UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (5) | 09/20/2011 | Common Stock | 255,000 | $ 23.53 | D | Â |
Stock Option (Right to Buy) | Â (5) | 04/29/2012 | Common Stock | 286,875 | $ 37.91 | D | Â |
Stock Option (Right to Buy) | Â (5) | 04/27/2013 | Common Stock | 382,500 | $ 31.17 | D | Â |
Stock Option (Right to Buy) | Â (5) | 04/25/2014 | Common Stock | 191,250 | $ 47.21 | D | Â |
Stock Option (Right to Buy) | Â (5) | 04/24/2015 | Common Stock | 191,250 | $ 64.52 | D | Â |
Stock Option (Right to Buy) | Â (6) | 04/18/2016 | Common Stock | 191,250 | $ 72.44 | D | Â |
Stock Option (Right to Buy) | Â (7) | 04/17/2017 | Common Stock | 191,250 | $ 69.31 | D | Â |
Stock Option (Right to Buy) | Â (8) | 04/15/2018 | Common Stock | 191,250 | $ 53.37 | D | Â |
Stock Option (Right to Buy) | Â (9) | 04/28/2019 | Common Stock | 312,247 | $ 30.03 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ARCHIBALD NOLAN D 1000 STANLEY DRIVE NEW BRITAIN, CT 06053 |
 X |  |  Chairman of the Board |  |
/s/ Nolan D. Archibald | 03/16/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were granted to the reporting person under The Black & Decker Corporation 2004 Restricted Stock Plan and will vest on April 19, 2010. |
(2) | These shares were granted to the reporting person under The Black & Decker Corporation 2004 Restricted Stock Plan and will vest on April 18, 2011. |
(3) | These shares were granted to the reporting person under The Black & Decker Corporation 2004 Restricted Stock Plan and will vest on April 16, 2012. |
(4) | Shares to be delivered on vesting of restricted stock units that vest on April 29, 2013. |
(5) | The option is currently exercisable. |
(6) | The option will become exercisable with respect to 47,812 shares on April 19, 2010; currently exercisable with respect to balance. |
(7) | The option will become exercisable with respect to 47,812 shares on April 18, 2010 and 47,812 shares on April 18, 2011. Currently exercisable with respect to the balance. |
(8) | The option will become exercisable with respect to 47,812 shares on April 16, 2010; 47,812 shares on April 16, 2011 and 47,812 shares on April 16, 2012; currently exercisable with respect to the balance. |
(9) | The option will become exercisable in four equal annual installments commencing April 29, 2010. |