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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GAPONTSEV VALENTIN P C/O IPG PHOTONICS CORPORATION 50 OLD WEBSTER ROAD OXFORD, MA 01540 |
X | X | CEO & Chairman of the Board |
Angelo P. Lopresti, Attorney-at-law | 12/28/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 23, 2007. |
(2) | Sales ranged from $20.03 to $20.69 as follows: 200 shares at $20.03; 900 shares at $20.06; 300 shares at $20.10; 500 shares at $20.12; 1,200 shares at $20.15; 788 shares at $20.16; 534 shares at $20.17; 900 shares at $20.18; 2,030 shares at $20.19; 766 shares at $20.20; 1,282 shares at $20.21; 400 shares at $20.22; 5,600 shares at $20.22; 302 shares at $20.23; 300 shares at $20.24; 298 shares at $20.25; 100 shares at $20.26; 2 shares at $20.30; 1,266 shares at $20.31; 200 shares at $20.32; 234 shares at $20.33; 100 shares at $20.34; 800 shares at $20.37; 788 shares at $20.38; 100 shares at $20.41; 12 shares at $20.43; and 100 shares at $20.69. |
(3) | Sales ranged from $20.02 to $20.69 as follows: 100 shares at $20.02; 100 shares at $20.03; 800 shares at $20.06; 100 shares at $20.09; 200 shares at $20.10; 700 shares at $20.12; 916 shares at $20.15; 2,250 shares at $20.16; 569 shares at $20.17; 1,200 shares at $20.18; 2,582 shares at $20.19; 1,288 shares at $20.20; 200 shares at $20.21; 618 shares at $20.21; 200 shares at $20.22; 5,012 shares at $20.22; 507 shares at $20.23; 500 shares at $20.24; 158 shares at $20.25; 100 shares at $20.30; 800 shares at $20.31; 900 shares at $20.33; 200 shares at $20.34; 100 shares at $20.35; 1,300 shares at $20.37; 1,200 shares at $20.38; 100 shares at $20.41; 200 shares at $20.43; and 100 shares at $20.69. |
(4) | Sales ranged from $19.95 to $20.43 as follows: 100 shares at $19.95; 200 shares at $20.14; 100 shares at $20.15; 200 shares at $20.15; 500 shares at $20.16; 2100 shares at $20.16; 100 shares at $20.17; 1490 shares at $20.18; 200 shares at $20.19; 710 shares at $20.19; 200 shares at $20.20; 1900 shares at $20.20; 100 shares at $20.21; 300 shares at $20.21; 100 shares at $20.22; 100 shares at $20.23; 500 shares at $20.24; 1100 shares at $20.25; 400 shares at $20.26; 100 shares at $20.27; 400 shares at $20.27; 700 shares at $20.28; 1100 shares at $20.29; 1800 shares at 20.30; 1100 shares at $20.31; 500 shares at $20.32; 800 shares at $20.33; 500 shares at $20.34; 1100 shares at $20.35; 100 shares at $20.36; 100 shares at $20.37; 1100 shares at $20.38; 100 shares at $20.41; and 100 shares at $20.43. |
(5) | The reporting person is the managing director of IP Fibre Devices (UK) Ltd. and has voting and investment power with respect to the shares held of record by IP Fibre Devices (UK) Ltd. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |