C.   ELECTION OF DIRECTOR: MICHAEL L. DUCKER Management   For   For  
  1D.   ELECTION OF DIRECTOR: DAVID R. EPSTEIN Management   For   For  
  1E.   ELECTION OF DIRECTOR: ROGER W. FERGUSON,
JR.
Management   For   For  
  1F.   ELECTION OF DIRECTOR: JOHN F. FERRARO Management   For   For  
  1G.   ELECTION OF DIRECTOR: ANDREAS FIBIG Management   For   For  
  1H.   ELECTION OF DIRECTOR: CHRISTINA GOLD Management   For   For  
  1I.   ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. Management   For   For  
  1J.   ELECTION OF DIRECTOR: KATHERINE M. HUDSON Management   For   For  
  1K.   ELECTION OF DIRECTOR: DALE F. MORRISON Management   For   For  
  2.    RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2017 FISCAL YEAR.
Management   For   For  
  3.    APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS IN 2016.
Management   For   For  
  4.    VOTE, ON AN ADVISORY BASIS, ON THE
FREQUENCY OF VOTES ON EXECUTIVE
COMPENSATION.
Management   1 Year   For  
  5.    APPROVE A FRENCH SUB-PLAN UNDER THE 2015
STOCK AWARD AND INCENTIVE PLAN.
Management   For   For  
  SWEDISH MATCH AB, STOCKHOLM  
  Security W92277115       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 04-May-2017
  ISIN SE0000310336       Agenda 707929735 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  CMMT  AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
Non-Voting          
  CMMT  MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED
Non-Voting          
  CMMT  IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
Non-Voting          
  1     OPENING OF THE MEETING AND ELECTION OF THE
CHAIRMAN OF THE MEETING: BJORN-
KRISTIANSSON, ATTORNEY AT LAW, IS PROPOSED
AS THE CHAIRMAN OF THE MEETING
Non-Voting          
  2     PREPARATION AND APPROVAL OF THE VOTING
LIST
Non-Voting          
  3     ELECTION OF ONE OR TWO PERSONS TO VERIFY
THE MINUTES
Non-Voting          
  4     DETERMINATION OF WHETHER THE MEETING HAS
BEEN DULY CONVENED
Non-Voting          
  5     APPROVAL OF THE AGENDA Non-Voting          
  6     PRESENTATION OF THE ANNUAL REPORT AND THE
AUDITOR'S REPORT, THE CONSOLIDATED-
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED FINANCIAL-
STATEMENTS FOR 2016, THE AUDITOR'S OPINION
REGARDING COMPLIANCE WITH THE-PRINCIPLES
FOR REMUNERATION TO MEMBERS OF THE
EXECUTIVE MANAGEMENT AS WELL AS-THE BOARD
OF DIRECTORS' PROPOSAL REGARDING THE
ALLOCATION OF PROFIT AND-MOTIVATED
Non-Voting          
    STATEMENT. IN CONNECTION THERETO, THE
PRESIDENT'S AND THE CHIEF-FINANCIAL
OFFICER'S SPEECHES AND THE BOARD OF
DIRECTORS' REPORT ON ITS WORK-AND THE
WORK AND FUNCTION OF THE COMPENSATION
COMMITTEE AND THE AUDIT-COMMITTEE
             
  7     RESOLUTION ON ADOPTION OF THE INCOME
STATEMENT AND BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
Management   No Action      
  8     RESOLUTION REGARDING ALLOCATION OF THE
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON A
RECORD DAY FOR DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES AN ORDINARY DIVIDEND
OF 8.50 SEK PER SHARE, AND A SPECIAL DIVIDEND
OF 7.50 SEK PER SHARE, IN TOTAL 16.00 SEK PER
SHARE, AND THAT THE REMAINING PROFITS ARE
CARRIED FORWARD. THE PROPOSED RECORD DAY
FOR THE RIGHT TO RECEIVE THE DIVIDEND IS MAY
8, 2017. PAYMENT THROUGH EUROCLEAR SWEDEN
AB IS EXPECTED TO BE MADE ON MAY 11, 2017
Management   No Action      
  9     RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBERS
AND THE PRESIDENT
Management   No Action      
  10    RESOLUTION REGARDING THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS TO BE
ELECTED BY THE MEETING: THE BOARD OF
DIRECTORS IS PROPOSED TO CONSIST OF
SEVEN(7) MEMBERS AND NO DEPUTIES
Management   No Action      
  11    RESOLUTION REGARDING REMUNERATION TO THE
MEMBERS OF THE BOARD OF DIRECTORS
Management   No Action      
  12    ELECTION OF MEMBERS OF THE BOARD, THE
CHAIRMAN OF THE BOARD AND THE DEPUTY
CHAIRMAN OF THE BOARD: THE FOLLOWING
MEMBERS OF THE BOARD OF DIRECTORS ARE
PROPOSED FOR RE-ELECTION FOR THE PERIOD
UNTIL THE END OF THE ANNUAL GENERAL
MEETING 2018: CHARLES A. BLIXT, ANDREW
CRIPPS, JACQUELINE HOOGERBRUGGE, CONNY
KARLSSON, WENCHE ROLFSEN AND JOAKIM
WESTH. MEG TIVEUS HAS DECLINED RE-ELECTION.
PAULINE LINDWALL IS PROPOSED TO BE ELECTED
AS A NEW MEMBER OF THE BOARD OF DIRECTORS.
CONNY KARLSSON IS PROPOSED TO BE RE-
ELECTED AS CHAIRMAN OF THE BOARD AND
ANDREW CRIPPS IS PROPOSED TO BE RE-ELECTED
AS DEPUTY CHAIRMAN OF THE BOARD
Management   No Action      
  13    RESOLUTION REGARDING THE NUMBER OF
AUDITORS: THE NUMBER OF AUDITORS IS
PROPOSED TO BE ONE AND NO DEPUTY AUDITOR
Management   No Action      
  14    RESOLUTION REGARDING REMUNERATION TO THE
AUDITOR
Management   No Action      
  15    ELECTION OF AUDITOR: THE AUDITOR COMPANY
DELOITTE AB IS PROPOSED TO BE ELECTED AS
AUDITOR FOR THE PERIOD UNTIL THE END OF THE
ANNUAL GENERAL MEETING 2018
Management   No Action      
  16    RESOLUTION REGARDING PRINCIPLES FOR
REMUNERATION TO MEMBERS OF THE EXECUTIVE
MANAGEMENT
Management   No Action      
  17    RESOLUTION REGARDING: A. THE REDUCTION OF
THE SHARE CAPITAL BY MEANS OF WITHDRAWAL
OF REPURCHASED SHARES; AND B. BONUS ISSUE
Management   No Action      
  18    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO RESOLVE ON
ACQUISITIONS OF SHARES IN THE COMPANY
Management   No Action      
  19    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO RESOLVE ON TRANSFER
OF SHARES IN THE COMPANY
Management   No Action      
  20    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO ISSUE NEW SHARES
Management   No Action      
  AEROJET ROCKETDYNE HOLDINGS, INC.  
  Security 007800105       Meeting Type Annual  
  Ticker Symbol AJRD                  Meeting Date 04-May-2017
  ISIN US0078001056       Agenda 934542766 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    DIRECTOR Management          
    1 THOMAS A. CORCORAN       For   For  
    2 EILEEN P. DRAKE       For   For  
    3 JAMES R. HENDERSON       For   For  
    4 WARREN G. LICHTENSTEIN       For   For  
    5 GEN LANCE W. LORD       For   For  
    6 GEN MERRILL A. MCPEAK       For   For  
    7 JAMES H. PERRY       For   For  
    8 MARTIN TURCHIN       For   For  
  2.    TO CONSIDER AND APPROVE AN ADVISORY
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
Management   For   For  
  3.    TO CONSIDER AND ACT UPON AN ADVISORY VOTE
ON THE FREQUENCY OF THE ADVISORY VOTE
REGARDING THE RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION.
