UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sanchez Management Corp 1920 SANDMAN STREET LAREDO, TX 78041 |
 |  X |  |  |
See Remarks | 06/21/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by San Juan Oil & Gas No. 2, Ltd. San Juan Oil & Gas No. 2, Ltd. is controlled by its general partner, Sanchez Management Corporation. Sanchez Management Corporation is managed by A. R. Sanchez, Jr. Each of Sanchez Management Corporation and A. R. Sanchez, Jr. may be deemed to share voting and dispositive power over the shares held by San Juan Oil & Gas No. 2, Ltd. Each of Sanchez Management Corporation and A. R. Sanchez, Jr. disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Sanchez Management Corporation or A. R. Sanchez, Jr. of the reported securities for purposes of Section 16 or any other purpose. |
(2) | These shares are owned directly by Sanexco, Ltd. Sanexco, Ltd. is controlled by its general partner, Sanchez Management Corporation. Sanchez Management Corporation is managed by A. R. Sanchez, Jr. Each of Sanchez Management Corporation and A. R. Sanchez, Jr. may be deemed to share voting and dispositive power over the shares held by Sanexco, Ltd. Each of Sanchez Management Corporation and A. R. Sanchez, Jr. disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Sanchez Management Corporation or A. R. Sanchez, Jr. of the reported securities for purposes of Section 16 or any other purpose. |
 Remarks: /s/ A. R. Sanchez, Jr., Signed in the following capacities: A. R. Sanchez, Jr. is signing in his capacity as President of Sanchez Management Corporation, on behalf of Sanchez Management Corporation. |