Management   1 Year   For  
  4.    TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP, AN
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
Management   For   For  
  VERIZON COMMUNICATIONS INC.  
  Security 92343V104       Meeting Type Annual  
  Ticker Symbol VZ                    Meeting Date 04-May-2017
  ISIN US92343V1044       Agenda 934546461 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: SHELLYE L.
ARCHAMBEAU
Management   For   For  
  1B.   ELECTION OF DIRECTOR: MARK T. BERTOLINI Management   For   For  
  1C.   ELECTION OF DIRECTOR: RICHARD L. CARRION Management   For   For  
  1D.   ELECTION OF DIRECTOR: MELANIE L. HEALEY Management   For   For  
  1E.   ELECTION OF DIRECTOR: M. FRANCES KEETH Management   For   For  
  1F.   ELECTION OF DIRECTOR: KARL-LUDWIG KLEY Management   For   For  
  1G.   ELECTION OF DIRECTOR: LOWELL C. MCADAM Management   For   For  
  1H.   ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management   For   For  
  1I.   ELECTION OF DIRECTOR: RODNEY E. SLATER Management   For   For  
  1J.   ELECTION OF DIRECTOR: KATHRYN A. TESIJA Management   For   For  
  1K.   ELECTION OF DIRECTOR: GREGORY D. WASSON Management   For   For  
  1L.   ELECTION OF DIRECTOR: GREGORY G. WEAVER Management   For   For  
  2.    RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Management   For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management   For   For  
  4.    ADVISORY VOTE RELATED TO FUTURE VOTES ON
EXECUTIVE COMPENSATION
Management   1 Year   For  
  5.    APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN Management   For   For  
  6.    HUMAN RIGHTS COMMITTEE Shareholder   Against   For  
  7.    REPORT ON GREENHOUSE GAS REDUCTION
TARGETS
Shareholder   Abstain   Against  
  8.    SPECIAL SHAREOWNER MEETINGS Shareholder   Against   For  
  9.    EXECUTIVE COMPENSATION CLAWBACK POLICY Shareholder   Against   For  
  10.   STOCK RETENTION POLICY Shareholder   Against   For  
  11.   LIMIT MATCHING CONTRIBUTIONS FOR
EXECUTIVES
Shareholder   Against   For  
  CINCINNATI BELL INC.  
  Security 171871403       Meeting Type Annual  
  Ticker Symbol CBBPRB                Meeting Date 04-May-2017
  ISIN US1718714033       Agenda 934549443 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: PHILLIP R. COX Management   For   For  
  1B.   ELECTION OF DIRECTOR: JOHN W. ECK Management   For   For  
  1C.   ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management   For   For  
  1D.   ELECTION OF DIRECTOR: CRAIG F. MAIER Management   For   For  
  1E.   ELECTION OF DIRECTOR: RUSSEL P. MAYER Management   For   For  
  1F.   ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management   For   For  
  1G.   ELECTION OF DIRECTOR: MARTIN J. YUDKOVITZ Management   For   For  
  1H.   ELECTION OF DIRECTOR: JOHN M. ZRNO Management   For   For  
  1I.   ELECTION OF DIRECTOR: THEODORE H. TORBECK Management   For   For  
  2.    RECOMMENDATION, BY A NON-BINDING ADVISORY
VOTE, OF THE FREQUENCY OF THE ADVISORY
VOTE REGARDING OUR EXECUTIVE OFFICERS'
COMPENSATION.
Management   1 Year   For  
  3.    APPROVAL, BY A NON-BINDING ADVISORY VOTE,
OF OUR EXECUTIVE OFFICERS' COMPENSATION.
Management   For   For  
  4.    APPROVAL OF THE CINCINNATI BELL INC. 2017
LONG-TERM INCENTIVE PLAN.
Management   For   For  
  5.    APPROVAL OF THE CINCINNATI BELL INC. 2017
STOCK PLAN FOR NON- EMPLOYEE DIRECTORS.
Management   For   For  
  6.    RATIFICATION OF OUR AUDIT COMMITTEE'S
APPOINTMENT OF OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
Management   For   For  
  RYMAN HOSPITALITY PROPERTIES, INC.  
  Security 78377T107       Meeting Type Annual  
  Ticker Symbol RHP                   Meeting Date 04-May-2017
  ISIN US78377T1079       Agenda 934565803 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MICHAEL J. BENDER Management   For   For  
  1B.   ELECTION OF DIRECTOR: RACHNA BHASIN Management   For   For  
  1C.   ELECTION OF DIRECTOR: ALVIN BOWLES Management   For   For  
  1D.   ELECTION OF DIRECTOR: WILLIAM F. HAGERTY, IV Management   For   For  
  1E.   ELECTION OF DIRECTOR: ELLEN LEVINE Management   For   For  
  1F.   ELECTION OF DIRECTOR: PATRICK Q. MOORE Management   For   For  
  1G.   ELECTION OF DIRECTOR: ROBERT S. PRATHER, JR. Management   For   For  
  1H.   ELECTION OF DIRECTOR: COLIN V. REED Management   For   For  
  1I.   ELECTION OF DIRECTOR: MICHAEL I. ROTH Management   For   For  
  2.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION.
Management   For   For  
  3.    TO DETERMINE, ON AN ADVISORY BASIS,
WHETHER WE WILL HAVE FUTURE ADVISORY
VOTES REGARDING OUR EXECUTIVE
COMPENSATION EVERY ONE YEAR, EVERY TWO
YEARS OR EVERY THREE YEARS.
Management   1 Year   For  
  4.    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
Management   For   For  
  MUELLER INDUSTRIES, INC.  
  Security 624756102       Meeting Type Annual  
  Ticker Symbol MLI                   Meeting Date 04-May-2017
  ISIN US6247561029       Agenda 934568582 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    DIRECTOR Management          
    1 GREGORY L. CHRISTOPHER       For   For  
    2 PAUL J. FLAHERTY       For   For  
    3 GENNARO J. FULVIO       For   For  
    4 GARY S. GLADSTEIN       For   For  
    5 SCOTT J. GOLDMAN       For   For  
    6 JOHN B. HANSEN       For   For  
    7 TERRY HERMANSON       For   For  
  2.    APPROVE THE APPOINTMENT OF ERNST & YOUNG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Management   For   For  
  3.    TO APPROVE, ON AN ADVISORY BASIS BY NON-
BINDING VOTE, EXECUTIVE COMPENSATION.
Management   For   For  
  4.    TO APPROVE, ON AN ADVISORY BASIS BY NON-
BINDING VOTE, THE FREQUENCY OF THE
COMPANY'S HOLDING OF FUTURE ADVISORY
VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
Management   1 Year   For  
  GATX CORPORATION  
  Security 361448103       Meeting Type Annual  
  Ticker Symbol GATX                  Meeting Date 05-May-2017
  ISIN US3614481030       Agenda 934559242 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: DIANE M. AIGOTTI Management   For   For  
  1B.   ELECTION OF DIRECTOR: ANNE L. ARVIA Management   For   For  
  1C.   ELECTION OF DIRECTOR: ERNST A. HABERLI Management   For   For  
  1D.   ELECTION OF DIRECTOR: BRIAN A. KENNEY Management   For   For  
  1E.   ELECTION OF DIRECTOR: JAMES B. REAM Management   For   For  
  1F.   ELECTION OF DIRECTOR: ROBERT J. RITCHIE Management   For   For  
  1G.   ELECTION OF DIRECTOR: DAVID S. SUTHERLAND Management   For   For  
  1H.   ELECTION OF DIRECTOR: CASEY J. SYLLA Management   For   For  
  1I.   ELECTION OF DIRECTOR: STEPHEN R. WILSON Management   For   For  
  1J.   ELECTION OF DIRECTOR: PAUL G. YOVOVICH Management   For   For  
  2.    ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
Management   For   For  
  3.    ADVISORY RESOLUTION ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
Management   1 Year   For  
  4.    APPROVAL OF THE GATX CORPORATION AMENDED
AND RESTATED 2012 STOCK INCENTIVE PLAN
Management   Against   Against  
  5.    RATIFICATION OF THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017
Management   For   For  
  KINNEVIK AB, STOCKHOLM  
  Security W5R00Y167       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 08-May-2017
  ISIN SE0008373898       Agenda 707953647 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  CMMT  AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
Non-Voting          
  CMMT  MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED
Non-Voting          
  CMMT  IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
Non-Voting          
  1     OPENING OF THE ANNUAL GENERAL MEETING Non-Voting          
  2     ELECTION OF CHAIRMAN OF THE ANNUAL
GENERAL MEETING: THE NOMINATION COMMITTEE-
PROPOSES THAT WILHELM LUNING, MEMBER OF
THE SWEDISH BAR ASSOCIATION, IS-ELECTED TO
BE THE CHAIRMAN OF THE ANNUAL GENERAL
MEETING
Non-Voting          
  3     PREPARATION AND APPROVAL OF THE VOTING
LIST
Non-Voting          
  4     APPROVAL OF THE AGENDA Non-Voting          
  5     ELECTION OF ONE OR TWO PERSONS TO CHECK
AND VERIFY THE MINUTES
Non-Voting          
  6     DETERMINATION OF WHETHER THE ANNUAL
GENERAL MEETING HAS BEEN DULY CONVENED
Non-Voting          
  7     REMARKS BY THE CHAIRMAN OF THE BOARD Non-Voting          
  8     PRESENTATION BY THE CHIEF EXECUTIVE
OFFICER
Non-Voting          
  9     PRESENTATION OF THE PARENT COMPANY'S
ANNUAL REPORT AND THE AUDITOR'S REPORT-
AND OF THE GROUP ANNUAL REPORT AND THE
GROUP AUDITOR'S REPORT
Non-Voting          
  10    RESOLUTION ON THE ADOPTION OF THE PROFIT
AND LOSS STATEMENT AND THE BALANCE SHEET
AND OF THE GROUP PROFIT AND LOSS
STATEMENT AND THE GROUP BALANCE SHEET
Management   No Action      
  11    RESOLUTION ON THE PROPOSED TREATMENT OF
THE COMPANY'S EARNINGS AS STATED IN THE
ADOPTED BALANCE SHEET: SEK 8.00 PER SHARE
Management   No Action      
  12    RESOLUTION ON THE DISCHARGE OF LIABILITY OF
THE MEMBERS OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER
Management   No Action      
  13.A  RESOLUTION ON: AMENDMENTS OF THE ARTICLES
OF ASSOCIATION
Management   No Action      
  13.B  RESOLUTION ON: DETERMINATION OF THE
NUMBER OF MEMBERS OF THE BOARD: THE
NOMINATION COMMITTEE PROPOSES THAT THE
BOARD SHALL CONSIST OF ELEVEN MEMBERS
Management   No Action      
  14    DETERMINATION OF THE REMUNERATION TO THE
BOARD AND THE AUDITOR
Management   No Action      
  15.A  ELECTION OF BOARD MEMBER: TOM BOARDMAN
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
Management   No Action      
  15.B  ELECTION OF BOARD MEMBER: ANDERS BORG (RE-
ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
Management   No Action      
  15.C  ELECTION OF BOARD MEMBER: DAME AMELIA
FAWCETT (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
Management   No Action      
  15.D  ELECTION OF BOARD MEMBER: WILHELM
KLINGSPOR (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
Management   No Action      
  15.E  ELECTION OF BOARD MEMBER: LOTHAR LANZ (RE-
ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
Management   No Action      
  15.F  ELECTION OF BOARD MEMBER: ERIK
MITTEREGGER (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
Management   No Action      
  15.G  ELECTION OF BOARD MEMBER: MARIO QUEIROZ
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
Management   No Action      
  15.H  ELECTION OF BOARD MEMBER: JOHN SHAKESHAFT
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
Management   No Action      
  15.I  ELECTION OF BOARD MEMBER: CRISTINA
STENBECK (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
Management   No Action      
  15.J  ELECTION OF BOARD MEMBER: CYNTHIA GORDON
(NEW ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
Management   No Action      
  15.K  ELECTION OF BOARD MEMBER: HENRIK POULSEN
(NEW ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
Management   No Action      
  16    ELECTION OF THE CHAIRMAN OF THE BOARD: THE
NOMINATION COMMITTEE PROPOSES THAT TOM
BOARDMAN SHALL BE RE-ELECTED AS THE
CHAIRMAN OF THE BOARD
Management   No Action      
  17    DETERMINATION OF THE NUMBER OF AUDITORS
AND ELECTION OF AUDITOR: IN ACCORDANCE
WITH THE AUDIT COMMITTEE'S RECOMMENDATION,
THE NOMINATION COMMITTEE PROPOSES THAT
THE COMPANY SHALL HAVE ONE REGISTERED
ACCOUNTING FIRM AS AUDITOR, AND THAT THE
REGISTERED ACCOUNTING FIRM DELOITTE AB
SHALL BE RE-ELECTED AS AUDITOR UNTIL THE
CLOSE OF THE 2021 ANNUAL GENERAL MEETING.
DELOITTE AB HAS INFORMED KINNEVIK THAT THE
AUTHORISED PUBLIC ACCOUNTANT JAN
BERNTSSON WILL CONTINUE AS AUDITOR-IN-
CHARGE IF DELOITTE IS RE-ELECTED AS AUDITOR
Management   No Action      
  18    APPROVAL OF THE PROCEDURE OF THE
NOMINATION COMMITTEE
Management   No Action      
  19    RESOLUTION REGARDING GUIDELINES FOR
REMUNERATION FOR SENIOR EXECUTIVES
Management   No Action      
  20.A  RESOLUTION REGARDING A LONG-TERM, SHARE
BASED, INCENTIVE PLAN, INCLUDING
RESOLUTIONS REGARDING: ADOPTION OF THE
PLAN
Management   No Action      
  20.B  RESOLUTION REGARDING A LONG-TERM, SHARE
BASED, INCENTIVE PLAN, INCLUDING
RESOLUTIONS REGARDING: AUTHORISATION FOR
THE BOARD TO RESOLVE ON A NEW ISSUE OF
CLASS C SHARES
Management   No Action      
  20.C  RESOLUTION REGARDING A LONG-TERM, SHARE
BASED, INCENTIVE PLAN, INCLUDING
RESOLUTIONS REGARDING: AUTHORISATION FOR
THE BOARD TO RESOLVE TO REPURCHASE CLASS
C SHARES
Management   No Action      
  20.D  RESOLUTION REGARDING A LONG-TERM, SHARE
BASED, INCENTIVE PLAN, INCLUDING
RESOLUTIONS REGARDING: TRANSFER OF OWN
CLASS B SHARES TO THE PARTICIPANTS IN THE
PLAN
Management   No Action      
  21    RESOLUTION REGARDING A LONG-TERM, CASH
BASED, INCENTIVE PLAN
Management   No Action      
  22    RESOLUTION TO AUTHORISE THE BOARD TO
RESOLVE ON REPURCHASE OF OWN SHARES
Management   No Action      
  23    RESOLUTION ON AMENDMENTS OF THE ARTICLES
OF ASSOCIATION
Management   No Action      
  CMMT  THE BOARD DOES NOT MAKE ANY
RECOMMENDATION ON RESOLUTIONS 24.A TO 24.R
Non-Voting          
  24.A  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
ADOPT A ZERO TOLERANCE POLICY REGARDING
ACCIDENTS AT WORK FOR BOTH THE COMPANY
AND ITS PORTFOLIO COMPANIES
Management   No Action      
  24.B  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
INSTRUCT THE BOARD TO SET UP A WORKING
GROUP TO IMPLEMENT THIS ZERO TOLERANCE
POLICY
Management   No Action      
  24.C  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
SUBMIT A REPORT OF THE RESULTS IN WRITING
EACH YEAR TO THE ANNUAL GENERAL MEETING,
AS A SUGGESTION, BY INCLUDING THE REPORT IN
THE PRINTED VERSION OF THE ANNUAL REPORT
Management   No Action      
  24.D  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
ADOPT A VISION ON ABSOLUTE EQUALITY
BETWEEN MEN AND WOMEN ON ALL LEVELS
WITHIN BOTH THE COMPANY AND ITS PORTFOLIO
COMPANIES
Management   No Action      
  24.E  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
INSTRUCT THE BOARD TO SET UP A WORKING
GROUP WITH THE TASK OF IMPLEMENTING THIS
VISION IN THE LONG-TERM AND CLOSELY MONITOR
THE DEVELOPMENT BOTH REGARDING EQUALITY
AND ETHNICITY
Management   No Action      
  24.F  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
SUBMIT A REPORT IN WRITING EACH YEAR TO THE
ANNUAL GENERAL MEETING, AS A SUGGESTION,
BY INCLUDING THE REPORT IN THE PRINTED
VERSION OF THE ANNUAL REPORT
Management   No Action      
  24.G  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
INSTRUCT THE BOARD TO TAKE NECESSARY
ACTIONS TO SET UP A SHAREHOLDERS'
ASSOCIATION IN THE COMPANY
Management   No Action      
  24.H  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
DISALLOW MEMBERS OF THE BOARD TO INVOICE
THEIR BOARD REMUNERATION THROUGH A LEGAL
PERSON, SWEDISH OR FOREIGN
Management   No Action      
  24.I  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
INSTRUCT THE NOMINATION COMMITTEE THAT
DURING THE PERFORMANCE OF THEIR TASKS
THEY SHALL PAY PARTICULAR ATTENTION TO
QUESTIONS RELATED TO ETHICS, GENDER AND
ETHNICITY
Management   No Action      
  24.J  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO: IN
RELATION TO ITEM (H) ABOVE, INSTRUCT THE
BOARD TO APPROACH THE COMPETENT
AUTHORITY, THE SWEDISH TAX AGENCY OR THE
SWEDISH GOVERNMENT TO DRAW THEIR
ATTENTION TO THE DESIRABILITY OF CHANGES IN
THE REGULATION IN THIS AREA, IN ORDER TO
PREVENT TAX EVASION
Management   No Action      
  24.K  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
AMEND THE ARTICLES OF ASSOCIATION (SECTION4
LAST PARAGRAPH) IN THE FOLLOWING WAY.
SHARES OF SERIES A AS WELL AS SERIES B AND
SERIES C, SHALL ENTITLE TO (1) VOTE
Management   No Action      
  24.L  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
INSTRUCT THE BOARD TO APPROACH THE
SWEDISH GOVERNMENT, AND DRAW THE
GOVERNMENT'S ATTENTION TO THE DESIRABILITY
OF CHANGING THE SWEDISH COMPANIES ACT IN
ORDER TO ABOLISH THE POSSIBILITY TO HAVE
DIFFERENTIATED VOTING POWERS IN SWEDISH
LIMITED LIABILITY COMPANIES
Management   No Action      
  24.M  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
AMEND THE ARTICLES OF ASSOCIATION
(SECTION6) BY ADDING TWO NEW PARAGRAPHS IN
ACCORDANCE WITH THE FOLLOWING. FORMER
MINISTERS OF STATE MAY NOT BE ELECTED AS
MEMBERS OF THE BOARD UNTIL TWO (2) YEARS
HAVE PASSED SINCE HE/SHE RESIGNED FROM THE
ASSIGNMENT. OTHER FULL-TIME POLITICIANS, PAID
BY PUBLIC RESOURCES, MAY NOT BE ELECTED AS
MEMBERS OF THE BOARD UNTIL ONE (1) YEAR HAS
PASSED FROM THE TIME THAT HE/SHE RESIGNED
FROM THE ASSIGNMENT, IF NOT EXTRAORDINARY
REASONS JUSTIFY A DIFFERENT CONCLUSION
Management   No Action      
  24.N  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
INSTRUCT THE BOARD TO APPROACH THE
SWEDISH GOVERNMENT AND DRAW ITS
ATTENTION TO THE NEED FOR A NATIONAL
PROVISION REGARDING SO CALLED COOLING OFF
PERIODS FOR POLITICIANS
Management   No Action      
  24.O  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
INSTRUCT THE BOARD TO PREPARE A PROPOSAL
REGARDING REPRESENTATION ON THE BOARD
AND NOMINATION COMMITTEES FOR THE SMALL
AND MEDIUM SIZED SHAREHOLDERS TO BE
RESOLVED UPON AT THE 2018 ANNUAL GENERAL
MEETING
Management   No Action      
  24.P  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
INSTRUCT THE BOARD TO APPROACH THE
SWEDISH GOVERNMENT AND DRAW THE
GOVERNMENT'S ATTENTION TO THE DESIRABILITY
OF A REFORM IN THIS AREA
Management   No Action      
  24.Q  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
CARRY OUT A SPECIAL EXAMINATION OF THE
INTERNAL AS WELL AS THE EXTERNAL
ENTERTAINMENT IN THE COMPANY
Management   No Action      
  24.R  SHAREHOLDER THORWALD ARVIDSSON
PROPOSES THAT THE MEETING RESOLVES TO:
INSTRUCT THE BOARD TO PREPARE A PROPOSAL
OF A POLICY IN THIS AREA, A POLICY THAT SHALL
BE MODEST, TO BE RESOLVED UPON AT THE 2018
ANNUAL GENERAL MEETING
Management   No Action      
  25    CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting          
  CVS HEALTH CORPORATION  
  Security 126650100       Meeting Type Annual  
  Ticker Symbol CVS                   Meeting Date 10-May-2017
  ISIN US1266501006       Agenda 934558707 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: RICHARD M. BRACKEN Management   For   For  
  1B.   ELECTION OF DIRECTOR: C. DAVID BROWN II Management   For   For  
  1C.   ELECTION OF DIRECTOR: ALECIA A.
DECOUDREAUX
Management   For   For  
  1D.   ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Management   For   For  
  1E.   ELECTION OF DIRECTOR: DAVID W. DORMAN Management   For   For  
  1F.   ELECTION OF DIRECTOR: ANNE M. FINUCANE Management   For   For  
  1G.   ELECTION OF DIRECTOR: LARRY J. MERLO Management   For   For  
  1H.   ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management   For   For  
  1I.   ELECTION OF DIRECTOR: MARY L. SCHAPIRO Management   For   For  
  1J.   ELECTION OF DIRECTOR: RICHARD J. SWIFT Management   For   For  
  1K.   ELECTION OF DIRECTOR: WILLIAM C. WELDON Management   For   For  
  1L.   ELECTION OF DIRECTOR: TONY L. WHITE Management   For   For  
  2.    PROPOSAL TO RATIFY INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2017.
Management   For   For  
  3.    SAY ON PAY - AN ADVISORY VOTE ON THE
APPROVAL OF EXECUTIVE COMPENSATION.
Management   For   For  
  4.    TO RECOMMEND, BY NON-BINDING VOTE, THE
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
Management   1 Year   For  
  5.    PROPOSAL TO APPROVE THE 2017 INCENTIVE
COMPENSATION PLAN.
Management   For   For  
  6.    STOCKHOLDER PROPOSAL REGARDING THE
OWNERSHIP THRESHOLD FOR CALLING SPECIAL
MEETINGS OF STOCKHOLDERS.
Shareholder   Against   For  
  7.    STOCKHOLDER PROPOSAL REGARDING A REPORT
ON EXECUTIVE PAY.
Shareholder   Against   For  
  8.    STOCKHOLDER PROPOSAL REGARDING A REPORT
ON RENEWABLE ENERGY TARGETS.
Shareholder   Abstain   Against  
  JPMORGAN CHASE & CO.  
  Security 46625H100       Meeting Type Annual  
  Ticker Symbol JPM                   Meeting Date 16-May-2017
  ISIN US46625H1005       Agenda 934561665 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: LINDA B. BAMMANN Management   For   For  
  1B.   ELECTION OF DIRECTOR: JAMES A. BELL Management   For   For  
  1C.   ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management   For   For  
  1D.   ELECTION OF DIRECTOR: STEPHEN B. BURKE Management   For   For  
  1E.   ELECTION OF DIRECTOR: TODD A. COMBS Management   For   For  
  1F.   ELECTION OF DIRECTOR: JAMES S. CROWN Management   For   For  
  1G.   ELECTION OF DIRECTOR: JAMES DIMON Management   For   For  
  1H.   ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Management   For   For  
  1I.   ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management   For   For  
  1J.   ELECTION OF DIRECTOR: MICHAEL A. NEAL Management   For   For  
  1K.   ELECTION OF DIRECTOR: LEE R. RAYMOND Management   For   For  
  1L.   ELECTION OF DIRECTOR: WILLIAM C. WELDON Management   For   For  
  2.    ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
Management   For   For  
  3.    RATIFICATION OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
Management   For   For  
  4.    ADVISORY VOTE ON FREQUENCY OF ADVISORY
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
Management   1 Year   For  
  5.    INDEPENDENT BOARD CHAIRMAN Shareholder   Against   For  
  6.    VESTING FOR GOVERNMENT SERVICE Shareholder   Against   For  
  7.    CLAWBACK AMENDMENT Shareholder   Against   For  
  8.    GENDER PAY EQUITY Shareholder   Abstain   Against  
  9.    HOW VOTES ARE COUNTED Shareholder   Against   For  
  10.   SPECIAL SHAREOWNER MEETINGS Shareholder   Against   For  
  STATE STREET CORPORATION  
  Security 857477103       Meeting Type Annual  
  Ticker Symbol STT                   Meeting Date 17-May-2017
  ISIN US8574771031       Agenda 934574193 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: K. BURNES Management   For   For  
  1B.   ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Management   For   For  
  1C.   ELECTION OF DIRECTOR: L. DUGLE Management   For   For  
  1D.   ELECTION OF DIRECTOR: A. FAWCETT Management   For   For  
  1E.   ELECTION OF DIRECTOR: W. FREDA Management   For   For  
  1F.   ELECTION OF DIRECTOR: L. HILL Management   For   For  
  1G.   ELECTION OF DIRECTOR: J. HOOLEY Management   For   For  
  1H.   ELECTION OF DIRECTOR: S. O'SULLIVAN Management   For   For  
  1I.   ELECTION OF DIRECTOR: R. SERGEL Management   For   For  
  1J.   ELECTION OF DIRECTOR: G. SUMME Management   For   For  
  2.    TO APPROVE AN ADVISORY PROPOSAL ON
EXECUTIVE COMPENSATION.
Management   For   For  
  3.    TO RECOMMEND, BY ADVISORY PROPOSAL, THE
FREQUENCY OF ADVISORY PROPOSALS ON
EXECUTIVE COMPENSATION.
Management   1 Year   For  
  4.    TO APPROVE THE 2017 STOCK INCENTIVE PLAN. Management   For   For  
  5.    TO RATIFY THE SELECTION OF ERNST & YOUNG
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
Management   For   For  
  HERC HOLDINGS INC.  
  Security 42704L104       Meeting Type Annual  
  Ticker Symbol HRI                   Meeting Date 18-May-2017
  ISIN US42704L1044       Agenda 934562059 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: HERBERT L. HENKEL Management   For   For  
  1B.   ELECTION OF DIRECTOR: LAWRENCE H. SILBER Management   For   For  
  1C.   ELECTION OF DIRECTOR: JAMES H. BROWNING Management   For   For  
  1D.   ELECTION OF DIRECTOR: PATRICK D. CAMPBELL Management   For   For  
  1E.   ELECTION OF DIRECTOR: MICHAEL A. KELLY Management   For   For  
  1F.   ELECTION OF DIRECTOR: COURTNEY MATHER Management   For   For  
  1G.   ELECTION OF DIRECTOR: STEPHEN A. MONGILLO Management   For   For  
  1H.   ELECTION OF DIRECTOR: LOUIS J. PASTOR Management   For   For  
  1I.   ELECTION OF DIRECTOR: MARY PAT SALOMONE Management   For   For  
  2.    APPROVAL, BY A NON-BINDING ADVISORY VOTE,
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
Management   For   For  
  3.    APPROVAL, BY A NON-BINDING ADVISORY VOTE,
OF THE FREQUENCY OF HOLDING A NON-BINDING
ADVISORY VOTE ON THE NAMED EXECUTIVE
OFFICERS' COMPENSATION.
Management   1 Year   For  
  4.    RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2017.
Management   For   For  
  MORGAN STANLEY  
  Security 617446448       Meeting Type Annual  
  Ticker Symbol MS                    Meeting Date 22-May-2017
  ISIN US6174464486       Agenda 934579458 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: ERSKINE B. BOWLES Management   For   For  
  1B.   ELECTION OF DIRECTOR: ALISTAIR DARLING Management   For   For  
  1C.   ELECTION OF DIRECTOR: THOMAS H. GLOCER Management   For   For  
  1D.   ELECTION OF DIRECTOR: JAMES P. GORMAN Management   For   For  
  1E.   ELECTION OF DIRECTOR: ROBERT H. HERZ Management   For   For  
  1F.   ELECTION OF DIRECTOR: NOBUYUKI HIRANO Management   For   For  
  1G.   ELECTION OF DIRECTOR: KLAUS KLEINFELD Management   For   For  
  1H.   ELECTION OF DIRECTOR: JAMI MISCIK Management   For   For  
  1I.   ELECTION OF DIRECTOR: DENNIS M. NALLY Management   For   For  
  1J.   ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management   For   For  
  1K.   ELECTION OF DIRECTOR: JAMES W. OWENS Management   For   For  
  1L.   ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Management   For   For  
  1M.   ELECTION OF DIRECTOR: PERRY M. TRAQUINA Management   For   For  
  1N.   ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Management   For   For  
  2.    TO RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT AUDITOR
Management   For   For  
  3.    TO APPROVE THE COMPENSATION OF EXECUTIVES
AS DISCLOSED IN THE PROXY STATEMENT (NON-
BINDING ADVISORY VOTE)
Management   For   For  
  4.    TO VOTE ON THE FREQUENCY OF HOLDING A
NONBINDING ADVISORY VOTE ON THE
COMPENSATION OF EXECUTIVES AS DISCLOSED IN
THE PROXY STATEMENT (NON-BINDING ADVISORY
VOTE)
Management   1 Year   For  
  5.    TO APPROVE THE AMENDED AND RESTATED
EQUITY INCENTIVE COMPENSATION PLAN TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
AND TO EXTEND THE TERM
Management   Against   Against  
  6.    TO APPROVE THE AMENDED AND RESTATED
DIRECTORS' EQUITY CAPITAL ACCUMULATION
PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES
Management   Against   Against  
  7.    SHAREHOLDER PROPOSAL REGARDING A CHANGE
IN THE TREATMENT OF ABSTENTIONS FOR
PURPOSES OF VOTE-COUNTING
Shareholder   Against   For  
  8.    SHAREHOLDER PROPOSAL REGARDING A POLICY
TO PROHIBIT VESTING OF DEFERRED EQUITY
AWARDS FOR SENIOR EXECUTIVES WHO RESIGN
TO ENTER GOVERNMENT SERVICE
Shareholder   Against   For  
  MERCK & CO., INC.  
  Security 58933Y105       Meeting Type Annual  
  Ticker Symbol MRK                   Meeting Date 23-May-2017
  ISIN US58933Y1055       Agenda 934581439 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: LESLIE A. BRUN Management   For   For  
  1B.   ELECTION OF DIRECTOR: THOMAS R. CECH Management   For   For  
  1C.   ELECTION OF DIRECTOR: PAMELA J. CRAIG Management   For   For  
  1D.   ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management   For   For  
  1E.   ELECTION OF DIRECTOR: THOMAS H. GLOCER Management   For   For  
  1F.   ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management   For   For  
  1G.   ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY Management   For   For  
  1H.   ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management   For   For  
  1I.   ELECTION OF DIRECTOR: PAUL B. ROTHMAN Management   For   For  
  1J.   ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management   For   For  
  1K.   ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management   For   For  
  1L.   ELECTION OF DIRECTOR: WENDELL P. WEEKS Management   For   For  
  1M.   ELECTION OF DIRECTOR: PETER C. WENDELL Management   For   For  
  2.    NON-BINDING ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
Management   For   For  
  3.    NON-BINDING ADVISORY VOTE ON THE
FREQUENCY OF FUTURE VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
Management   1 Year   For  
  4.    RATIFICATION OF THE APPOINTMENT OF THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
Management   For   For  
  5.    SHAREHOLDER PROPOSAL REQUESTING AN
INDEPENDENT BOARD CHAIRMAN.
Shareholder   Against   For  
  6.    SHAREHOLDER PROPOSAL REQUESTING
IMPLEMENTATION OF A SET OF EMPLOYEE
PRACTICES IN ISRAEL/PALESTINE.
Shareholder   Abstain   Against  
  7.    SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CONDUCTING BUSINESS IN CONFLICT-
AFFECTED AREAS.
Shareholder   Abstain   Against  
  8.    SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON BOARD OVERSIGHT OF PRODUCT
SAFETY AND QUALITY.
Shareholder   Against   For  
  UNITED STATES CELLULAR CORPORATION  
  Security 911684108       Meeting Type Annual  
  Ticker Symbol USM                   Meeting Date 23-May-2017
  ISIN US9116841084       Agenda 934586580 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    DIRECTOR Management          
    1 J. SAMUEL CROWLEY       For   For  
    2 HARRY J. HARCZAK, JR.       For   For  
    3 GREGORY P. JOSEFOWICZ       For   For  
    4 CECELIA D. STEWART       For   For  
  2.    RATIFY ACCOUNTANTS FOR 2017 Management   For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management   For   For  
  4.    ADVISORY VOTE ON THE FREQUENCY OF
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management   1 Year   For  
  ROYAL DUTCH SHELL PLC  
  Security 780259206       Meeting Type Annual  
  Ticker Symbol RDSA                  Meeting Date 23-May-2017
  ISIN US7802592060       Agenda 934604580 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    RECEIPT OF ANNUAL REPORT & ACCOUNTS Management   For   For  
  2.    APPROVAL OF DIRECTORS' REMUNERATION
POLICY
Management   For   For  
  3.    APPROVAL OF DIRECTORS' REMUNERATION
REPORT
Management   For   For  
  4.    APPOINTMENT OF CATHERINE HUGHES AS A
DIRECTOR OF THE COMPANY
Management   For   For  
  5.    APPOINTMENT OF ROBERTO SETUBAL AS A
DIRECTOR OF THE COMPANY
Management   For   For  
  6.    REAPPOINTMENT AS A DIRECTOR OF THE
COMPANY: BEN VAN BEURDEN
Management   For   For  
  7.    REAPPOINTMENT AS A DIRECTOR OF THE
COMPANY: GUY ELLIOTT
Management   For   For  
  8.    REAPPOINTMENT AS A DIRECTOR OF THE
COMPANY: EULEEN GOH
Management   For   For  
  9.    REAPPOINTMENT AS A DIRECTOR OF THE
COMPANY: CHARLES O. HOLLIDAY
Management   For   For  
  10.   REAPPOINTMENT AS A DIRECTOR OF THE
COMPANY: GERARD KLEISTERLEE
Management   For   For  
  11.   REAPPOINTMENT AS A DIRECTOR OF THE
COMPANY: SIR NIGEL SHEINWALD
Management   For   For  
  12.   REAPPOINTMENT AS A DIRECTOR OF THE
COMPANY: LINDA G. STUNTZ
Management   For   For  
  13.   REAPPOINTMENT AS A DIRECTOR OF THE
COMPANY: JESSICA UHL
Management   For   For  
  14.   REAPPOINTMENT AS A DIRECTOR OF THE
COMPANY: HANS WIJERS
Management   For   For  
  15.   REAPPOINTMENT AS A DIRECTOR OF THE
COMPANY: GERRIT ZALM
Management   For   For  
  16.   REAPPOINTMENT OF AUDITOR Management   For   For  
  17.   REMUNERATION OF AUDITOR Management   For   For  
  18.   AUTHORITY TO ALLOT SHARES Management   For   For  
  19.   DISAPPLICATION OF PRE-EMPTION RIGHTS Management   For   For  
  20.   AUTHORITY TO PURCHASE OWN SHARES Management   For   For  
  21.   SHAREHOLDER RESOLUTION Shareholder   Against   For  
  TURKCELL ILETISIM HIZMETLERI A.S.  
  Security 900111204       Meeting Type Annual  
  Ticker Symbol TKC                   Meeting Date 25-May-2017
  ISIN US9001112047       Agenda 934553478 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  2.    AUTHORIZING THE PRESIDENCY BOARD TO SIGN
THE MINUTES OF THE MEETING.
Management   For   For  
  5.    READING, DISCUSSION AND APPROVAL OF THE
TURKISH COMMERCIAL CODE AND CAPITAL
MARKETS BOARD BALANCE SHEETS AND
PROFITS/LOSS STATEMENTS RELATING TO FISCAL
YEAR 2016.
Management   For   For  
  6.    RELEASE OF THE BOARD MEMBERS INDIVIDUALLY
FROM THE ACTIVITIES AND OPERATIONS OF THE
COMPANY PERTAINING TO THE YEAR 2016.
Management   For   For  
  7.    INFORMING THE GENERAL ASSEMBLY ON THE
DONATION AND CONTRIBUTIONS MADE IN THE
FISCAL YEAR 2016; DISCUSSION OF AND DECISION
ON BOARD OF DIRECTORS' PROPOSAL
CONCERNING DETERMINATION OF DONATION LIMIT
TO BE MADE IN 2017, STARTING FROM THE FISCAL
YEAR 2017.
Management   Against   Against  
  8.    SUBJECT TO THE APPROVAL OF THE MINISTRY OF
CUSTOMS AND TRADE AND CAPITAL MARKETS
BOARD; DISCUSSION OF AND DECISION ON THE
AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10, 11, 12,
13, 14, 15, 16, 17, 18, 19, 21, 24, 25 AND 26 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY.
Management   Against   Against  
  9.    ELECTION OF NEW BOARD MEMBERS IN
ACCORDANCE WITH RELATED LEGISLATION AND
DETERMINATION OF THE NEWLY ELECTED BOARD
MEMBERS' TERM OF OFFICE IF THERE WILL BE ANY
NEW ELECTION.
Management   Against   Against  
  10.   DETERMINATION OF THE REMUNERATION OF THE
BOARD MEMBERS.
Management   Against   Against  
  11.   DISCUSSION OF AND APPROVAL OF THE ELECTION
OF THE INDEPENDENT AUDIT FIRM APPOINTED BY
THE BOARD OF DIRECTORS PURSUANT TO
TURKISH COMMERCIAL CODE AND THE CAPITAL
MARKETS LEGISLATION FOR AUDITING OF THE
ACCOUNTS AND FINANCIALS OF THE YEAR 2017.
Management   For   For  
  12.   DECISION PERMITTING THE BOARD MEMBERS TO,
DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE
IN AREAS FALLING WITHIN OR OUTSIDE THE SCOPE
OF THE COMPANY'S OPERATIONS AND TO
PARTICIPATE IN COMPANIES OPERATING IN THE
SAME BUSINESS AND TO PERFORM OTHER ACTS IN
COMPLIANCE WITH ARTICLES 395 AND 396 OF THE
TURKISH COMMERCIAL CODE.
Management   Against   Against  
  13.   DISCUSSION OF AND DECISION ON THE
DISTRIBUTION OF DIVIDEND FOR THE FISCAL YEAR
2016 AND DETERMINATION OF THE DIVIDEND
DISTRIBUTION DATE.
Management   For   For  
  TURKCELL ILETISIM HIZMETLERI A.S.  
  Security 900111204       Meeting Type Annual  
  Ticker Symbol TKC                   Meeting Date 25-May-2017
  ISIN US9001112047       Agenda 934617537 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  2.    AUTHORIZING THE PRESIDENCY BOARD TO SIGN
THE MINUTES OF THE MEETING.
Management   For   For  
  5.    READING, DISCUSSION AND APPROVAL OF THE
TURKISH COMMERCIAL CODE AND CAPITAL
MARKETS BOARD BALANCE SHEETS AND
PROFITS/LOSS STATEMENTS RELATING TO FISCAL
YEAR 2016.
Management   For   For  
  6.    RELEASE OF THE BOARD MEMBERS INDIVIDUALLY
FROM THE ACTIVITIES AND OPERATIONS OF THE
COMPANY PERTAINING TO THE YEAR 2016.
Management   For   For  
  7.    INFORMING THE GENERAL ASSEMBLY ON THE
DONATION AND CONTRIBUTIONS MADE IN THE
FISCAL YEAR 2016; DISCUSSION OF AND DECISION
ON BOARD OF DIRECTORS' PROPOSAL
CONCERNING DETERMINATION OF DONATION LIMIT
TO BE MADE IN 2017, STARTING FROM THE FISCAL
YEAR 2017.
Management   Against   Against  
  8.    SUBJECT TO THE APPROVAL OF THE MINISTRY OF
CUSTOMS AND TRADE AND CAPITAL MARKETS
BOARD; DISCUSSION OF AND DECISION ON THE
AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10, 11, 12,
13, 14, 15, 16, 17, 18, 19, 21, 24, 25 AND 26 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY.
Management   Against   Against  
  9.    ELECTION OF NEW BOARD MEMBERS IN
ACCORDANCE WITH RELATED LEGISLATION AND
DETERMINATION OF THE NEWLY ELECTED BOARD
MEMBERS' TERM OF OFFICE IF THERE WILL BE ANY
NEW ELECTION.
Management   Against   Against  
  10.   DETERMINATION OF THE REMUNERATION OF THE
BOARD MEMBERS.
Management   Against   Against  
  11.   DISCUSSION OF AND APPROVAL OF THE ELECTION
OF THE INDEPENDENT AUDIT FIRM APPOINTED BY
THE BOARD OF DIRECTORS PURSUANT TO
TURKISH COMMERCIAL CODE AND THE CAPITAL
MARKETS LEGISLATION FOR AUDITING OF THE
ACCOUNTS AND FINANCIALS OF THE YEAR 2017.
Management   For   For  
  12.   DECISION PERMITTING THE BOARD MEMBERS TO,
DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE
IN AREAS FALLING WITHIN OR OUTSIDE THE SCOPE
OF THE COMPANY'S OPERATIONS AND TO
PARTICIPATE IN COMPANIES OPERATING IN THE
SAME BUSINESS AND TO PERFORM OTHER ACTS IN
COMPLIANCE WITH ARTICLES 395 AND 396 OF THE
TURKISH COMMERCIAL CODE.
Management   Against   Against  
  13.   DISCUSSION OF AND DECISION ON THE
DISTRIBUTION OF DIVIDEND FOR THE FISCAL YEAR
2016 AND DETERMINATION OF THE DIVIDEND
DISTRIBUTION DATE.
Management   For   For  
  PARMALAT SPA, COLLECCHIO  
  Security T7S73M107       Meeting Type Ordinary General Meeting 
  Ticker Symbol         Meeting Date 29-May-2017
  ISIN IT0003826473       Agenda 708109548 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1     INTERNAL AUDITORS REPORT AS PER ART. 2408,
SECOND PARAGRAPH, OF THE ITALIAN CIVIL CODE
OF THE 6 FEBRUARY 2017. RESOLUTIONS RELATED
THERETO, INCLUDING THE EVENTUAL LIABILITY
ACTION AGAINST DIRECTORS WITH OFFICE IN 2011-
2012
Management   For   For  
  CMMT  03 MAY 2017: PLEASE NOTE THAT THE MEETING
TYPE WAS CHANGED FROM AGM TO OGM.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Non-Voting          
  CHEVRON CORPORATION  
  Security 166764100       Meeting Type Annual  
  Ticker Symbol CVX                   Meeting Date 31-May-2017
  ISIN US1667641005       Agenda 934581732 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: W. M. AUSTIN Management   For   For  
  1B.   ELECTION OF DIRECTOR: L. F. DEILY Management   For   For  
  1C.   ELECTION OF DIRECTOR: R. E. DENHAM Management   For   For  
  1D.   ELECTION OF DIRECTOR: A. P. GAST Management   For   For  
  1E.   ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Management   For   For  
  1F.   ELECTION OF DIRECTOR: J. M. HUNTSMAN JR. Management   For   For  
  1G.   ELECTION OF DIRECTOR: C. W. MOORMAN IV Management   For   For  
  1H.   ELECTION OF DIRECTOR: D. F. MOYO Management   For   For  
  1I.   ELECTION OF DIRECTOR: R. D. SUGAR Management   For   For  
  1J.   ELECTION OF DIRECTOR: I. G. THULIN Management   For   For  
  1K.   ELECTION OF DIRECTOR: J. S. WATSON Management   For   For  
  1L.   ELECTION OF DIRECTOR: M. K. WIRTH Management   For   For  
  2.    RATIFICATION OF APPOINTMENT OF PWC AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
Management   For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION
Management   For   For  
  4.    ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION
Management   1 Year   For  
  5.    REPORT ON LOBBYING Shareholder   Against   For  
  6.    REPORT ON FEASIBILITY OF POLICY ON NOT DOING
BUSINESS WITH CONFLICT COMPLICIT
GOVERNMENTS
Shareholder   Abstain   Against  
  7.    REPORT ON CLIMATE CHANGE IMPACT
ASSESSMENT
Shareholder   Abstain   Against  
  8.    REPORT ON TRANSITION TO A LOW CARBON
ECONOMY
Shareholder   Against   For  
  9.    ADOPT POLICY ON INDEPENDENT CHAIRMAN Shareholder   Against   For  
  10.   RECOMMEND INDEPENDENT DIRECTOR WITH
ENVIRONMENTAL EXPERTISE
Shareholder   Against   For  
  11.   SET SPECIAL MEETINGS THRESHOLD AT 10% Shareholder   Against   For  
  EXXON MOBIL CORPORATION  
  Security 30231G102       Meeting Type Annual  
  Ticker Symbol XOM                   Meeting Date 31-May-2017
  ISIN US30231G1022       Agenda 934588673 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    DIRECTOR Management          
    1 SUSAN K. AVERY       For   For  
    2 MICHAEL J. BOSKIN       For   For  
    3 ANGELA F. BRALY       For   For  
    4 URSULA M. BURNS       For   For  
    5 HENRIETTA H. FORE       For   For  
    6 KENNETH C. FRAZIER       For   For  
    7 DOUGLAS R. OBERHELMAN       For   For  
    8 SAMUEL J. PALMISANO       For   For  
    9 STEVEN S REINEMUND       For   For  
    10 WILLIAM C. WELDON       For   For  
    11 DARREN W. WOODS       For   For  
  2.    RATIFICATION OF INDEPENDENT AUDITORS (PAGE
24)
Management   For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION (PAGE 25)
Management   For   For  
  4.    FREQUENCY OF ADVISORY VOTE ON EXECUTIVE
COMPENSATION (PAGE 25)
Management   1 Year   For  
  5.    INDEPENDENT CHAIRMAN (PAGE 53) Shareholder   Against   For  
  6.    MAJORITY VOTE FOR DIRECTORS (PAGE 54) Shareholder   Against   For  
  7.    SPECIAL SHAREHOLDER MEETINGS (PAGE 55) Shareholder   Against   For  
  8.    RESTRICT PRECATORY PROPOSALS (PAGE 56) Shareholder   Against   For  
  9.    REPORT ON COMPENSATION FOR WOMEN (PAGE
57)
Shareholder   Abstain   Against  
  10.   REPORT ON LOBBYING (PAGE 59) Shareholder   Against   For  
  11.   INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF
INVESTMENT (PAGE 60)
Shareholder   Against   For  
  12.   REPORT ON IMPACTS OF CLIMATE CHANGE
POLICIES (PAGE 62)
Shareholder   Abstain   Against  
  13.   REPORT ON METHANE EMISSIONS (PAGE 64) Shareholder   Abstain   Against  
  HERTZ GLOBAL HOLDINGS, INC.  
  Security 42806J106       Meeting Type Annual  
  Ticker Symbol HTZ                   Meeting Date 31-May-2017
  ISIN US42806J1060       Agenda 934597634 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: DAVID A. BARNES Management   For   For  
  1B.   ELECTION OF DIRECTOR: SUNGHWAN CHO Management   For   For  
  1C.   ELECTION OF DIRECTOR: CAROLYN N. EVERSON Management   For   For  
  1D.   ELECTION OF DIRECTOR: VINCENT J. INTRIERI Management   For   For  
  1E.   ELECTION OF DIRECTOR: HENRY R. KEIZER Management   For   For  
  1F.   ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Management   For   For  
  1G.   ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI Management   For   For  
  2.    APPROVAL, BY A NON-BINDING ADVISORY VOTE,
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
Management   For   For  
  3.    APPROVAL, BY A NON-BINDING ADVISORY VOTE,
ON THE FREQUENCY OF FUTURE VOTES ON THE
NAMED EXECUTIVE OFFICERS' COMPENSATION.
Management   1 Year   For  
  4.    APPROVAL OF THE HERTZ GLOBAL HOLDINGS, INC.
2016 OMNIBUS INCENTIVE PLAN.
Management   For   For  
  5.    APPROVAL OF THE HERTZ GLOBAL HOLDINGS, INC.
SENIOR EXECUTIVE BONUS PLAN.
Management   For   For  
  6.    RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
CERTIFIED ACCOUNTING FIRM FOR THE YEAR 2017.
Management   For   For  
  MOCON, INC.  
  Security 607494101       Meeting Type Special 
  Ticker Symbol MOCO                  Meeting Date 21-Jun-2017
  ISIN US6074941013       Agenda 934634090 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1.    APPROVAL OF THE AGREEMENT AND PLAN OF
MERGER.
Management   For   For  
  2.    APPROVAL OF ONE OR MORE ADJOURNMENTS OF
THE SPECIAL MEETING TO A LATER DATE OR
DATES IF NECESSARY TO SOLICIT ADDITIONAL
PROXIES.
Management   For   For  
  3.    ADVISORY VOTE ON COMPENSATION TO NAMED
EXECUTIVE OFFICERS.
Management   For   For  
  AMERICAN INTERNATIONAL GROUP, INC.  
  Security 026874784       Meeting Type Annual  
  Ticker Symbol AIG                   Meeting Date 28-Jun-2017
  ISIN US0268747849       Agenda 934630117 - Management
                     
  Item Proposal Proposed
by
  Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: W. DON CORNWELL Management   For   For  
  1B.   ELECTION OF DIRECTOR: BRIAN DUPERREAULT Management   For   For  
  1C.   ELECTION OF DIRECTOR: PETER R. FISHER Management   For   For  
  1D.   ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Management   For   For  
  1E.   ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Management   For   For  
  1F.   ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Management   For   For  
  1G.   ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER Management   For   For  
  1H.   ELECTION OF DIRECTOR: HENRY S. MILLER Management   For   For  
  1I.   ELECTION OF DIRECTOR: LINDA A. MILLS Management   For   For  
  1J.   ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON
Management   For   For  
  1K.   ELECTION OF DIRECTOR: RONALD A.
RITTENMEYER
Management   For   For  
  1L.   ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Management   For   For  
  1M.   ELECTION OF DIRECTOR: THERESA M. STONE Management   For   For  
  2.    TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO
APPROVE EXECUTIVE COMPENSATION.
Management   For   For  
  3.    TO ACT UPON A PROPOSAL TO AMEND AND
RESTATE AIG'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO RESTRICT
CERTAIN TRANSFERS OF AIG COMMON STOCK IN
ORDER TO PROTECT AIG'S TAX ATTRIBUTES.
Management   For   For  
  4.    TO ACT UPON A PROPOSAL TO RATIFY THE
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
Management   For   For  
  5.    TO ACT UPON A PROPOSAL TO RATIFY THE
SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
Management   For   For  

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant The Gabelli Convertible and Income Securities Fund Inc.

 

By (Signature and Title)* /s/Bruce N. Alpert                  

Bruce N. Alpert, Principal Executive Officer

 

 

Date 8/18/17

 

*Print the name and title of each signing officer under his or her signature.